0001752724-20-078049.txt : 20200424
0001752724-20-078049.hdr.sgml : 20200424
20200424115627
ACCESSION NUMBER: 0001752724-20-078049
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200229
FILED AS OF DATE: 20200424
PERIOD START: 20200831
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC
CENTRAL INDEX KEY: 0000898745
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07572
FILM NUMBER: 20813490
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 515-248-4745
MAIL ADDRESS:
STREET 1: PRINCIPAL FINANCIAL GROUP
CITY: DES MOINES
STATE: IA
ZIP: 50392
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC
DATE OF NAME CHANGE: 20001012
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC
DATE OF NAME CHANGE: 19930714
0000898745
S000065709
Small-MidCap Growth Fund
C000212531
Institutional
PSMHX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000898745
XXXXXXXX
S000065709
C000212531
Principal Funds, Inc
811-07572
0000898745
549300HZGBXSW6DSXF23
801 Grand Ave
Des Moines
50309
515-248-0156
Small-MidCap Growth Fund
S000065709
549300Q221G1K0NP1355
2020-08-31
2020-02-29
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0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1.42000000
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Owens Corning
JO5M6676RDJIZ2U8X907
Owens Corning
690742101
1110.00000000
NS
USD
62703.90000000
1.227874211496
Long
EC
CORP
US
N
1
N
N
N
Five9 Inc
254900MXP6EWY0SFFR59
Five9 Inc
338307101
1609.00000000
NS
USD
117505.27000000
2.301000268689
Long
EC
CORP
US
N
1
N
N
N
SolarEdge Technologies Inc
5493000K6Y58XXPDF853
SolarEdge Technologies Inc
83417M104
502.00000000
NS
USD
62609.44000000
1.226024486072
Long
EC
CORP
IL
N
1
N
N
N
Coupa Software Inc
549300Q95ICR2GFL2K37
Coupa Software Inc
22266L106
236.00000000
NS
USD
35341.00000000
0.692051092651
Long
EC
CORP
US
N
1
N
N
N
Rapid7 Inc
549300GNVG5D60KEYN14
Rapid7 Inc
753422104
1004.00000000
NS
USD
46485.20000000
0.910277961916
Long
EC
CORP
US
N
1
N
N
N
Huron Consulting Group Inc
549300NGVB9H6TKTLE36
Huron Consulting Group Inc
447462102
412.00000000
NS
USD
24448.08000000
0.478744814159
Long
EC
CORP
US
N
1
N
N
N
Boston Beer Co Inc/The
529900Q02MQ0DCQNRM58
Boston Beer Co Inc/The
100557107
70.00000000
NS
USD
25955.30000000
0.508259351039
Long
EC
CORP
US
N
1
N
N
N
Freshpet Inc
549300S4ZK8ZQ6HNPN59
Freshpet Inc
358039105
610.00000000
NS
USD
40540.60000000
0.793870194016
Long
EC
CORP
US
N
1
N
N
N
Hamilton Lane Inc
5493006OKN3V1NORM833
Hamilton Lane Inc
407497106
1009.00000000
NS
USD
62699.26000000
1.227783350539
Long
EC
CORP
US
N
1
N
N
N
CarMax Inc
N/A
CarMax Inc
143130102
864.00000000
NS
USD
75435.84000000
1.477192368553
Long
EC
CORP
US
N
1
N
N
N
Crowdstrike Holdings Inc
549300YBY08K9KM4HX32
Crowdstrike Holdings Inc
22788C105
1044.00000000
NS
USD
62264.16000000
1.219263177640
Long
EC
CORP
US
N
1
N
N
N
Chegg Inc
549300AKX7O8JG0O3G77
Chegg Inc
163092109
1055.00000000
NS
USD
41366.55000000
0.810044031767
Long
EC
CORP
US
N
1
N
N
N
DocuSign Inc
549300Q7PVDWRZ39JG09
DocuSign Inc
256163106
489.00000000
NS
USD
42205.59000000
0.826474199244
Long
EC
CORP
US
N
1
N
N
N
Insulet Corp
549300TZTYD2PYN92D43
Insulet Corp
45784P101
554.00000000
NS
USD
105243.38000000
2.060886679021
Long
EC
CORP
US
N
1
N
N
N
Masco Corp
5GCSNMQXHEYA1JO8QN11
Masco Corp
574599106
1805.00000000
NS
USD
74582.60000000
1.460484135218
Long
EC
CORP
US
N
1
N
N
N
Crown Holdings Inc
NYLWZIOY8PUNIT4JOE22
Crown Holdings Inc
228368106
695.00000000
NS
USD
48997.50000000
0.959474078610
Long
EC
CORP
US
N
1
N
N
N
Exact Sciences Corp
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063P105
624.00000000
NS
USD
50512.80000000
0.989146838880
Long
EC
CORP
US
N
1
N
N
N
Reata Pharmaceuticals Inc
5299005F094GH9QDDD80
Reata Pharmaceuticals Inc
75615P103
201.00000000
NS
USD
39144.75000000
0.766536515917
Long
EC
CORP
US
N
1
N
N
Lattice Semiconductor Corp
549300LRBBPZDQ2II567
Lattice Semiconductor Corp
518415104
3594.00000000
NS
USD
64512.30000000
1.263286486076
Long
EC
CORP
US
N
1
N
N
N
Performance Food Group Co
549300EUK8GR9IT1YK57
Performance Food Group Co
71377A103
563.00000000
NS
USD
23871.20000000
0.467448290735
Long
EC
CORP
US
N
1
N
N
N
BlackRock Liquidity FedFund
549300T8K043VZEOVK74
BlackRock Liquidity FedFund
09248U700
64412.49000000
NS
USD
64412.49000000
1.261331996403
Long
STIV
RF
US
N
1
N
N
Q2 Holdings Inc
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736L109
1440.00000000
NS
USD
108532.80000000
2.125300439390
Long
EC
CORP
US
N
1
N
N
N
Arrowhead Pharmaceuticals Inc
549300O3CSB8T7OZ3D66
Arrowhead Pharmaceuticals Inc
04280A100
627.00000000
NS
USD
22170.72000000
0.434149316682
Long
EC
CORP
US
N
1
N
N
N
TransUnion
549300ZS772LUNUMRB03
TransUnion
89400J107
1202.00000000
NS
USD
106881.84000000
2.092971171063
Long
EC
CORP
US
N
1
N
N
N
Crocs Inc
549300B0J6YCXD63OG72
Crocs Inc
227046109
3055.00000000
NS
USD
79949.35000000
1.565576385055
Long
EC
CORP
US
N
1
N
N
N
CryoPort Inc
N/A
CryoPort Inc
229050307
1586.00000000
NS
USD
26486.20000000
0.518655489379
Long
EC
CORP
US
N
1
N
N
Pinnacle Financial Partners Inc
54930098EZ8JMSAZGS24
Pinnacle Financial Partners Inc
72346Q104
1630.00000000
NS
USD
85803.20000000
1.680207077133
Long
EC
CORP
US
N
1
N
N
N
NanoString Technologies Inc
549300G4CK0Y3WRDMY89
NanoString Technologies Inc
63009R109
480.00000000
NS
USD
17116.80000000
0.335182936042
Long
EC
CORP
US
N
1
N
N
N
CRISPR Therapeutics AG
506700O6IRRIQLT3W370
CRISPR Therapeutics AG
H17182108
549.00000000
NS
USD
29344.05000000
0.574618201672
Long
EC
CORP
CH
N
1
N
N
N
Clean Harbors Inc
5493000SJVZVZJKHJF48
Clean Harbors Inc
184496107
1297.00000000
NS
USD
90167.44000000
1.765668073160
Long
EC
CORP
US
N
1
N
N
N
Inphi Corp
549300DCMERAAZFGT726
Inphi Corp
45772F107
1180.00000000
NS
USD
88098.80000000
1.725159752164
Long
EC
CORP
US
N
1
N
N
N
Zendesk Inc
549300SLI6BN94BKKO36
Zendesk Inc
98936J101
981.00000000
NS
USD
77803.11000000
1.523548492888
Long
EC
CORP
US
N
1
N
N
N
YETI Holdings Inc
549300DSQICIGNT5GO63
YETI Holdings Inc
98585X104
1244.00000000
NS
USD
37631.00000000
0.736894107907
Long
EC
CORP
US
N
1
N
N
N
Principal Government Money Market Fund
549300WWK3YB7DNN4U34
Principal Government Money Market Fund
742537228
190861.45000000
NS
USD
190861.45000000
3.737468521476
Long
STIV
RF
US
N
1
N
N
N
Mirati Therapeutics Inc
529900GYRW59IDQV6N54
Mirati Therapeutics Inc
60468T105
220.00000000
NS
USD
19687.80000000
0.385528522166
Long
EC
CORP
US
N
1
N
N
N
Nordson Corp
14OS6Q5N55N95WM84M53
Nordson Corp
655663102
475.00000000
NS
USD
69017.50000000
1.351507775304
Long
EC
CORP
US
N
1
N
N
N
Okta Inc
549300N8J06I8MRHU620
Okta Inc
679295105
263.00000000
NS
USD
33679.78000000
0.659520911950
Long
EC
CORP
US
N
1
N
N
N
Tandem Diabetes Care Inc
549300JEPFOD0K4D3I05
Tandem Diabetes Care Inc
875372203
1869.00000000
NS
USD
139539.54000000
2.732477607454
Long
EC
CORP
US
N
1
N
N
N
Amedisys Inc
5299001RBS9GK9STN379
Amedisys Inc
023436108
418.00000000
NS
USD
72736.18000000
1.424327349092
Long
EC
CORP
US
N
1
N
N
N
Anaplan Inc
N/A
Anaplan Inc
03272L108
919.00000000
NS
USD
41299.86000000
0.808738101336
Long
EC
CORP
US
N
1
N
N
N
Generac Holdings Inc
529900S2H2AHJHSFFI84
Generac Holdings Inc
368736104
250.00000000
NS
USD
25747.50000000
0.504190190091
Long
EC
CORP
US
N
1
N
N
N
Burlington Stores Inc
5299003Z37DVGKKC1W09
Burlington Stores Inc
122017106
610.00000000
NS
USD
131918.60000000
2.583243577459
Long
EC
CORP
US
N
1
N
N
N
Viavi Solutions Inc
5493006K3E3N1QOBF092
Viavi Solutions Inc
925550105
5181.00000000
NS
USD
68337.39000000
1.338189791415
Long
EC
CORP
US
N
1
N
N
N
Lululemon Athletica Inc
549300D9GZ4BMLDW5T40
Lululemon Athletica Inc
550021109
155.00000000
NS
USD
33698.55000000
0.659888468019
Long
EC
CORP
CA
N
1
N
N
N
FTI Consulting Inc
549300K17GM8EQD0FQ48
FTI Consulting Inc
302941109
538.00000000
NS
USD
60573.42000000
1.186154933267
Long
EC
CORP
US
N
1
N
N
N
Papa John's International Inc
HZYLD3DK5XOX0WBVNB56
Papa John's International Inc
698813102
1308.00000000
NS
USD
75353.88000000
1.475587419413
Long
EC
CORP
US
N
1
N
N
N
Floor & Decor Holdings Inc
549300M5FR3N688XGQ36
Floor & Decor Holdings Inc
339750101
1672.00000000
NS
USD
85355.60000000
1.671442127950
Long
EC
CORP
US
N
1
N
N
N
Natera Inc
N/A
Natera Inc
632307104
2271.00000000
NS
USD
86082.26000000
1.685671658721
Long
EC
CORP
US
N
1
N
N
N
Keysight Technologies Inc
549300GLKVIO8YRCYN02
Keysight Technologies Inc
49338L103
406.00000000
NS
USD
38472.56000000
0.753373622282
Long
EC
CORP
US
N
1
N
N
N
DexCom Inc
549300YSK3QDSFR5EU59
DexCom Inc
252131107
891.00000000
NS
USD
245916.00000000
4.815552375439
Long
EC
CORP
US
N
1
N
N
N
CoStar Group Inc
N/A
CoStar Group Inc
22160N109
56.00000000
NS
USD
37385.04000000
0.732077693919
Long
EC
CORP
US
N
1
N
N
N
MKS Instruments Inc
549300KEQATBHAGVF505
MKS Instruments Inc
55306N104
477.00000000
NS
USD
47790.63000000
0.935841026286
Long
EC
CORP
US
N
1
N
N
N
AAR Corp
MP76T5YQX3YK5VVAQ802
AAR Corp
000361105
1237.00000000
NS
USD
42738.35000000
0.836906760295
Long
EC
CORP
US
N
1
N
N
N
Chewy Inc
N/A
Chewy Inc
16679L109
3743.00000000
NS
USD
110792.80000000
2.169555991564
Long
EC
CORP
US
N
1
N
N
N
Zebra Technologies Corp
PO0I32GKZ3HZMMDPZZ08
Zebra Technologies Corp
989207105
275.00000000
NS
USD
58016.75000000
1.136089958676
Long
EC
CORP
US
N
1
N
N
N
Paycom Software Inc
254900LSB0HNJUDC6Q18
Paycom Software Inc
70432V102
108.00000000
NS
USD
30526.20000000
0.597767184417
Long
EC
CORP
US
N
1
N
N
N
Teradyne Inc
C3X4YJ278QNZHRJULN75
Teradyne Inc
880770102
686.00000000
NS
USD
40309.36000000
0.789342028580
Long
EC
CORP
US
N
1
N
N
N
Nuance Communications Inc
AEMSOT3SS15TNMJCE605
Nuance Communications Inc
67020Y100
5589.00000000
NS
USD
120834.18000000
2.366187326295
Long
EC
CORP
US
N
1
N
N
N
National Vision Holdings Inc
549300JHURCBLI5ROA42
National Vision Holdings Inc
63845R107
412.00000000
NS
USD
14345.84000000
0.280921712656
Long
EC
CORP
US
N
1
N
N
N
Manhattan Associates Inc
529900Q1GJP7KD52SW51
Manhattan Associates Inc
562750109
390.00000000
NS
USD
26270.40000000
0.514429671610
Long
EC
CORP
US
N
1
N
N
N
Haemonetics Corp
549300ZEL6TXZS6F5F95
Haemonetics Corp
405024100
399.00000000
NS
USD
43223.67000000
0.846410346393
Long
EC
CORP
US
N
1
N
N
N
LHC Group Inc
5299009NPLWAMRQYZX73
LHC Group Inc
50187A107
440.00000000
NS
USD
53442.40000000
1.046514567043
Long
EC
CORP
US
N
1
N
N
N
RingCentral Inc
549300C8EH0H1614VE84
RingCentral Inc
76680R206
1046.00000000
NS
USD
246594.50000000
4.828838832143
Long
EC
CORP
US
N
1
N
N
N
Sea Ltd
529900OM6JLLW44YKI15
Sea Ltd
81141R100
1321.00000000
NS
USD
59524.26000000
1.165610174365
Long
EC
CORP
SG
N
1
N
N
N
Everbridge Inc
549300WCY0UMR64ATW81
Everbridge Inc
29978A104
1155.00000000
NS
USD
122037.30000000
2.389746945734
Long
EC
CORP
US
N
1
N
N
N
Ambarella Inc
254900XN7F4DG0CEKC02
Ambarella Inc
G037AX101
428.00000000
NS
USD
25444.60000000
0.498258771174
Long
EC
CORP
US
N
1
N
N
N
SVB Financial Group
549300D2KJ20JMXE7542
SVB Financial Group
78486Q101
562.00000000
NS
USD
116985.92000000
2.290830303636
Long
EC
CORP
US
N
1
N
N
N
Kansas City Southern
5493008C12PZMWP3WY03
Kansas City Southern
485170302
760.00000000
NS
USD
114516.80000000
2.242479742138
Long
EC
CORP
US
N
1
N
N
N
Inspire Medical Systems Inc
549300XQQCQ7HCJKTW25
Inspire Medical Systems Inc
457730109
1953.00000000
NS
USD
167704.11000000
3.283999110596
Long
EC
CORP
US
N
1
N
N
N
CONMED Corp
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410101
516.00000000
NS
USD
48834.24000000
0.956277104518
Long
EC
CORP
US
N
1
N
N
N
Tyler Technologies Inc
N/A
Tyler Technologies Inc
902252105
299.00000000
NS
USD
93691.65000000
1.834679515429
Long
EC
CORP
US
N
1
N
N
N
Horizon Therapeutics Plc
529900P0GSQ79OOZEV53
Horizon Therapeutics Plc
G46188101
2838.00000000
NS
USD
97116.36000000
1.901742538476
Long
EC
CORP
US
N
1
N
N
N
ACADIA Pharmaceuticals Inc
529900O3044NO0PEA039
ACADIA Pharmaceuticals Inc
004225108
456.00000000
NS
USD
19489.44000000
0.381644216268
Long
EC
CORP
US
N
1
N
N
N
Tetra Tech Inc
549300UJ1LP7JGJC5P32
Tetra Tech Inc
88162G103
623.00000000
NS
USD
50382.01000000
0.986585695664
Long
EC
CORP
US
N
1
N
N
N
Penumbra Inc
549300RGE06P3ECANU72
Penumbra Inc
70975L107
363.00000000
NS
USD
60207.18000000
1.178983183963
Long
EC
CORP
US
N
1
N
N
N
NIC Inc
529900B18T4Q37BZ0F35
NIC Inc
62914B100
1838.00000000
NS
USD
33617.02000000
0.658291939183
Long
EC
CORP
US
N
1
N
N
N
2020-04-03
Principal Funds, Inc
Sara Reece
/s/ Sara Reece
Vice President and Controller