-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9qETn9YHiCXmYFUC3LYw5r7TBvDPAas+x5mYSxGLaRoUjQdsJo/qhNyLT5w3Dbm 1mEGL7vomM0CHAgsfiCh8Q== 0000950123-96-004774.txt : 19960830 0000950123-96-004774.hdr.sgml : 19960830 ACCESSION NUMBER: 0000950123-96-004774 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19960829 EFFECTIVENESS DATE: 19960917 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DII GROUP INC CENTRAL INDEX KEY: 0000899047 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 841224426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-11005 FILM NUMBER: 96622658 BUSINESS ADDRESS: STREET 1: 6273 MONARCH PARK PLACE CITY: NIWOT STATE: CO ZIP: 80503 BUSINESS PHONE: 3036522221 FORMER COMPANY: FORMER CONFORMED NAME: DOVATRON INTERNATIONAL INC DATE OF NAME CHANGE: 19930319 S-8 1 FORM S-8 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 28, 1996 REGISTRATION NO. 333- ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------------- THE DII GROUP, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 84-1224426 (STATE OR OTHER JURISDICTION (I.R.S. EMPLOYER IDENTIFICATION NO.) OF INCORPORATION OR ORGANIZATION) 6273 MONARCH PARK PLACE, SUITE 200 80503 NIWOT, COLORADO (ZIP CODE) (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) --------------------- THE DII GROUP, INC. 1994 EMPLOYEE STOCK PURCHASE PLAN (FULL TITLE OF THE PLAN) CARL R. VERTUCA, JR. THE DII GROUP, INC. 6273 MONARCH PARK PLACE, SUITE 200 NIWOT, COLORADO 80503 (NAME AND ADDRESS OF AGENT FOR SERVICE) TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE: (303) 652-2221
CALCULATION OF REGISTRATION FEE =========================================================================================================== Proposed Proposed Maximum Maximum Title of Securities to be Amount to be Offering Price Aggregate Amount of Registered Registered Per Share(1) Offering Price(1) Registration Fee - ------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value(2)... 300,000 Shares $29.81 $8,943,000 $3,083.79 ============================================================================================================
(1) Estimated solely for the purpose of computing the registration fee, based on the average of the high and low prices for the Common Stock as reported on the Nasdaq National Market System on August 26, 1996. (2) Including associated Series A Junior Participating Preferred Stock Purchase Rights attached thereto. ================================================================================ 2 INCORPORATION BY REFERENCE This Registration Statement on Form S-8 relates to the registration of additional shares reserved for issuance under the registrant's 1994 Employee Stock Purchase Plan. Pursuant to General Instruction E. of Form S-8, the contents of the Registration Statement on Form S-8 (Registration No. 33-79940) filed with the Securities and Exchange Commission and effective on June 8, 1994 are hereby incorporated by reference herein. -2- 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Niwot, State of Colorado, on the 28th day of August, 1996. The DII Group, Inc. By: /s/ Carl R. Vertuca, Jr. --------------------------------------- Name: Carl R. Vertuca, Jr. Title: Senior Vice President and Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:
SIGNATURE TITLE DATE --------- ----- ---- /s/ Ronald R. Budacz Chairman and Chief Executive August 28, 1996 - ------------------------------------- Officer Ronald R. Budacz /s/ Carl R. Vertuca, Jr. Director, Senior Vice President August 28, 1996 - ------------------------------------- and Chief Financial Officer Carl R. Vertuca, Jr. (Principal Financial Officer) /s/ Thomas J. Smach Vice President-Finance and August 28, 1996 - ------------------------------------- Controller Thomas J. Smach /s/ Robert L. Brueck Director August 28, 1996 - ------------------------------------- Robert L. Brueck /s/ Lewis E. Burns Director August 28, 1996 - ------------------------------------- Lewis E. Burns Director August , 1996 - ------------------------------------- Gary P. Kennedy /s/ Gary L. Roubos Director August 28, 1996 - ------------------------------------- Gary L. Roubos /s/ Gerard T. Wrixon Director August 28, 1996 - ------------------------------------- Gerard T. Wrixon, Msc. Phd. /s/ Alexander W. Young Director August 28, 1996 - ------------------------------------- Alexander W. Young
-3- 4 Pursuant to the requirements of the Securities Act of 1933, The DII Group, Inc. 1994 Employee Stock Purchase Plan has duly caused this registration statement to be signed on behalf of the undersigned, thereunto duly authorized, in the City of Irving, State of Texas, on the 28th day of August, 1996. The DII Group, Inc. 1994 Employee Stock Purchase Plan By: /s/ Alexander W. Young ------------------------------------------ Name: Alexander W. Young Title: Co-Chairman, Compensation Committee -4- 5 INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION OF DOCUMENT - ------- ----------------------- 5 Opinion of Curtis, Mallet-Prevost, Colt & Mosle 23.1 Consent of KPMG Peat Marwick LLP 23.2 Consent of Deloitte & Touche 23.3 Consent of Curtis, Mallet-Prevost, Colt & Mosle (included in Exhibit 5) -5- EX-5 2 OPINION OF CURTIS, MALLET-PREVOST, COLT & MOSLE 1 EXHIBIT 5 CURTIS, MALLET-PREVOST, COLT & MOSLE August 28, 1996 The DII Group, Inc. 6273 Monarch Park Place Suite 200 Niwot, Colorado 80503 Gentlemen: We have acted as special counsel for The DII Group, Inc., a Delaware corporation (the "Company"), with respect to the proposed registration and sale by the Company of an additional 300,000 shares of the Company's common stock, $0.01 par value per share (the "Common Stock"), issuable upon exercise of options to be granted under the Company's 1994 Employee Stock Purchase Plan (the "Plan") and covered by a Registration Statement on Form S-8 (the "Registration Statement") filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended. In connection herewith, we have examined the Restated Certificate of Incorporation, the Restated By-laws and minute books of the Company, the Registration Statement and all exhibits thereto, and such other documents as we have considered necessary. Based upon such examination, it is our opinion that the shares of Common Stock proposed to be sold by the Company, when sold pursuant to the Plan and the resolutions of the Board of Directors of the Company authorizing the same, will be legally issued, fully paid and non-assessable. We hereby consent to the use of this opinion as an exhibit to the Registration Statement. 2 The DII Group, Inc. Page 2 August 28, 1996 We are giving this opinion to the Company, and no person other than the Company may rely upon it. Very truly yours, /s/ Curtis, Mallet-Prevost, Colt & Mosle ------------------------------------------- Curtis, Mallet-Prevost, Colt & Mosle EX-23.1 3 CONSENT OF KPMG PEAT MARWICK LLP 1 Exhibit 23.1 Independent Auditors' Consent The Board of Directors The DII Group, Inc.: We consent to incorporation by reference in the registration statement on Form S-8 of The DII Group, Inc. of our reports dated January 30, 1996, relating to the consolidated balance sheets of The DII Group, Inc. and subsidiaries as of December 31, 1995 and 1994, and the related consolidated statements of income, stockholders' equity, and cash flows for each of the years in the three-year period ended December 31, 1995, and the related schedule, which reports appear in the December 31, 1995, annual report on Form 10-K of the DII Group, Inc. /s/ KPMG Peat Marwick LLP ---------------------------- KPMG Peat Marwick LLP Denver, Colorado August 27, 1996 EX-23.2 4 CONSENT OF DELOITTE & TOUCHE 1 EXHIBIT 23.2 CONSENT OF DELOITTE & TOUCHE LLP We consent to the incorporation by reference in this Registration Statement of The DII Group on Form S-8 of our report dated January 31, 1996 on the consolidated financial statements of Orbit Semiconductor, Inc. as of December 31, 1994 and 1995 and for each of the three years in the period ended December 31, 1995, which financial statements appear in Registration Statement No. 333-6789 of The DII Group on Form S-4. /s/ Deloitte & Touche LLP - --------------------------------- DELOITTE & TOUCHE LLP San Jose, California August 27, 1996 -----END PRIVACY-ENHANCED MESSAGE-----