0001752724-19-198784.txt : 20191220 0001752724-19-198784.hdr.sgml : 20191220 20191220145658 ACCESSION NUMBER: 0001752724-19-198784 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191220 PERIOD START: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC CENTRAL INDEX KEY: 0000898745 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07572 FILM NUMBER: 191300566 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 515-248-4745 MAIL ADDRESS: STREET 1: PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC DATE OF NAME CHANGE: 20001012 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC DATE OF NAME CHANGE: 19930714 0000898745 S000007013 International Emerging Markets Fund C000019139 R-2 PEASX C000019140 R-3 PEAPX C000019141 R-4 PESSX C000019142 R-5 PEPSX C000019143 R-1 PIXEX C000019144 Institutional Class PIEIX C000019145 Class J PIEJX C000019146 Class A PRIAX C000038777 Class C PMKCX C000175481 R-6 PIIMX NPORT-P 1 primary_doc.xml NPORT-P false 0000898745 XXXXXXXX S000007013 C000019140 C000019139 C000038777 C000175481 C000019141 C000019146 C000019144 C000019143 C000019142 C000019145 Principal Funds, Inc 811-07572 0000898745 549300HZGBXSW6DSXF23 801 Grand Ave Des Moines 50309 515-248-0156 International Emerging Markets Fund S000007013 5493005LRWTRDOOFXF24 2019-10-31 2019-10-31 N 320004021.64 783560.46 319220461.18 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 162352.26999999 N Uni-President Enterprises Corp 254900DAXBDMVEXU5959 N/A 1236000.00000000 NS 3053391.78000000 0.956515058186 Long EC CORP TW N 2 N N N ENN Energy Holdings Ltd 549300V7BXPWT6WIPR03 N/A 229900.00000000 NS 2622825.31000000 0.821634459240 Long EC CORP CN N 2 N N N Fila Korea Ltd N/A N/A 34715.00000000 NS 1712937.55000000 0.536600173957 Long EC CORP KR N 2 N N N Principal Government Money Market Fund 549300WWK3YB7DNN4U34 742537228 1948763.81000000 NS USD 1948763.81000000 0.610475845688 Long STIV RF US N 1 N N N Just Dial Ltd N/A N/A 191726.00000000 NS 1591139.67000000 0.498445389157 Long EC CORP IN N 2 N N N Vale SA 254900SMTWBX7RU2SR20 N/A 191189.00000000 NS 2252030.51000000 0.705478120567 Long EC CORP BR N 1 N N N AfreecaTV Co Ltd N/A N/A 18300.00000000 NS 1160263.48000000 0.363467766355 Long EC CORP KR N 2 N N N Atacadao SA 549300SMI26ISJIRM371 N/A 364400.00000000 NS 1743631.97000000 0.546215603960 Long EC CORP BR N 1 N N N Hyundai Motor Co 9884004RQX8PRBXQ8S60 N/A 34489.00000000 NS 3612531.08000000 1.131672783958 Long EC CORP KR N 2 N N N Delta Electronics Inc 529900UVZWNWGDLJSM52 N/A 312000.00000000 NS 1369831.31000000 0.429117640183 Long EC CORP TW N 2 N N N ANTA Sports Products Ltd 529900291XG0CTK4LF95 N/A 510000.00000000 NS 4988881.90000000 1.562832746233 Long EC CORP CN N 2 N N N PTT Exploration & Production PCL 2549001O8YYGP5N7Q076 N/A 411900.00000000 NS 1643275.62000000 0.514777659904 Long EC CORP TH N 2 N N N Bajaj Finance Ltd 335800YTEXC3DO4Z6F68 N/A 49327.00000000 NS 2797230.78000000 0.876269262208 Long EC CORP IN N 2 N N N Banco Bradesco SA 549300CTUU1RFXHQJE44 N/A 347300.00000000 NS 3054300.21000000 0.956799635809 Long EP CORP BR N 1 N N N Muthoot Finance Ltd 335800HAMJMBFL4RRF02 N/A 163942.00000000 NS 1632719.46000000 0.511470804209 Long EC CORP IN N 2 N N N Axis Bank Ltd 549300HVNWMJPOFVNI41 N/A 316414.00000000 NS 3278414.33000000 1.027006325935 Long EC CORP IN N 2 N N N Banco do Brasil SA QE0Q0253K88YAGNPE356 N/A 151600.00000000 NS 1814815.11000000 0.568514657015 Long EC CORP BR N 1 N N N LUKOIL PJSC 549300LCJ1UJXHYBWI24 69343P105 88303.00000000 NS USD 8137395.01000000 2.549145809739 Long EC CORP RU N 2 N N N Ping An Insurance Group Co of China Ltd 529900M9MC28JLN35U89 N/A 726000.00000000 NS 8379340.16000000 2.624938304087 Long EC CORP CN N 2 N N N SK Hynix Inc 988400XAIK6XISWQV045 N/A 62987.00000000 NS 4428994.05000000 1.387440527348 Long EC CORP KR N 2 N N N Severstal PJSC 213800OKDPTV6K4ONO53 N/A 129214.00000000 NS USD 1766161.17000000 0.553273171610 Long EC CORP RU N 2 N N N China Telecom Corp Ltd 529900JXXCCUCX634T88 N/A 6590000.00000000 NS 2803443.08000000 0.878215346734 Long EC CORP CN N 2 N N N Guangdong Investment Ltd N/A N/A 1130000.00000000 NS 2445657.04000000 0.766134172903 Long EC CORP HK N 2 N N N Perusahaan Gas Negara Tbk PT 549300OX1VFDX7ZPN240 N/A 6387900.00000000 NS 958626.13000000 0.300302219493 Long EC CORP ID N 2 N N N UPL Ltd 335800RJSM1SLHO4UA95 N/A 231868.00000000 NS 1948394.82000000 0.610360254727 Long EC CORP IN N 2 N N N Yum China Holdings Inc 529900DO9BYZ7VA3K502 98850P109 53265.00000000 NS USD 2263762.50000000 0.709153320445 Long EC CORP CN N 1 N N N Wal-Mart de Mexico SAB de CV N/A N/A 1763400.00000000 NS 5284745.67000000 1.655515956109 Long EC CORP MX N 1 N N N MercadoLibre Inc 549300DKPDN9M5S8GB14 58733R102 2854.00000000 NS USD 1488418.08000000 0.466266502622 Long EC CORP AR N 1 N N N AIA Group Ltd ZP5ILWVSYE4LJGMMVD57 N/A 166800.00000000 NS 1661031.90000000 0.520340047708 Long EC CORP HK N 2 N N N Wipro Ltd 335800IFS1IJHESG8362 N/A 476721.00000000 NS 1745740.54000000 0.546876141193 Long EC CORP IN N 2 N N N Qudian Inc 549300MY8WXPOW8RKH11 747798106 248315.00000000 NS USD 1720822.95000000 0.539070379022 Long EC CORP CN N 1 N N Bangkok Bank PCL 549300CCL2BKJGMYXV60 N/A 453600.00000000 NS 2621185.94000000 0.821120905066 Long EC CORP TH N 2 N N N Kia Motors Corp 988400V8MJK9N7OI5X76 N/A 88660.00000000 NS 3240290.69000000 1.015063595241 Long EC CORP KR N 2 N N N Larsen & Toubro Ltd 3358003FR3JIC5FRXA90 N/A 163497.00000000 NS 3392244.54000000 1.062665133513 Long EC CORP IN N 2 N N N Grupo Financiero Banorte SAB de CV N/A N/A 515000.00000000 NS 2815881.27000000 0.882111773033 Long EC CORP MX N 1 N N N X5 Retail Group NV 213800J17UJJJDGUVF56 N/A 71220.00000000 NS USD 2381721.29000000 0.746105459905 Long EC CORP RU N 2 N N N Hyundai Glovis Co Ltd 988400U6RDXNJ5ZRN304 N/A 20201.00000000 NS 2616676.53000000 0.819708273187 Long EC CORP KR N 2 N N N BB Seguridade Participacoes SA N/A N/A 336800.00000000 NS 2851105.85000000 0.893146335125 Long EC CORP BR N 1 N N N Tisco Financial Group PCL 529900OOUQI3OWX2WU06 N/A 838100.00000000 NS 2705587.95000000 0.847560942678 Long EC CORP TH N 2 N N N Banco Santander Brasil SA 549300D1H731B30TSI43 N/A 119400.00000000 NS 1411781.07000000 0.442258953195 Long EC CORP BR N 1 N N N CTBC Financial Holding Co Ltd 549300IWDYIFW6JXM387 N/A 2846000.00000000 NS 1978576.54000000 0.619815074724 Long EC CORP TW N 2 N N N Sunac China Holdings Ltd 549300OLARYHDXP3WK18 N/A 631000.00000000 NS 2862082.07000000 0.896584780129 Long EC CORP CN N 2 N N N PT Bank Central Asia Tbk 254900BR956G2OHVOM21 N/A 1428800.00000000 NS 3198122.57000000 1.001853878093 Long EC CORP ID N 2 N N N Taiwan Union Technology Corp N/A N/A 382000.00000000 NS 1674135.06000000 0.524444784589 Long EC CORP TW N 2 N N N KT&G Corp 988400ZJV6ISYBLQX875 N/A 36136.00000000 NS 3101972.38000000 0.971733568873 Long EC CORP KR N 2 N N N Prosus NV 635400Z5LQ5F9OLVT688 N/A 37227.00000000 NS 2567135.92000000 0.804189026765 Long EC CORP NL N 2 N N N Realtek Semiconductor Corp 5299002E7F36O00MYY75 N/A 209000.00000000 NS 1550352.40000000 0.485668241399 Long EC CORP TW N 2 N N N Bank Rakyat Indonesia Persero Tbk PT 254900HB6S4B12GBNP64 N/A 7815700.00000000 NS 2341859.38000000 0.733618193314 Long EC CORP ID N 2 N N N NetEase Inc N/A 64110W102 14351.00000000 NS USD 4102376.86000000 1.285123404945 Long EC CORP CN N 1 N N N BlackRock Liquidity FedFund 549300T8K043VZEOVK74 09248U700 21917.35000000 NS USD 21917.35000000 0.006865897605 Long STIV RF US N 1 N N First Abu Dhabi Bank PJSC 2138002Y3WMK6RZS8H90 N/A 627694.00000000 NS 2597884.43000000 0.813821401171 Long EC CORP AE N 2 N N N Hanwha Aerospace Co Ltd N/A N/A 28658.00000000 NS 930903.75000000 0.291617820035 Long EC CORP KR N 2 N N N Petrobras Distribuidora SA N/A N/A 370800.00000000 NS 2625787.31000000 0.822562344623 Long EC CORP BR N 1 N N N Samsung Electronics Co Ltd 9884007ER46L6N7EI764 N/A 380280.00000000 NS 16435644.87000000 5.148681512847 Long EC CORP KR N 2 N N N OTP Bank Nyrt 529900W3MOO00A18X956 N/A 92928.00000000 NS 4285556.82000000 1.342506932092 Long EC CORP HU N 2 N N N Sberbank of Russia PJSC 549300WE6TAF5EEWQS81 80585Y308 135730.00000000 NS USD 1998802.33000000 0.626151068954 Long EC CORP RU N 2 N N N Credicorp Ltd 529900UYAEYQCQ2BKB17 G2519Y108 14913.00000000 NS USD 3191978.52000000 0.999929173775 Long EC CORP PE N 1 N N N Petroleo Brasileiro SA 5493000J801JZRCMFE49 N/A 399300.00000000 NS 3024743.55000000 0.947540624062 Long EP CORP BR N 1 N N N PICC Property & Casualty Co Ltd 300300F1000311000017 N/A 2224000.00000000 NS 2814514.65000000 0.881683661378 Long EC CORP CN N 2 N N N Vipshop Holdings Ltd 549300I9F52K06HPZX60 92763W103 333897.00000000 NS USD 3853171.38000000 1.207056516915 Long EC CORP CN N 1 N N N Indofood Sukses Makmur Tbk PT 529900E61EV2GTYWZ485 N/A 1951500.00000000 NS 1069428.66000000 0.335012566565 Long EC CORP ID N 2 N N N Exxaro Resources Ltd 378900BC3D9BFF4E4A37 N/A 99142.00000000 NS 810543.02000000 0.253913241339 Long EC CORP ZA N 2 N N Makalot Industrial Co Ltd N/A N/A 316400.00000000 NS 1766427.04000000 0.553356458878 Long EC CORP TW N 2 N N N Housing Development Finance Corp Ltd 335800OX2H9AP7NHLT64 N/A 198833.00000000 NS 5967389.79000000 1.869363188042 Long EC CORP IN N 2 N N N Accton Technology Corp 529900M1YRZ0GWMDF920 N/A 379000.00000000 NS 2254550.57000000 0.706267562444 Long EC CORP TW N 2 N N N UltraTech Cement Ltd 335800PC9O9B4BQHG814 N/A 30826.00000000 NS 1800176.36000000 0.563928876408 Long EC CORP IN N 2 N N N China Lesso Group Holdings Ltd N/A N/A 521000.00000000 NS 537992.51000000 0.168533216201 Long EC CORP CN N 2 N N N HDFC Bank Ltd 335800ZQ6I4E2JXENC50 N/A 160001.00000000 NS 2772224.12000000 0.868435597690 Long EC CORP IN N 2 N N N Thai Beverage PCL 529900VZFHQZ684D8L07 N/A 5403200.00000000 NS 3627648.39000000 1.136408479766 Long EC CORP TH N 2 N N N Taiwan Semiconductor Manufacturing Co Ltd 549300KB6NK5SBD14S87 N/A 1897685.00000000 NS 18596940.83000000 5.825735844518 Long EC CORP TW N 2 N N N Absa Group Ltd 2138006IPPRD4N6XLT30 N/A 153666.00000000 NS 1576010.90000000 0.493706103353 Long EC CORP ZA N 2 N N N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 01609W102 101983.00000000 NS USD 18017336.61000000 5.644167213905 Long EC CORP CN N 1 N N N Tencent Holdings Ltd 254900N4SLUMW4XUYY11 N/A 371900.00000000 NS 15085349.00000000 4.725683605692 Long EC CORP CN N 2 N N N Shinhan Financial Group Co Ltd 988400EB8A6G49E5KO54 N/A 87167.00000000 NS 3175936.84000000 0.994903906930 Long EC CORP KR N 2 N N N Petronet LNG Ltd 335800KIIKNA7GRD9351 N/A 574871.00000000 NS 2319713.66000000 0.726680755809 Long EC CORP IN N 2 N N N New Oriental Education & Technology Group Inc 529900NHZVBZQZ8EKN29 647581107 24767.00000000 NS USD 3023060.02000000 0.947013236189 Long EC CORP CN N 1 N N N KT Corp 9884005ACF8449EANY26 N/A 36360.00000000 NS 828226.09000000 0.259452695149 Long EC CORP KR N 2 N N N China Petroleum & Chemical Corp 529900A2OB24EZ5B3J19 N/A 4084000.00000000 NS 2322877.90000000 0.727671995527 Long EC CORP CN N 2 N N N China National Accord Medicines Corp Ltd N/A N/A 267275.00000000 NS 1768222.93000000 0.553919044995 Long EC CORP CN N 2 N N N MMC Norilsk Nickel PJSC 253400JPTEEW143W3E47 55315J102 122964.00000000 NS USD 3410406.54000000 1.068354618433 Long EC CORP RU N 1 N N N Nestle India Ltd 3358008SYYY9CPWH5D94 N/A 6583.00000000 NS 1385444.85000000 0.434008786554 Long EC CORP IN N 2 N N N Colgate-Palmolive India Ltd 335800YWKI47DGFKWB26 N/A 51108.00000000 NS 1114769.03000000 0.349216032668 Long EC CORP IN N 2 N N N Eregli Demir ve Celik Fabrikalari TAS 789000VYQF5IDGG49908 N/A 335622.00000000 NS 383670.38000000 0.120189783130 Long EC CORP TR N 2 N N N Daelim Industrial Co Ltd 988400LJMYZ3ZOXJVE47 N/A 9988.00000000 NS 776362.11000000 0.243205622575 Long EC CORP KR N 2 N N N Lenovo Group Ltd 254900VUZRGD5U73RE46 N/A 2690000.00000000 NS 1875315.12000000 0.587467079355 Long EC CORP CN N 2 N N N Home Product Center PCL N/A N/A 4062200.00000000 NS 2303006.68000000 0.721447075004 Long EC CORP TH N 2 N N N Kweichow Moutai Co Ltd N/A N/A 7684.00000000 NS 1286817.52000000 0.403112480711 Long EC CORP CN N 2 N N N Anhui Conch Cement Co Ltd 529900HS6X8TTV0FHV63 N/A 284765.00000000 NS 1705491.76000000 0.534267682496 Long EC CORP CN N 2 N N N Meituan Dianping 21380033K525E5JLIA77 N/A 83500.00000000 NS 995999.90000000 0.312010043566 Long EC CORP CN N 2 N N N Petroleo Brasileiro SA 5493000J801JZRCMFE49 N/A 163200.00000000 NS 1329853.14000000 0.416593953621 Long EC CORP BR N 1 N N N Reliance Industries Ltd 5493003UOETFYRONLG31 N/A 285487.00000000 NS 5884259.69000000 1.843321592935 Long EC CORP IN N 2 N N N Largan Precision Co Ltd N/A N/A 27000.00000000 NS 3961828.01000000 1.241094632641 Long EC CORP TW N 2 N N N China Mobile Ltd 529900U2JJ7GK68NI589 N/A 354500.00000000 NS 2880915.38000000 0.902484561719 Long EC CORP HK N 2 N N N Huaxin Cement Co Ltd N/A N/A 577605.00000000 NS 1581453.16000000 0.495410962741 Long EC CORP CN N 2 N N N Mondi PLC 213800LOZA69QFDC9N34 N/A 57602.00000000 NS 1194317.43000000 0.374135613232 Long EC CORP GB N 2 N N N Lojas Renner SA N/A N/A 235040.00000000 NS 2982467.42000000 0.934297071364 Long EC CORP BR N 1 N N N Naspers Ltd 21380044BQ8812EEKT59 N/A 36635.00000000 NS 5184168.25000000 1.624008758973 Long EC CORP ZA N 2 N N N JD.com Inc 549300HVTWB0GJZ16V92 47215P106 95294.00000000 NS USD 2968408.10000000 0.929892804811 Long EC CORP CN N 1 N N N Gazprom PJSC 213800FD9J2IHTA7YX78 368287207 436169.00000000 NS USD 3496700.14000000 1.095387221443 Long EC CORP RU N 2 N N N Powszechny Zaklad Ubezpieczen SA QLPCKOOKVX32FUELX240 N/A 264612.00000000 NS 2560676.08000000 0.802165397084 Long EC CORP PL N 2 N N N Charoen Pokphand Foods PCL 529900FJ3AI2GKGIWK15 N/A 2367700.00000000 NS 1980692.75000000 0.620478005287 Long EC CORP TH N 2 N N N CNOOC Ltd 549300XIVJCBIGMRUD48 N/A 1776000.00000000 NS 2643133.23000000 0.827996181770 Long EC CORP CN N 2 N N N IRB Brasil Resseguros S/A 21380017DVWSU9AEU878 N/A 358300.00000000 NS 3366349.33000000 1.054553119043 Long EC CORP BR N 1 N N N 2019-12-04 Principal Funds, Inc Sara Reece /s/ Sara Reece Vice President and Controller