0001752724-19-198797.txt : 20191220 0001752724-19-198797.hdr.sgml : 20191220 20191220145758 ACCESSION NUMBER: 0001752724-19-198797 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191220 PERIOD START: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC CENTRAL INDEX KEY: 0000898745 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07572 FILM NUMBER: 191300586 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 515-248-4745 MAIL ADDRESS: STREET 1: PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC DATE OF NAME CHANGE: 20001012 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC DATE OF NAME CHANGE: 19930714 0000898745 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000038718 Class A SAIPX C000038720 Class C SCIPX C000038721 Institutional Class PCCIX C000039336 R-2 PCNSX C000039337 R-3 PCBPX C000039338 R-1 PCSSX C000039339 R-4 PCBLX C000039340 R-5 PCBFX C000039341 Class J PCBJX NPORT-P 1 primary_doc.xml NPORT-P false 0000898745 XXXXXXXX S000014233 C000038718 C000039336 C000039341 C000039337 C000039339 C000038720 C000039338 C000038721 C000039340 Principal Funds, Inc 811-07572 0000898745 549300HZGBXSW6DSXF23 801 Grand Ave Des Moines 50309 515-248-0156 SAM Conservative Balanced Portfolio S000014233 54930060DQIB252U8M18 2019-10-31 2019-10-31 N 1702890869.77 961307.48 1701929562.29 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.80000000 N International Small Company Fund 5493005DM6DKJRUY3N14 74256W493 1589900.74000000 NS USD 17743292.26000000 1.042539753297 Long EC RF US N 1 N N N Principal U.S. Small-Cap Multi-Factor Index ETF 5493008MXNTNT2RRXN18 74255Y607 827700.00000000 NS USD 25865625.00000000 1.519782344293 Long EC RF US N 1 N N N Principal Investment Grade Corporate Active ETF 549300GGQ6GKHUYDQW84 74255Y821 656100.00000000 NS USD 17606443.50000000 1.034498952842 Long EC RF US N 1 N N N Global Diversified Income Fund Z3JN35WE26MM2N5JM972 742537244 3396240.57000000 NS USD 46358683.78000000 2.723889684225 Long EC RF US N 1 N N N Government & High Quality Bond Fund XQSA5XKJBXF2IV4K6K06 74254U457 17028974.58400000 NS USD 179485392.12000100 10.54599415257 Long EC RF US N 1 N N N Short-Term Income Fund IJOCWVJG326LDFE5SJ51 74254U440 15907461.67400000 NS USD 195820853.21000100 11.50581419753 Long EC RF US N 1 N N N Principal Active Global Dividend Income ETF 5493002LEGXRVZ0CB834 74255Y706 1207000.00000000 NS USD 34201672.70000000 2.009582150625 Long EC RF US N 1 N N N Diversified Real Asset Fund 549300FY1HF8KNDK4G58 742537467 4293799.11700000 NS USD 49593379.80000000 2.913950195052 Long EC RF US N 1 N N N Income Fund 2K6IF9KYA1Q08XNZVZ48 742537616 32152976.43500000 NS USD 315099169.06000100 18.51423090835 Long EC RF US N 1 N N N Spectrum Preferred and Capital Securities Income Fund 549300C5BAH7DRKDHO25 74256W485 6871622.68600000 NS USD 71121294.80000000 4.178862414511 Long EC RF US N 1 N N N Principal U.S. Mega-Cap Multi-Factor Index ETF 549300XGM3O583ZPRJ37 74255Y870 3586000.00000000 NS USD 106540060.00000100 6.259957072291 Long EC RF US N 1 N N N Origin Emerging Markets Fund 549300PYEJ7SMX1YOB34 742537483 1592116.37300000 NS USD 17672491.74000000 1.038379738596 Long EC RF US N 1 N N N Principal Active Income ETF 549300IJEBBJ7TDADP97 74255Y102 1146000.00000000 NS USD 46182424.80000000 2.713533263847 Long EC RF US N 1 N N N Equity Income Fund 549300LK1BTIDFAOW136 74254U499 4547578.43800000 NS USD 151479837.77000100 8.900476325599 Long EC RF US N 1 N N N Inflation Protection Fund 5493006ECFME6VCZ0U45 74254T815 5109157.91200000 NS USD 44092032.78000000 2.590708438055 Long EC RF US N 1 N N N EDGE MidCap Fund 549300U98DHSQPJQOF11 74256W527 3258356.24200000 NS USD 49820266.94000000 2.927281366037 Long EC RF US N 1 N N N Diversified International Fund 549300WI2K0C68CW5R08 74257B811 11237302.08400000 NS USD 140241530.01000000 8.240148894370 Long EC RF US N 1 N N N Principal Government Money Market Fund 549300WWK3YB7DNN4U34 742537228 4220961.00000000 NS USD 4220961.00000000 0.248010322725 Long STIV RF US N 1 N N N Blue Chip Fund 549300DIGKZKBG8KG876 74256W535 4112722.88400000 NS USD 108205739.08000100 6.357827108567 Long EC RF US N 1 N N N Global Real Estate Securities Fund 549300RURQIM2C42MH06 742537624 3709159.81800000 NS USD 40429842.02000000 2.375529687938 Long EC RF US N 1 N N N High Yield Fund 2U04QLKKFWRJC7CSOX80 74256W626 5542702.00800000 NS USD 39353184.26000000 2.312268682086 Long EC RF US N 1 N N N 2019-12-04 Principal Funds, Inc Sara Reece /s/ Sara Reece Vice President and Controller