0001106191-20-000036.txt : 20201209
0001106191-20-000036.hdr.sgml : 20201209
20201209171229
ACCESSION NUMBER: 0001106191-20-000036
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201203
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378551
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 7709898250
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0000899037
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378552
BUSINESS ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: (770) 989-8261
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY II RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0001161416
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378553
BUSINESS ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: (770) 989-8250
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.
CENTRAL INDEX KEY: 0001733113
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378554
BUSINESS ADDRESS:
STREET 1: MAPLES CORPORATE SERVICES
STREET 2: PO BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 7709898263
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAUGUS THOMAS E
CENTRAL INDEX KEY: 0001075617
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378555
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT Exploration Co LLC
CENTRAL INDEX KEY: 0001396794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201378556
BUSINESS ADDRESS:
STREET 1: 1560 Broadway
STREET 2: STE 2000
CITY: Denver
STATE: CO
ZIP: 80202
BUSINESS PHONE: (720) 946-3028
MAIL ADDRESS:
STREET 1: 1560 Broadway
STREET 2: STE 2000
CITY: Denver
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAN TIERRA ENERGY INC.
CENTRAL INDEX KEY: 0001273441
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900, 520 3RD AVENUE S.W.
CITY: CALGARY
STATE: A0
ZIP: T2P 0R3
BUSINESS PHONE: (403) 265-3221
MAIL ADDRESS:
STREET 1: 900, 520 3RD AVENUE S.W.
CITY: CALGARY
STATE: A0
ZIP: T2P 0R3
FORMER COMPANY:
FORMER CONFORMED NAME: GRAN TIERRA ENERGY, INC.
DATE OF NAME CHANGE: 20051130
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDSTRIKE INC
DATE OF NAME CHANGE: 20040113
FORMER COMPANY:
FORMER CONFORMED NAME: GOLKSTRIKE INC
DATE OF NAME CHANGE: 20031216
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2020-12-03
2020-12-07
0
0001273441
GRAN TIERRA ENERGY INC.
GTE
0001106191
GMT CAPITAL CORP
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0000899037
BAY RESOURCE PARTNERS LP
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001161416
BAY II RESOURCE PARTNERS LP
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001733113
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001075617
CLAUGUS THOMAS E
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001396794
GMT Exploration Co LLC
1560 Broadway
STE 2000
Denver
CO
80202
0
0
1
0
COMMON STOCK
2020-12-03
4
S
0
300000
0.29
D
69308929
D
COMMON STOCK
2020-12-04
4
S
0
432576
0.3
D
68876353
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
The aggregate number of shares of common stock sold on December 04, 2020, was 432,576 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,876,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,669,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
This Form 4/A is being submitted in connection with the Form 4 filed on December 07, 2020, which reported a sale by Claugus on December 04, 2020 of 133,900 shares resulting in ownership of 2,552,500 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on December 04, 2020 are set forth on this Form 4/A.
/s/ Philip J. Meyers
2020-12-09