0001104659-24-005661.txt : 20240122
0001104659-24-005661.hdr.sgml : 20240122
20240122203806
ACCESSION NUMBER: 0001104659-24-005661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240119
FILED AS OF DATE: 20240122
DATE AS OF CHANGE: 20240122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL
CENTRAL INDEX KEY: 0000898860
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38999
FILM NUMBER: 24550296
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137-3227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frost Gamma Investments Trust
CENTRAL INDEX KEY: 0001380896
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38999
FILM NUMBER: 24550295
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-575-6511
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER NAME:
FORMER CONFORMED NAME: Frost Gamma Investment Trust
DATE OF NAME CHANGE: 20061113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioCardia, Inc.
CENTRAL INDEX KEY: 0000925741
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 232753988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 320 SOQUEL WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 650-226-0123
MAIL ADDRESS:
STREET 1: 320 SOQUEL WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger X Medical, Inc.
DATE OF NAME CHANGE: 20110616
FORMER COMPANY:
FORMER CONFORMED NAME: Cardo Medical, Inc.
DATE OF NAME CHANGE: 20081027
FORMER COMPANY:
FORMER CONFORMED NAME: CLICKNSETTLE COM INC
DATE OF NAME CHANGE: 20000823
4
1
tm243867-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-01-19
1
0000925741
BioCardia, Inc.
BCDA
0000898860
FROST PHILLIP MD ET AL
4400 BISCAYNE BLVD.
MIAMI
FL
33137
0
0
1
0
0001380896
Frost Gamma Investments Trust
4400 BISCAYNE BLVD.
MIAMI
FL
33137
0
0
1
0
0
Common Stock
2024-01-19
4
S
0
129802
0.43
D
1896025
I
See footnote
This transaction was executed in multiple trades at prices ranging from $0.38 to $0.57, inclusive. The price reported above reflects the weighted average sale price.
On June 6, 2019, the Issuer effected a 1-9 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder.
/s/ Phillip Frost, MD, Individually and as trustee
2024-01-22