FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/21/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/21/2024 | M | 294,494 | A | $70.71 | 294,494 | I | by TJW Options LLC 2015 Series | ||
Common Stock | 08/21/2024 | F | 115,942(1) | D | $179.605 | 178,552 | I | by TJW Options LLC 2015 Series | ||
Common Stock | 08/21/2024 | S | 76,510 | D | $179.307(2) | 102,042 | I | by TJW Options LLC 2015 Series | ||
Common Stock | 08/21/2024 | S | 13,490 | D | $179.559(3) | 88,552 | I | by TJW Options LLC 2015 Series | ||
Common Stock | 08/22/2024 | S | 88,552 | D | $179.573(4) | 0 | I | by TJW Options LLC 2015 Series | ||
Common Stock | 230,932 | I | By 2020-B GRAT Remainder Trust | |||||||
Common Stock | 108,343 | I | By 2022-B GRAT | |||||||
Common Stock | 181,264 | I | By 2023-B GRAT | |||||||
Common Stock | 209,776.943(5) | D | ||||||||
Common Stock | 7,470 | I | By 401(k) Plan | |||||||
Common Stock | 189,016 | I | By TJW Options LLC 2014 Series | |||||||
Common Stock | 257,535 | I | Remainder GRAT |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $70.71 | 08/21/2024 | M | 294,494 | 02/18/2018 | 02/18/2025 | Common Stock | 294,494 | $0 | 0 | I | by TJW Options LLC 2015 Series |
Explanation of Responses: |
1. Shares withheld by issuer to pay the option exercise price in connection with the exercise. |
2. Reflects weighted average sale price for open-market sales transactions reported herein. Actual sales prices ranged from $178.465 to $179.46. The reporting person provided to the issuer, and will provide to any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request. |
3. Reflects weighted average sale price for open-market sales transactions reported herein. Actual sales prices ranged from $179.465 to $179.655. The reporting person provided to the issuer, and will provide to any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request. |
4. Reflects weighted average sale price for open-market sales transactions reported herein. Actual sales prices ranged from $179.365 to $179.900. The reporting person provided to the issuer, and will provide to any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request. |
5. Balance also reflects 46.46 shares acquired during the period of January 3, 2024 through July 2, 2024, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares. |
/s/ Jillian K. Ludwig, attorney-in-fact for Mr. Wilson | 08/23/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |