-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKJzSF47IrH081EZxst6fyeyVw291ysDJkl3TBNu+tSgeqtBUgXc4Q9XVok1AiG6 2EeP2rDM/rJACELNX+eNuw== 0000912057-02-031792.txt : 20020814 0000912057-02-031792.hdr.sgml : 20020814 20020814103323 ACCESSION NUMBER: 0000912057-02-031792 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLSTATE CORP CENTRAL INDEX KEY: 0000899051 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 363871531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11840 FILM NUMBER: 02732166 BUSINESS ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474025000 MAIL ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 8-K 1 a2086159z8-k.htm 8-K


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.


FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) August 12, 2002


    The Allstate Corporation
   
    (Exact Name of Registrant as Specified in Charter)
Delaware   1-11840   36-3871531

 
 
(State or Other
Jurisdiction of
Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification Number)

2775 Sanders Road, Northbrook, Illinois
(Address of Principal Executive Offices)

 

60062
(Zip Code)

Registrant's telephone number, including area code (847) 402-5000




Item 9.    Regulation FD Disclosure

        Furnished with this Form 8-K, as Exhibits 99.1 and 99.2, are the statements under oath provided on August 13, 2002 by Edward M. Liddy, Chairman of the Board, President and Chief Executive Officer, and Casey J. Sylla, Acting Vice President and Chief Financial Officer, of The Allstate Corporation, in accordance with the Securities and Exchange Commission's June 27, 2002 Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934.

        Also furnished with this Form 8-K, as Exhibits 99.3 and 99.4, are the certifications by Edward M. Liddy, Chairman of the Board, President and Chief Executive Officer, and Casey J. Sylla, Acting Vice President and Chief Financial Officer, of The Allstate Corporation, pursuant to 18 United States Code § 1350, that accompanied the Quarterly Report on Form 10-Q of The Allstate Corporation for the quarterly period ended June 30, 2002.

Item 7.    Financial Statements and Exhibits

(c)
Exhibits

Exhibit No.
  Description

99.1   Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

99.2

 

Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

99.3

 

Certification Pursuant to 18 United States Code § 1350 of the Chief Executive Officer

99.4

 

Certification Pursuant to 18 United States Code § 1350 of the Chief Financial Officer

2


SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

    THE ALLSTATE CORPORATION

 

 

Title:

 

/s/  
SAMUEL H. PILCH      
    Name:   Samuel H. Pilch
    Title:   Controller

August 13, 2002

INDEX TO EXHIBITS

Exhibit No.
  Description

99.1   Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

99.2

 

Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

99.3

 

Certification Pursuant to 18 United States Code § 1350 of the Chief Executive Officer

99.4

 

Certification Pursuant to 18 United States Code § 1350 of the Chief Financial Officer

3



EX-99.1 3 a2086159zex-99_1.htm STATEMENT UNDER OATH OF PRINCIPAL EXEC OFFICER

Exhibit 99.1

Statement Under Oath of Principal Executive Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings

I, Edward M. Liddy, state and attest that:

            (1)    To the best of my knowledge, based upon a review of the covered reports of The Allstate Corporation, and, except as corrected or supplemented in a subsequent covered report:

      no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

      no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

            (2)    I have reviewed the contents of this statement with The Allstate Corporation's Audit Committee.

            (3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

      Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of The Allstate Corporation;

      all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Allstate Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and

      any amendments to any of the foregoing.


/s/  
EDWARD M. LIDDY      
Edward M. Liddy
August 13, 2002

 

Subscribed and sworn to
before me this 13th day of
August 2002.

 

 

/s/  
JENNIFER M. HAGER      
Notary Public

 

 

My Commission Expires:
OFFICIAL SEAL
JENNIFER M. HAGER
NOTARY PUBLIC, STATE OF ILLINOIS
MY COMMISSION EXPIRES:11/19/04

4



EX-99.2 4 a2086159zex-99_2.htm STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFF.

Exhibit 99.2

Statement Under Oath of Principal Financial Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings

I, Casey J. Sylla, state and attest that:

            (1)    To the best of my knowledge, based upon a review of the covered reports of The Allstate Corporation, and, except as corrected or supplemented in a subsequent covered report:

      no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

      no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

            (2)    I have reviewed the contents of this statement with The Allstate Corporation's Audit Committee.

            (3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

      Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of The Allstate Corporation;

      all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Allstate Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and

      any amendments to any of the foregoing.


/s/  
CASEY J. SYLLA      
Casey J. Sylla
August 13, 2002

 

Subscribed and sworn to
before me this 13th day of
August 2002.

 

 

/s/  
JENNIFER M. HAGER      
Notary Public

 

 

My Commission Expires:
OFFICIAL SEAL
JENNIFER M. HAGER
NOTARY PUBLIC, STATE OF ILLINOIS
MY COMMISSION EXPIRES:11/19/04

5



EX-99.3 5 a2086159zex-99_3.htm CERTIFICATION PURSUANT TO 18 US CODE 1350 OF CEO

Exhibit 99.3

CERTIFICATION
Pursuant to 18 United States Code § 1350

        The undersigned hereby certifies that the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002 of The Allstate Corporation (the "Company") filed with the Securities and Exchange Commission on the date hereof fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company.


 

 

/s/  
EDWARD M. LIDDY      
Name: Edward M. Liddy
Title: Chairman of the Board, President
        and Chief Executive Officer

Date: August 12, 2002

6



EX-99.4 6 a2086159zex-99_4.htm CERTIFICATION PURSUANT TO 18 US CODE 1350 OF CFO

Exhibit 99.4

CERTIFICATION
Pursuant to 18 United States Code § 1350

        The undersigned hereby certifies that the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002 of The Allstate Corporation (the "Company") filed with the Securities and Exchange Commission on the date hereof fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company.


 

 

/s/  
CASEY J. SYLLA      
Name: Casey J. Sylla
Title: Acting Vice President and
         Chief Financial Officer
Date: August 12, 2002    

7



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