0001437749-24-022293.txt : 20240708
0001437749-24-022293.hdr.sgml : 20240708
20240708155129
ACCESSION NUMBER: 0001437749-24-022293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240705
FILED AS OF DATE: 20240708
DATE AS OF CHANGE: 20240708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL
CENTRAL INDEX KEY: 0000898860
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37893
FILM NUMBER: 241104521
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137-3227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frost Gamma Investments Trust
CENTRAL INDEX KEY: 0001380896
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37893
FILM NUMBER: 241104520
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-575-6511
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER NAME:
FORMER CONFORMED NAME: Frost Gamma Investment Trust
DATE OF NAME CHANGE: 20061113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fluent, Inc.
CENTRAL INDEX KEY: 0001460329
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 770688094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 6466697272
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Cogint, Inc.
DATE OF NAME CHANGE: 20160923
FORMER COMPANY:
FORMER CONFORMED NAME: IDI, Inc.
DATE OF NAME CHANGE: 20150520
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger Media, Inc.
DATE OF NAME CHANGE: 20121231
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-07-05
0001460329
Fluent, Inc.
FLNT
0000898860
FROST PHILLIP MD ET AL
4400 BISCAYNE BLVD
MIAMI
FL
33137
1
0001380896
Frost Gamma Investments Trust
4400 BISCAYNE BLVD
MIAMI
FL
33137
1
0
Common Stock
2024-07-05
4
X
0
591017
0.0005
A
3730164
I
Held by Frost Gamma Investments Trust
Common Stock
8334
D
Pre-Funded Warrant
0.0005
2024-07-05
4
X
0
591017
0
D
2024-07-02
Common Stock
591017
0
I
Held by Frost Gamma Investments Trust
These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole stockholder of Frost-Nevada Corporation. The reporting persons disclaim beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreement for the transaction was entered into on May 13, 2024.
The Pre-Funded Warrants will terminate when exercised in full.
/s/ Phillip Frost, M.D., Individually
2024-07-08
/s/ Phillip Frost, M.D., as Trustee
2024-07-08