0001106191-20-000030.txt : 20201119 0001106191-20-000030.hdr.sgml : 20201119 20201119163934 ACCESSION NUMBER: 0001106191-20-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GMT Exploration Co LLC CENTRAL INDEX KEY: 0001396794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329275 BUSINESS ADDRESS: STREET 1: 1560 Broadway STREET 2: STE 2000 CITY: Denver STATE: CO ZIP: 80202 BUSINESS PHONE: (720) 946-3028 MAIL ADDRESS: STREET 1: 1560 Broadway STREET 2: STE 2000 CITY: Denver STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAUGUS THOMAS E CENTRAL INDEX KEY: 0001075617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329276 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. CENTRAL INDEX KEY: 0001733113 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329277 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 7709898263 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY II RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001161416 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329278 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: (770) 989-8250 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0000899037 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329279 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: (770) 989-8261 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GMT CAPITAL CORP CENTRAL INDEX KEY: 0001106191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34018 FILM NUMBER: 201329280 BUSINESS ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709898250 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAN TIERRA ENERGY INC. CENTRAL INDEX KEY: 0001273441 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900, 520 3RD AVENUE S.W. CITY: CALGARY STATE: A0 ZIP: T2P 0R3 BUSINESS PHONE: (403) 265-3221 MAIL ADDRESS: STREET 1: 900, 520 3RD AVENUE S.W. CITY: CALGARY STATE: A0 ZIP: T2P 0R3 FORMER COMPANY: FORMER CONFORMED NAME: GRAN TIERRA ENERGY, INC. DATE OF NAME CHANGE: 20051130 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSTRIKE INC DATE OF NAME CHANGE: 20040113 FORMER COMPANY: FORMER CONFORMED NAME: GOLKSTRIKE INC DATE OF NAME CHANGE: 20031216 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-17 0 0001273441 GRAN TIERRA ENERGY INC. GTE 0001106191 GMT CAPITAL CORP GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0000899037 BAY RESOURCE PARTNERS LP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001161416 BAY II RESOURCE PARTNERS LP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001733113 BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001075617 CLAUGUS THOMAS E GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001396794 GMT Exploration Co LLC 1560 Broadway STE 2000 Denver CO 80202 0 0 1 0 COMMON STOCK 2020-11-17 4 S 0 665825 0.22 D 72617628 D COMMON STOCK 2020-11-18 4 S 0 319633 0.23 D 72297995 D This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. The aggregate number of shares of common stock sold on November 17, 2020, was 665,825 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,617,628. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 198,800 shares sold resulting in ownership of 21,131,790 shares; Bay II = 159,600 shares sold resulting in ownership of 17,063,630 shares; Offshore Fund = 280,925 shares sold resulting in ownership of 29,930,408 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 26,500 shares sold resulting in ownership of 2,817,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. The aggregate number of shares of common stock sold on November 18, 2020, was 319,633 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,297,995. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 95,500 shares sold resulting in ownership of 21,036,290 shares; Bay II = 76,700 shares sold resulting in ownership of 16,986,930 shares; Offshore Fund = 134,733 shares sold resulting in ownership of 29,795,675 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,700 shares sold resulting in ownership of 2,805,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. /s/ Philip J. Meyers 2020-11-19