0000898770-22-000014.txt : 20220228 0000898770-22-000014.hdr.sgml : 20220228 20220228130056 ACCESSION NUMBER: 0000898770-22-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220224 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauer Eric T CENTRAL INDEX KEY: 0001835586 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34269 FILM NUMBER: 22686572 MAIL ADDRESS: STREET 1: 6720 N SCOTTSDALE RD STREET 2: SUITE 190 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHARPS COMPLIANCE CORP CENTRAL INDEX KEY: 0000898770 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 742657168 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9220 KIRBY DRIVE STREET 2: STE 500 CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: 713-432-0300 MAIL ADDRESS: STREET 1: 9220 KIRBY DRIVE STREET 2: STE 500 CITY: HOUSTON STATE: TX ZIP: 77054 FORMER COMPANY: FORMER CONFORMED NAME: US MEDICAL SYSTEMS INC DATE OF NAME CHANGE: 19970128 FORMER COMPANY: FORMER CONFORMED NAME: MEDICAL POLYMERS TECHNOLOGIES INC DATE OF NAME CHANGE: 19930916 3 1 wf-form3_164607123562464.xml FORM 3 X0206 3 2022-02-24 0 0000898770 SHARPS COMPLIANCE CORP SMED 0001835586 Bauer Eric T 9220 KIRBY DRIVE SUITE 500 HOUSTON TX 77054 0 1 0 0 EVP & Chief Financial Officer Restricted Stock Award 5740 D Sharps Compliance 2010 Stock Plan Options 6.23 2023-02-24 2030-02-24 Common Stock 200000.0 D In connection with his appointment to Executive Vice President & Chief Financial Officer, Mr. Bauer will be issued 5,740 restricted stock awards to vest as follows: (i) 1,435 shares on February 24, 2023, (ii) 1,435 shares on February 24, 2024, (iii) 1,435 shares on February 24, 2025 and (iv) 1,435 shares on February 24, 2026. Mr. Bauer was granted options to purchase 200,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on February 24, 2023, one-fourth on February 24,2024, one-fourth on February 24, 2025 and one-fourth on February 24, 2026. The exercise price of the stock is $6.23 according to the agreement. Upon a change in control, as defined in the 2010 Stock Plan, any unvested stock options become fully vested. Diana Diaz, on behalf of Reporting Person 2022-02-28