0001752724-20-078058.txt : 20200424
0001752724-20-078058.hdr.sgml : 20200424
20200424115654
ACCESSION NUMBER: 0001752724-20-078058
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200229
FILED AS OF DATE: 20200424
PERIOD START: 20200831
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC
CENTRAL INDEX KEY: 0000898745
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07572
FILM NUMBER: 20813501
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 515-248-4745
MAIL ADDRESS:
STREET 1: PRINCIPAL FINANCIAL GROUP
CITY: DES MOINES
STATE: IA
ZIP: 50392
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC
DATE OF NAME CHANGE: 20001012
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC
DATE OF NAME CHANGE: 19930714
0000898745
S000032942
Small-MidCap Dividend Income Fund
C000101659
Class A
PMDAX
C000101661
Institutional Class
PMDIX
C000115416
Class C
PMDDX
C000176330
R-6
PMDHX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000898745
XXXXXXXX
S000032942
C000176330
C000115416
C000101661
C000101659
Principal Funds, Inc
811-07572
0000898745
549300HZGBXSW6DSXF23
801 Grand Ave
Des Moines
50309
515-248-0156
Small-MidCap Dividend Income Fund
S000032942
54930000PG64KHHYCN32
2020-08-31
2020-02-29
N
2040876283.08
45884130.59
1994992152.49
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
National Retail Properties Inc
5493008JKH5SOTI0JS97
National Retail Properties Inc
637417106
403313.00000000
NS
USD
20508466.05000000
1.027997329433
Long
EC
CORP
US
N
1
N
N
N
Alaska Air Group Inc
529900G48RT4KWLC6C27
Alaska Air Group Inc
011659109
637536.00000000
NS
USD
32170066.56000000
1.612541007735
Long
EC
CORP
US
N
1
N
N
N
Monolithic Power Systems Inc
529900TB7O85LSZ1XU31
Monolithic Power Systems Inc
609839105
40095.00000000
NS
USD
6360670.80000000
0.318831870694
Long
EC
CORP
US
N
1
N
N
N
Principal Government Money Market Fund
549300WWK3YB7DNN4U34
Principal Government Money Market Fund
742537228
33610195.90000000
NS
USD
33610195.90000000
1.684728226025
Long
STIV
RF
US
N
1
N
N
BGC Partners Inc
TF1LXM1YNB81WKUH5G19
BGC Partners Inc
05541T101
7671225.00000000
NS
USD
35747908.50000000
1.791882161309
Long
EC
CORP
US
N
1
N
N
N
CyrusOne Inc
5493006S177ZK2ZNBU43
CyrusOne Inc
23283R100
879413.00000000
NS
USD
53274839.54000000
2.670428526423
Long
EC
CORP
US
N
1
N
N
N
Nordson Corp
14OS6Q5N55N95WM84M53
Nordson Corp
655663102
102122.00000000
NS
USD
14838326.60000000
0.743778695143
Long
EC
CORP
US
N
1
N
N
N
Ingredion Inc
PKSTQ48QDN0XSVS7YK88
Ingredion Inc
457187102
429063.00000000
NS
USD
35740947.90000000
1.791533257681
Long
EC
CORP
US
N
1
N
N
N
STORE Capital Corp
5493004EA6C9IHDZ7N66
STORE Capital Corp
862121100
818829.00000000
NS
USD
26906720.94000000
1.348713121824
Long
EC
CORP
US
N
1
N
N
N
Linamar Corp
549300LW6VIYFRMFBU20
Linamar Corp
N/A
1215493.00000000
NS
33433415.21000000
1.675867003700
Long
EC
CORP
CA
N
1
N
N
N
Phibro Animal Health Corp
549300U24SP4AF2JUX52
Phibro Animal Health Corp
71742Q106
858335.00000000
NS
USD
21672958.75000000
1.086368120443
Long
EC
CORP
US
N
1
N
N
N
HB Fuller Co
JSMX3Z5FOYM8V0Q52357
HB Fuller Co
359694106
436670.00000000
NS
USD
17130564.10000000
0.858678269917
Long
EC
CORP
US
N
1
N
N
N
EnPro Industries Inc
549300Y5CFT2LKCFDN54
EnPro Industries Inc
29355X107
182650.00000000
NS
USD
9853967.50000000
0.493935150957
Long
EC
CORP
US
N
1
N
N
N
Amdocs Ltd
N/A
Amdocs Ltd
G02602103
358051.00000000
NS
USD
22825751.25000000
1.144152432956
Long
EC
CORP
US
N
1
N
N
N
Agree Realty Corp
N/A
Agree Realty Corp
008492100
252857.00000000
NS
USD
18160189.74000000
0.910288780701
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Financial Inc
549300CAZYIH39SYQ287
Fidelity National Financial Inc
31620R303
997325.00000000
NS
USD
38656317.00000000
1.937667621987
Long
EC
CORP
US
N
1
N
N
N
EastGroup Properties Inc
31TIGQQZC4P6JMHKSW85
EastGroup Properties Inc
277276101
116828.00000000
NS
USD
14688784.44000000
0.736282818038
Long
EC
CORP
US
N
1
N
N
N
STERIS PLC
549300F1857N5E6G6T48
STERIS PLC
G8473T100
220282.00000000
NS
USD
34941130.84000000
1.751442019277
Long
EC
CORP
US
N
1
N
N
N
Washington Trust Bancorp Inc
J66MZFCNJPP3PERHZW54
Washington Trust Bancorp Inc
940610108
486335.00000000
NS
USD
20873498.20000000
1.046294752284
Long
EC
CORP
US
N
1
N
N
N
James River Group Holdings Ltd
N/A
James River Group Holdings Ltd
G5005R107
878987.00000000
NS
USD
35519864.67000000
1.780451347924
Long
EC
CORP
BM
N
1
N
N
N
Leidos Holdings Inc
549300IUTGTP6EJP8124
Leidos Holdings Inc
525327102
391925.00000000
NS
USD
40231101.25000000
2.016604486377
Long
EC
CORP
US
N
1
N
N
N
Preferred Bank/Los Angeles CA
5493007K6HGI9G0ECX16
Preferred Bank/Los Angeles CA
740367404
208922.00000000
NS
USD
10682181.86000000
0.535449818520
Long
EC
CORP
US
N
1
N
N
N
East West Bancorp Inc
N/A
East West Bancorp Inc
27579R104
1130911.00000000
NS
USD
43811492.14000000
2.196073407372
Long
EC
CORP
US
N
1
N
N
N
Vermilion Energy Inc
WT03B8BB1IX8WI9ZGV02
Vermilion Energy Inc
N/A
2021720.00000000
NS
20273683.14000000
1.016228716223
Long
EC
CORP
CA
N
1
N
N
Inter Parfums Inc
N/A
Inter Parfums Inc
458334109
85375.00000000
NS
USD
5127622.50000000
0.257024695240
Long
EC
CORP
US
N
1
N
N
N
Cimarex Energy Co
11KYOFXPU1C4CQL1CL44
Cimarex Energy Co
171798101
464429.00000000
NS
USD
15349378.45000000
0.769395429994
Long
EC
CORP
US
N
1
N
N
N
Federal Agricultural Mortgage Corp
549300MS654K78GYF580
Federal Agricultural Mortgage Corp
313148306
153732.00000000
NS
USD
11539123.92000000
0.578404476709
Long
EC
CORP
US
N
1
N
N
N
IDACORP Inc
N134NUJDWN8UEFA8B673
IDACORP Inc
451107106
75642.00000000
NS
USD
7310042.88000000
0.366419630817
Long
EC
CORP
US
N
1
N
N
N
Donaldson Co Inc
OZE6KXY9QQPR8EJ8WL20
Donaldson Co Inc
257651109
157714.00000000
NS
USD
7109747.12000000
0.356379703605
Long
EC
CORP
US
N
1
N
N
N
Banco Latinoamericano de Comercio Exterior SA
549300CN3134K4LC0651
Banco Latinoamericano de Comercio Exterior SA
P16994132
1248442.00000000
NS
USD
22322142.96000000
1.118908810349
Long
EC
CORP
PA
N
1
N
N
N
Broadridge Financial Solutions Inc
N/A
Broadridge Financial Solutions Inc
11133T103
33688.00000000
NS
USD
3515679.68000000
0.176225238561
Long
EC
CORP
US
N
1
N
N
N
Four Corners Property Trust Inc
549300SVTPZPBDVNER42
Four Corners Property Trust Inc
35086T109
613267.00000000
NS
USD
17594630.23000000
0.881939821569
Long
EC
CORP
US
N
1
N
N
N
Avery Dennison Corp
549300PW7VPFCYKLIV37
Avery Dennison Corp
053611109
250661.00000000
NS
USD
28698177.89000000
1.438510815903
Long
EC
CORP
US
N
1
N
N
N
Lincoln Electric Holdings Inc
BIMGBY40SIN95O01BN93
Lincoln Electric Holdings Inc
533900106
289574.00000000
NS
USD
23713214.86000000
1.188636999418
Long
EC
CORP
US
N
1
N
N
N
Unitil Corp
N/A
Unitil Corp
913259107
147613.00000000
NS
USD
8316516.42000000
0.416869630771
Long
EC
CORP
US
N
1
N
N
N
Bank OZK
549300VYK2WBD7SST478
Bank OZK
06417N103
1839460.00000000
NS
USD
46703889.40000000
2.341056296472
Long
EC
CORP
US
N
1
N
N
N
National Health Investors Inc
549300ZPKZIG6DKDEC02
National Health Investors Inc
63633D104
250084.00000000
NS
USD
20439365.32000000
1.024533620069
Long
EC
CORP
US
N
1
N
N
N
Hope Bancorp Inc
549300UTF4QGMBHIZ219
Hope Bancorp Inc
43940T109
294373.00000000
NS
USD
3594294.33000000
0.180165838021
Long
EC
CORP
US
N
1
N
N
N
Packaging Corp of America
549300XZP8MFZFY8TJ84
Packaging Corp of America
695156109
261726.00000000
NS
USD
23717610.12000000
1.188857314070
Long
EC
CORP
US
N
1
N
N
N
Brunswick Corp/DE
YM4O38W15AX4YLLQKU27
Brunswick Corp/DE
117043109
382544.00000000
NS
USD
20351340.80000000
1.020121346071
Long
EC
CORP
US
N
1
N
N
N
Acushnet Holdings Corp
529900W5FI106H543E43
Acushnet Holdings Corp
005098108
1324150.00000000
NS
USD
33699617.50000000
1.689210529371
Long
EC
CORP
US
N
1
N
N
N
nVent Electric PLC
N/A
nVent Electric PLC
G6700G107
1183436.00000000
NS
USD
28414298.36000000
1.424281209554
Long
EC
CORP
GB
N
1
N
N
N
Snap-on Inc
HHWAT5TDOYZMM26KKQ73
Snap-on Inc
833034101
189987.00000000
NS
USD
27500618.25000000
1.378482527646
Long
EC
CORP
US
N
1
N
N
N
LCI Industries
549300E1B98YNJ1WIQ04
LCI Industries
50189K103
324802.00000000
NS
USD
31359633.10000000
1.571917616861
Long
EC
CORP
US
N
1
N
N
N
Portland General Electric Co
GJOUP9M7C39GLSK9R870
Portland General Electric Co
736508847
203668.00000000
NS
USD
11081575.88000000
0.555469647645
Long
EC
CORP
US
N
1
N
N
N
Interpublic Group of Cos Inc/The
5493008IUOJ5VWTRC333
Interpublic Group of Cos Inc/The
460690100
468985.00000000
NS
USD
10017519.60000000
0.502133283456
Long
EC
CORP
US
N
1
N
N
N
Cantel Medical Corp
549300ZFW3JXCDHTGW91
Cantel Medical Corp
138098108
180546.00000000
NS
USD
11392452.60000000
0.571052501924
Long
EC
CORP
US
N
1
N
N
N
ALLETE Inc
549300NNLSIMY6Z8OT86
ALLETE Inc
018522300
380777.00000000
NS
USD
26269805.23000000
1.316787396742
Long
EC
CORP
US
N
1
N
N
N
John Wiley & Sons Inc
5493003XM719UN7E8P64
John Wiley & Sons Inc
968223206
523499.00000000
NS
USD
19468927.81000000
0.975889944514
Long
EC
CORP
US
N
1
N
N
N
Albany International Corp
L73WCPNCZIRSQGZTW097
Albany International Corp
012348108
312945.00000000
NS
USD
20050386.15000000
1.005035840615
Long
EC
CORP
US
N
1
N
N
N
BOK Financial Corp
GRI2NT5QHYW751NMR949
BOK Financial Corp
05561Q201
112028.00000000
NS
USD
8110827.20000000
0.406559353623
Long
EC
CORP
US
N
1
N
N
N
Beazley PLC
213800VTOMUWD41GIT12
Beazley PLC
N/A
2616182.00000000
NS
18135685.31000000
0.909060483639
Long
EC
CORP
GB
N
2
N
N
N
Hawaiian Holdings Inc
529900TQUS2JVPSSPP86
Hawaiian Holdings Inc
419879101
787708.00000000
NS
USD
16447343.04000000
0.824431465530
Long
EC
CORP
US
N
1
N
N
N
RPM International Inc
549300TJCKW4BRXPJ474
RPM International Inc
749685103
325256.00000000
NS
USD
20852162.16000000
1.045225272388
Long
EC
CORP
US
N
1
N
N
N
Teleflex Inc
UUL85LWXB4NGSWWXIQ25
Teleflex Inc
879369106
44394.00000000
NS
USD
14872877.88000000
0.745510595690
Long
EC
CORP
US
N
1
N
N
N
Targa Resources Corp
5493003QENHHS261UR94
Targa Resources Corp
87612G101
852420.00000000
NS
USD
27618408.00000000
1.384386798992
Long
EC
CORP
US
N
1
N
N
N
CONMED Corp
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410101
303267.00000000
NS
USD
28701188.88000000
1.438661743314
Long
EC
CORP
US
N
1
N
N
N
ServisFirst Bancshares Inc
N/A
ServisFirst Bancshares Inc
81768T108
323537.00000000
NS
USD
11178203.35000000
0.560313148903
Long
EC
CORP
US
N
1
N
N
N
Autoliv Inc
A23RUXWKASG834LTMK28
Autoliv Inc
052800109
641099.00000000
NS
USD
42780536.27000000
2.144396218130
Long
EC
CORP
SE
N
1
N
N
N
LeMaitre Vascular Inc
549300FZUBUB7MHY8R17
LeMaitre Vascular Inc
525558201
193691.00000000
NS
USD
5520193.50000000
0.276702517005
Long
EC
CORP
US
N
1
N
N
Medical Properties Trust Inc
254900U6E39J1MQCCY14
Medical Properties Trust Inc
58463J304
1816032.00000000
NS
USD
38372756.16000000
1.923453990137
Long
EC
CORP
US
N
1
N
N
N
MKS Instruments Inc
549300KEQATBHAGVF505
MKS Instruments Inc
55306N104
563427.00000000
NS
USD
56449751.13000000
2.829572590525
Long
EC
CORP
US
N
1
N
N
N
Crane Co
549300X1RO9ID7AUCA83
Crane Co
224399105
391238.00000000
NS
USD
26584622.10000000
1.332567753052
Long
EC
CORP
US
N
1
N
N
N
Delek US Holdings Inc
5493003O53JMENV1N385
Delek US Holdings Inc
24665A103
1183611.00000000
NS
USD
25305603.18000000
1.268456276803
Long
EC
CORP
US
N
1
N
N
N
MSA Safety Inc
529900DVA3258XK11O39
MSA Safety Inc
553498106
277685.00000000
NS
USD
33785933.95000000
1.693537185488
Long
EC
CORP
US
N
1
N
N
N
Newmark Group Inc
N/A
Newmark Group Inc
65158N102
3819272.00000000
NS
USD
36474047.60000000
1.828280254359
Long
EC
CORP
US
N
1
N
N
N
Huntsman Corp
5299000V56320A7RIQ67
Huntsman Corp
447011107
1902859.00000000
NS
USD
36040149.46000000
1.806530888606
Long
EC
CORP
US
N
1
N
N
N
BlackRock Liquidity FedFund
549300T8K043VZEOVK74
BlackRock Liquidity FedFund
09248U700
14377095.13000000
NS
USD
14377095.13000000
0.720659232270
Long
STIV
RF
US
N
1
N
N
PNM Resources Inc
5493003JOBJGLZSDDQ28
PNM Resources Inc
69349H107
210567.00000000
NS
USD
9913494.36000000
0.496918965201
Long
EC
CORP
US
N
1
N
N
N
Cathay General Bancorp
549300K1SLJ8C97H5L68
Cathay General Bancorp
149150104
1066681.00000000
NS
USD
32832441.18000000
1.645742873676
Long
EC
CORP
US
N
1
N
N
N
ONE Gas Inc
549300HXDWI0LATTX840
ONE Gas Inc
68235P108
85123.00000000
NS
USD
6992003.22000000
0.350477730515
Long
EC
CORP
US
N
1
N
N
N
Granite Real Estate Investment Trust
N/A
Granite Real Estate Investment Trust
N/A
337404.00000000
NS
17181272.79000000
0.861220068888
Long
EC
CORP
CA
N
1
N
N
N
Hubbell Inc
54930088VDQ6840Y6597
Hubbell Inc
443510607
121622.00000000
NS
USD
16204915.28000000
0.812279650312
Long
EC
CORP
US
N
1
N
N
N
Energizer Holdings Inc
5493000D6NN0V57UME20
Energizer Holdings Inc
29272W109
614026.00000000
NS
USD
26396977.74000000
1.323161983722
Long
EC
CORP
US
N
1
N
N
N
PacWest Bancorp
549300YI8VMFO7G36V04
PacWest Bancorp
695263103
1563596.00000000
NS
USD
49472177.44000000
2.479818147567
Long
EC
CORP
US
N
1
N
N
N
Spire Inc
549300NXSY15DRY2R511
Spire Inc
84857L101
149794.00000000
NS
USD
11242039.70000000
0.563512978533
Long
EC
CORP
US
N
1
N
N
N
Assured Guaranty Ltd
549300BBOQUJEPH87M14
Assured Guaranty Ltd
G0585R106
899339.00000000
NS
USD
36702024.59000000
1.839707717355
Long
EC
CORP
BM
N
1
N
N
N
EPR Properties
549300YSSXFHMPOWZ492
EPR Properties
26884U109
502735.00000000
NS
USD
29782021.40000000
1.492839025097
Long
EC
CORP
US
N
1
N
N
N
Littelfuse Inc
549300MY7HLQFYTPCX75
Littelfuse Inc
537008104
266745.00000000
NS
USD
42593841.60000000
2.135038052497
Long
EC
CORP
US
N
1
N
N
N
NFI Group Inc
549300VX6QRAVXOXZW59
NFI Group Inc
N/A
1937743.00000000
NS
42501139.07000000
2.130391290860
Long
EC
CORP
CA
N
1
N
N
N
Kulicke & Soffa Industries Inc
529900H6BEIRBF429744
Kulicke & Soffa Industries Inc
501242101
1516979.00000000
NS
USD
34632630.57000000
1.735978285767
Long
EC
CORP
SG
N
1
N
N
N
Cullen/Frost Bankers Inc
529900V2E9G9AY665O34
Cullen/Frost Bankers Inc
229899109
353078.00000000
NS
USD
27677784.42000000
1.387363072353
Long
EC
CORP
US
N
1
N
N
N
Alliant Energy Corp
5493009ML300G373MZ12
Alliant Energy Corp
018802108
395572.00000000
NS
USD
20617212.64000000
1.033448307767
Long
EC
CORP
US
N
1
N
N
N
Hasbro Inc
549300NUB6D2R1ITYR45
Hasbro Inc
418056107
343144.00000000
NS
USD
26507874.00000000
1.328720715362
Long
EC
CORP
US
N
1
N
N
N
2020-04-03
Principal Funds, Inc
Sara Reece
/s/ Sara Reece
Vice President and Controller