0001106191-18-000040.txt : 20181114 0001106191-18-000040.hdr.sgml : 20181114 20181114155430 ACCESSION NUMBER: 0001106191-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181112 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GMT CAPITAL CORP CENTRAL INDEX KEY: 0001106191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 181183356 BUSINESS ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709898250 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0000899037 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 181183357 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: (770) 989-8261 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY II RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001161416 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 181183358 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: (770) 989-8250 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. CENTRAL INDEX KEY: 0001733113 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 181183359 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 7709898263 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAUGUS THOMAS E CENTRAL INDEX KEY: 0001075617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 181183360 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES CENTRAL INDEX KEY: 0001095996 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330864902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW DATE OF NAME CHANGE: 19991115 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY MERGER SUB INC DATE OF NAME CHANGE: 19990929 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-12 0 0001095996 WILLIAM LYON HOMES WLH 0001106191 GMT CAPITAL CORP GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0000899037 BAY RESOURCE PARTNERS LP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001161416 BAY II RESOURCE PARTNERS LP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001733113 BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 0001075617 CLAUGUS THOMAS E GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 Common - Class A 2018-11-12 4 S 0 52585 12.16 D 3432042 D Common - Class A 2018-11-13 4 S 0 114015 12.18 D 3318027 D This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. The aggregate number of shares of common stock sold on November 12, 2018, was 52,585 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 14,400 shares; Bay II = 11,100 shares; Offshore Fund = 24,285 shares; GMT Capital = 700 shares; Claugus = 2,100 shares. 3,432,042 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 12, 2018, and is owned as follows: Bay = 940,610 shares directly owned by it; Bay II = 723,580 shares directly owned by it; Offshore Fund = 1,587,942 shares directly owned by it; GMT Capital = 44,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 135,300 shares directly owned by him. The aggregate number of shares of common stock sold on November 13, 2018, was 114,015 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 31,200 shares; Bay II = 24,100 shares; Offshore Fund = 52,715 shares; GMT Capital = 1,500 shares; Claugus = 4,500 shares. 3,318,027 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 13, 2018, and is owned as follows: Bay = 909,410 shares directly owned by it; Bay II = 699,480 shares directly owned by it; Offshore Fund = 1,535,227 shares directly owned by it; GMT Capital = 43,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 130,800 shares directly owned by him. /s/ Philip J. Meyers 2018-11-14