0001106191-20-000021.txt : 20201015
0001106191-20-000021.hdr.sgml : 20201015
20201015173413
ACCESSION NUMBER: 0001106191-20-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201013
FILED AS OF DATE: 20201015
DATE AS OF CHANGE: 20201015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242217
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 7709898250
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0000899037
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242218
BUSINESS ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: (770) 989-8261
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY II RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0001161416
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242219
BUSINESS ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: (770) 989-8250
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.
CENTRAL INDEX KEY: 0001733113
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242220
BUSINESS ADDRESS:
STREET 1: MAPLES CORPORATE SERVICES
STREET 2: PO BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 7709898263
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PARKWAY
STREET 2: SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAUGUS THOMAS E
CENTRAL INDEX KEY: 0001075617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242221
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT Exploration Co LLC
CENTRAL INDEX KEY: 0001396794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34018
FILM NUMBER: 201242222
BUSINESS ADDRESS:
STREET 1: 1560 Broadway
STREET 2: STE 2000
CITY: Denver
STATE: CO
ZIP: 80202
BUSINESS PHONE: (720) 946-3028
MAIL ADDRESS:
STREET 1: 1560 Broadway
STREET 2: STE 2000
CITY: Denver
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAN TIERRA ENERGY INC.
CENTRAL INDEX KEY: 0001273441
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900, 520 3RD AVENUE S.W.
CITY: CALGARY
STATE: A0
ZIP: T2P 0R3
BUSINESS PHONE: (403) 265-3221
MAIL ADDRESS:
STREET 1: 900, 520 3RD AVENUE S.W.
CITY: CALGARY
STATE: A0
ZIP: T2P 0R3
FORMER COMPANY:
FORMER CONFORMED NAME: GRAN TIERRA ENERGY, INC.
DATE OF NAME CHANGE: 20051130
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDSTRIKE INC
DATE OF NAME CHANGE: 20040113
FORMER COMPANY:
FORMER CONFORMED NAME: GOLKSTRIKE INC
DATE OF NAME CHANGE: 20031216
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-10-13
0
0001273441
GRAN TIERRA ENERGY INC.
GTE
0001106191
GMT CAPITAL CORP
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0000899037
BAY RESOURCE PARTNERS LP
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001161416
BAY II RESOURCE PARTNERS LP
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001733113
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001075617
CLAUGUS THOMAS E
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
0001396794
GMT Exploration Co LLC
1560 Broadway
STE 2000
Denver
CO
80202
0
0
1
0
COMMON STOCK
2020-10-13
4
S
0
615970
0.22
D
77574728
D
COMMON STOCK
2020-10-14
4
S
0
500000
0.22
D
77074728
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock sold on October 13, 2020, was 615,970 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,574,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 184,000 shares sold resulting in ownership of 22,612,090 shares; Bay II = 147,700 shares sold resulting in ownership of 18,251,930 shares; Offshore Fund = 259,770 shares sold resulting in ownership of 32,021,808 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,500 shares sold resulting in ownership of 3,015,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
The aggregate number of shares of common stock sold on October 14, 2020, was 500,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,074,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,462,790 shares; Bay II = 119,900 shares sold resulting in ownership of 18,132,030 shares; Offshore Fund = 210,900 shares sold resulting in ownership of 31,810,908 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,995,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
Philip J. Meyers
2020-10-15