0001752724-19-198804.txt : 20191220
0001752724-19-198804.hdr.sgml : 20191220
20191220145828
ACCESSION NUMBER: 0001752724-19-198804
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191031
FILED AS OF DATE: 20191220
PERIOD START: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC
CENTRAL INDEX KEY: 0000898745
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07572
FILM NUMBER: 191300599
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 515-248-4745
MAIL ADDRESS:
STREET 1: PRINCIPAL FINANCIAL GROUP
CITY: DES MOINES
STATE: IA
ZIP: 50392
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC
DATE OF NAME CHANGE: 20001012
FORMER COMPANY:
FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC
DATE OF NAME CHANGE: 19930714
0000898745
S000014238
Principal Capital Appreciation Fund (fka West Coast Equity Fund)
C000038737
Class A
CMNWX
C000038739
Class C
CMNCX
C000038740
Institutional Class
PWCIX
C000085758
R-1
PCAMX
C000085759
R-2
PCANX
C000085760
R-3
PCAOX
C000085761
R-4
PCAPX
C000085762
R-5
PCAQX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000898745
XXXXXXXX
S000014238
C000085760
C000085762
C000038739
C000085758
C000038737
C000038740
C000085759
C000085761
Principal Funds, Inc
811-07572
0000898745
549300HZGBXSW6DSXF23
801 Grand Ave
Des Moines
50309
515-248-0156
Principal Capital Appreciation Fund
S000014238
549300488LDV833BXR20
2019-10-31
2019-10-31
N
1788759895.22
1378195.27
1787381699.95
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Waste Connections Inc
549300HDLRTPBQU69P29
Waste Connections Inc
94106B101
22736.00000000
NS
USD
2100806.40000000
0.117535409479
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
241313.00000000
NS
USD
28026091.82000000
1.567997021608
Long
EC
CORP
US
N
1
N
N
N
Microchip Technology Inc
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017104
135714.00000000
NS
USD
12796473.06000000
0.715933986588
Long
EC
CORP
US
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
148240.00000000
NS
USD
19573609.60000000
1.095099586201
Long
EC
CORP
US
N
1
N
N
N
Marriott International Inc/MD
225YDZ14ZO8E1TXUSU86
Marriott International Inc/MD
571903202
90783.00000000
NS
USD
11488588.65000000
0.642760785249
Long
EC
CORP
US
N
1
N
N
N
Amazon.com Inc
ZXTILKJKG63JELOEG630
Amazon.com Inc
023135106
23726.00000000
NS
USD
42153035.16000000
2.358367838340
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corp
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807102
73444.00000000
NS
USD
25887541.12000000
1.448349903141
Long
EC
CORP
US
N
1
N
N
N
Ameriprise Financial Inc
6ZLKQF7QB6JAEKQS5388
Ameriprise Financial Inc
03076C106
66662.00000000
NS
USD
10058629.18000000
0.562757757913
Long
EC
CORP
US
N
1
N
N
N
Delta Air Lines Inc
Q2CCMS6R0AS67HJMBN42
Delta Air Lines Inc
247361702
349789.00000000
NS
USD
19266378.12000000
1.077910673502
Long
EC
CORP
US
N
1
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
121356.00000000
NS
USD
20961821.88000000
1.172766951826
Long
EC
CORP
US
N
1
N
N
N
Deckers Outdoor Corp
5493008LG4W3I6K8J118
Deckers Outdoor Corp
243537107
107944.00000000
NS
USD
16504637.60000000
0.923397481380
Long
EC
CORP
US
N
1
N
N
N
FMC Corp
CKDHZ2X64EEBQCSP7013
FMC Corp
302491303
228197.00000000
NS
USD
20880025.50000000
1.168190627697
Long
EC
CORP
US
N
1
N
N
N
BlackRock Liquidity FedFund
549300T8K043VZEOVK74
BlackRock Liquidity FedFund
09248U700
7.14000000
NS
USD
7.14000000
0.000000399466
Long
STIV
RF
US
N
1
N
N
Xcel Energy Inc
LGJNMI9GH8XIDG5RCM61
Xcel Energy Inc
98389B100
463809.00000000
NS
USD
29456509.59000000
1.648025689802
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc - A Shares
5493006MHB84DD0ZWV18
Alphabet Inc - A Shares
02079K305
37732.00000000
NS
USD
47497041.60000000
2.657353020976
Long
EC
CORP
US
N
1
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
73293.00000000
NS
USD
18521141.10000000
1.036216332556
Long
EC
CORP
US
N
1
N
N
N
HB Fuller Co
JSMX3Z5FOYM8V0Q52357
HB Fuller Co
359694106
110413.00000000
NS
USD
5388154.40000000
0.301455162047
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
G5960L103
261300.00000000
NS
USD
28455570.00000000
1.592025363177
Long
EC
CORP
IE
N
1
N
N
N
American Tower Corp
5493006ORUSIL88JOE18
American Tower Corp
03027X100
36795.00000000
NS
USD
8024253.60000000
0.448939003919
Long
EC
CORP
US
N
1
N
N
N
Tyson Foods Inc
WD6L6041MNRW1JE49D58
Tyson Foods Inc
902494103
200025.00000000
NS
USD
16560069.75000000
0.926498785931
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
575637.00000000
NS
USD
82529076.69000000
4.617316865911
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
155347.00000000
NS
USD
20182682.24000000
1.129175835277
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Financial Inc
549300CAZYIH39SYQ287
Fidelity National Financial Inc
31620R303
636780.00000000
NS
USD
29189995.20000000
1.633114807028
Long
EC
CORP
US
N
1
N
N
N
Starbucks Corp
OQSJ1DU9TAOC51A47K68
Starbucks Corp
855244109
60054.00000000
NS
USD
5078166.24000000
0.284112019281
Long
EC
CORP
US
N
1
N
N
N
Deere & Co
PWFTNG3EI0Y73OXWDH08
Deere & Co
244199105
97355.00000000
NS
USD
16953399.70000000
0.948504715051
Long
EC
CORP
US
N
1
N
N
N
Extra Space Storage Inc
N/A
Extra Space Storage Inc
30225T102
129479.00000000
NS
USD
14536607.33000000
0.813290598779
Long
EC
CORP
US
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
23413.00000000
NS
USD
4706481.26000000
0.263317077719
Long
EC
CORP
US
N
1
N
N
N
Church & Dwight Co Inc
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340102
248818.00000000
NS
USD
17402330.92000000
0.973621410607
Long
EC
CORP
US
N
1
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
106597.00000000
NS
USD
11096747.70000000
0.620838162341
Long
EC
CORP
US
N
1
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
416333.00000000
NS
USD
36079417.78000000
2.018562558910
Long
EC
CORP
US
N
1
N
N
N
DuPont de Nemours Inc
5493004JF0SDFLM8GD76
DuPont de Nemours Inc
26614N102
74212.00000000
NS
USD
4891312.92000000
0.273657994827
Long
EC
CORP
US
N
1
N
N
N
Teledyne Technologies Inc
549300VSMO9KYQWDND94
Teledyne Technologies Inc
879360105
35800.00000000
NS
USD
11799680.00000000
0.660165649023
Long
EC
CORP
US
N
1
N
N
N
Booking Holdings Inc
FXM8FAOHMYDIPD38UZ17
Booking Holdings Inc
09857L108
2814.00000000
NS
USD
5765238.78000000
0.322552187938
Long
EC
CORP
US
N
1
N
N
N
ServiceNow Inc
549300HJTQM36M0E1G39
ServiceNow Inc
81762P102
33538.00000000
NS
USD
8292605.88000000
0.463952712519
Long
EC
CORP
US
N
1
N
N
N
Aaron's Inc
529900IVEJ72I7MQ3Z14
Aaron's Inc
002535300
411574.00000000
NS
USD
30839239.82000000
1.725386347016
Long
EC
CORP
US
N
1
N
N
N
Valero Energy Corp
549300XTO5VR8SKV1V74
Valero Energy Corp
91913Y100
237703.00000000
NS
USD
23052436.94000000
1.289732178674
Long
EC
CORP
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific Inc
883556102
80449.00000000
NS
USD
24293989.02000000
1.359194234822
Long
EC
CORP
US
N
1
N
N
N
3M Co
LUZQVYP4VS22CLWDAR65
3M Co
88579Y101
30429.00000000
NS
USD
5020480.71000000
0.280884643170
Long
EC
CORP
US
N
1
N
N
N
KAR Auction Services Inc
5493004HKD20LBSG7D03
KAR Auction Services Inc
48238T109
269115.00000000
NS
USD
6690198.90000000
0.374301633511
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
536682.00000000
NS
USD
67042315.44000000
3.750867284915
Long
EC
CORP
US
N
1
N
N
N
NIKE Inc
787RXPR0UX0O0XUXPZ81
NIKE Inc
654106103
93966.00000000
NS
USD
8414655.30000000
0.470781104015
Long
EC
CORP
US
N
1
N
N
N
Marsh & McLennan Cos Inc
549300XMP3KDCKJXIU47
Marsh & McLennan Cos Inc
571748102
208857.00000000
NS
USD
21641762.34000000
1.210808096592
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
145817.00000000
NS
USD
34754023.78000000
1.944409735255
Long
EC
CORP
US
N
1
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
636889.00000000
NS
USD
24437430.93000000
1.367219488186
Long
EC
CORP
US
N
1
N
N
N
ON Semiconductor Corp
ZV20P4CNJVT8V1ZGJ064
ON Semiconductor Corp
682189105
334121.00000000
NS
USD
6816068.40000000
0.381343749921
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe Inc
00724F101
59626.00000000
NS
USD
16571854.18000000
0.927158098377
Long
EC
CORP
US
N
1
N
N
N
Lam Research Corp
549300I4GMO6D34U1T02
Lam Research Corp
512807108
45725.00000000
NS
USD
12393304.00000000
0.693377581316
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
421432.00000000
NS
USD
24030052.64000000
1.344427585930
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
H1467J104
106060.00000000
NS
USD
16165665.20000000
0.904432735349
Long
EC
CORP
CH
N
1
N
N
N
Nexstar Media Group Inc
52990083ZRR5UT591988
Nexstar Media Group Inc
65336K103
87717.00000000
NS
USD
8533986.93000000
0.477457441252
Long
EC
CORP
US
N
1
N
N
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
236072.00000000
NS
USD
32381996.24000000
1.811700110888
Long
EC
CORP
US
N
1
N
N
N
Edwards Lifesciences Corp
YA13X31F3V31L8TMPR58
Edwards Lifesciences Corp
28176E108
62882.00000000
NS
USD
14989811.16000000
0.838646337288
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
57273.00000000
NS
USD
9476390.58000000
0.530182813232
Long
EC
CORP
US
N
1
N
N
N
Alexandria Real Estate Equities Inc
MGCJBT4MKTQBVLNUIS88
Alexandria Real Estate Equities Inc
015271109
264691.00000000
NS
USD
42019696.25000000
2.350907825182
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
166606.00000000
NS
USD
13929927.66000000
0.779348231012
Long
EC
CORP
US
N
1
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
226950.00000000
NS
USD
18759687.00000000
1.049562441000
Long
EC
CORP
US
N
1
N
N
N
Taiwan Semiconductor Manufacturing Co Ltd
549300KB6NK5SBD14S87
Taiwan Semiconductor Manufacturing Co Ltd
874039100
341861.00000000
NS
USD
17650283.43000000
0.987493797798
Long
EC
CORP
TW
N
1
N
N
N
Varian Medical Systems Inc
TK3LAKL7I0QNTCVWSY07
Varian Medical Systems Inc
92220P105
110300.00000000
NS
USD
13325343.00000000
0.745523074359
Long
EC
CORP
US
N
1
N
N
N
Palo Alto Networks Inc
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435105
19904.00000000
NS
USD
4525970.56000000
0.253217908638
Long
EC
CORP
US
N
1
N
N
N
Simon Property Group Inc
529900GQL5X8H7AO3T64
Simon Property Group Inc
828806109
11751.00000000
NS
USD
1770640.68000000
0.099063377455
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp - Class A
51M0QTTNCGUN7KFCFZ59
Comcast Corp - Class A
20030N101
555673.00000000
NS
USD
24905263.86000000
1.393393692052
Long
EC
CORP
US
N
1
N
N
N
Thor Industries Inc
254900XZO1228PDSG060
Thor Industries Inc
885160101
92421.00000000
NS
USD
5846552.46000000
0.327101506083
Long
EC
CORP
US
N
1
N
N
N
Royal Dutch Shell PLC - B shares
21380068P1DRHMJ8KU70
Royal Dutch Shell PLC - B shares
780259107
457760.00000000
NS
USD
26682830.40000000
1.492844555852
Long
EC
CORP
NL
N
1
N
N
N
Universal Health Services Inc
549300YGMGQDO0NMJD09
Universal Health Services Inc
913903100
136112.00000000
NS
USD
18709955.52000000
1.046780076159
Long
EC
CORP
US
N
1
N
N
N
PACCAR Inc
KDTEY8BWE486IKZ3CC07
PACCAR Inc
693718108
185931.00000000
NS
USD
14141911.86000000
0.791208271875
Long
EC
CORP
US
N
1
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
18507.00000000
NS
USD
1282720.17000000
0.071765318512
Long
EC
CORP
US
N
1
N
N
N
Bristol-Myers Squibb Co
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Co
110122108
343829.00000000
NS
USD
19725469.73000000
1.103595820106
Long
EC
CORP
US
N
1
N
N
N
IAA Inc
549300PZCOPC5178W747
IAA Inc
449253103
479612.00000000
NS
USD
18297197.80000000
1.023687206851
Long
EC
CORP
US
N
1
N
N
N
Expeditors International of Washington Inc
N/A
Expeditors International of Washington Inc
302130109
152697.00000000
NS
USD
11137719.18000000
0.623130424817
Long
EC
CORP
US
N
1
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa Inc
92826C839
121353.00000000
NS
USD
21705197.58000000
1.214357156090
Long
EC
CORP
US
N
1
N
N
N
Principal Government Money Market Fund
549300WWK3YB7DNN4U34
Principal Government Money Market Fund
742537228
48465027.01000000
NS
USD
48465027.01000000
2.711509635091
Long
STIV
RF
US
N
1
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
59765.00000000
NS
USD
17502180.25000000
0.979207756826
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group Inc/The
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
190312.00000000
NS
USD
27918770.40000000
1.561992628702
Long
EC
CORP
US
N
1
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
484949.00000000
NS
USD
29324866.03000000
1.640660527676
Long
EC
CORP
US
N
1
N
N
N
Hasbro Inc
549300NUB6D2R1ITYR45
Hasbro Inc
418056107
240403.00000000
NS
USD
23393615.93000000
1.308820378470
Long
EC
CORP
US
N
1
N
N
N
Snap-on Inc
HHWAT5TDOYZMM26KKQ73
Snap-on Inc
833034101
33710.00000000
NS
USD
5483605.70000000
0.306795448345
Long
EC
CORP
US
N
1
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
01609W102
10292.00000000
NS
USD
1818287.64000000
0.101729118075
Long
EC
CORP
CN
N
1
N
N
N
Lululemon Athletica Inc
549300D9GZ4BMLDW5T40
Lululemon Athletica Inc
550021109
47538.00000000
NS
USD
9710587.26000000
0.543285592566
Long
EC
CORP
CA
N
1
N
N
N
Fidelity National Information Services Inc
6WQI0GK1PRFVBA061U48
Fidelity National Information Services Inc
31620M106
189696.00000000
NS
USD
24994344.96000000
1.398377579937
Long
EC
CORP
US
N
1
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
98770.00000000
NS
USD
23169466.60000000
1.296279725849
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corp
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160K105
82226.00000000
NS
USD
24430166.86000000
1.366813079751
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
207828.00000000
NS
USD
8460677.88000000
0.473355964214
Long
EC
CORP
US
N
1
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
84827.00000000
NS
USD
21715712.00000000
1.214945414323
Long
EC
CORP
US
N
1
N
N
N
Fair Isaac Corp
RI6HET5SJUEY30V1PS26
Fair Isaac Corp
303250104
43766.00000000
NS
USD
13306614.64000000
0.744475264593
Long
EC
CORP
US
N
1
N
N
N
Arista Networks Inc
635400H1WKBLOQERUU95
Arista Networks Inc
040413106
14957.00000000
NS
USD
3658033.49000000
0.204658774905
Long
EC
CORP
US
N
1
N
N
N
McCormick & Co Inc/MD
549300JQQA6MQ4OJP259
McCormick & Co Inc/MD
579780206
76399.00000000
NS
USD
12276555.31000000
0.686845753782
Long
EC
CORP
US
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
315368.00000000
NS
USD
78450943.68000000
4.389154464443
Long
EC
CORP
US
N
1
N
N
N
Keurig Dr Pepper Inc
DYTQ8KRTKO7Y2BVU5K74
Keurig Dr Pepper Inc
49271V100
156200.00000000
NS
USD
4398592.00000000
0.246091363703
Long
EC
CORP
US
N
1
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709108
418994.00000000
NS
USD
33628458.44000000
1.881436877245
Long
EC
CORP
US
N
1
N
N
N
Boeing Co/The
RVHJWBXLJ1RFUBSY1F30
Boeing Co/The
097023105
32574.00000000
NS
USD
11072228.34000000
0.619466359105
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc
17275R102
507624.00000000
NS
USD
24117216.24000000
1.349304193988
Long
EC
CORP
US
N
1
N
N
N
Facebook Inc
BQ4BKCS1HXDV9HN80Z93
Facebook Inc
30303M102
134823.00000000
NS
USD
25838827.95000000
1.445624510462
Long
EC
CORP
US
N
1
N
N
N
2019-12-04
Principal Funds, Inc
Sara Reece
/s/ Sara Reece
Vice President and Controller