0001752724-19-198775.txt : 20191220 0001752724-19-198775.hdr.sgml : 20191220 20191220145619 ACCESSION NUMBER: 0001752724-19-198775 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191220 PERIOD START: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC CENTRAL INDEX KEY: 0000898745 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07572 FILM NUMBER: 191300555 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 515-248-4745 MAIL ADDRESS: STREET 1: PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC DATE OF NAME CHANGE: 20001012 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC DATE OF NAME CHANGE: 19930714 0000898745 S000014246 Strategic Asset Management Balanced Portfolio C000038768 Class A SABPX C000038770 Class C SCBPX C000038771 Institutional Class PSBIX C000039360 R-2 PSBVX C000039361 R-3 PBAPX C000039362 R-1 PSBGX C000039363 R-4 PSBLX C000039364 R-5 PSBFX C000039365 Class J PSAJX NPORT-P 1 primary_doc.xml NPORT-P false 0000898745 XXXXXXXX S000014246 C000039360 C000039364 C000038770 C000039365 C000039361 C000039362 C000039363 C000038771 C000038768 Principal Funds, Inc 811-07572 0000898745 549300HZGBXSW6DSXF23 801 Grand Ave Des Moines 50309 515-248-0156 SAM Balanced Portfolio S000014246 549300S8O6Z9WO7ZQ889 2019-10-31 2019-10-31 N 4532088148.73 2877514.91 4529210633.82 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Origin Emerging Markets Fund 549300PYEJ7SMX1YOB34 742537483 6061605.13900000 NS USD 67283817.04000000 1.485552836460 Long EC RF US N 1 N N N Principal U.S. Mega-Cap Multi-Factor Index ETF 549300XGM3O583ZPRJ37 74255Y870 15163700.00000000 NS USD 450513527.00000100 9.946844238949 Long EC RF US N 1 N N N Equity Income Fund 549300LK1BTIDFAOW136 74254U499 17817025.97500000 NS USD 593485135.23000100 13.10350043776 Long EC RF US N 1 N N N Government & High Quality Bond Fund XQSA5XKJBXF2IV4K6K06 74254U457 29456103.39000000 NS USD 310467329.73000100 6.854777903498 Long EC RF US N 1 N N N Global Real Estate Securities Fund 549300RURQIM2C42MH06 742537624 12679765.93500000 NS USD 138209448.69000100 3.051512942630 Long EC RF US N 1 N N N EDGE MidCap Fund 549300U98DHSQPJQOF11 74256W527 12499478.43200000 NS USD 191117025.23000100 4.219654166730 Long EC RF US N 1 N N N High Yield Fund 2U04QLKKFWRJC7CSOX80 74256W626 9762678.31400000 NS USD 69315016.03000000 1.530399480925 Long EC RF US N 1 N N N Principal Active Income ETF 549300IJEBBJ7TDADP97 74255Y102 1559000.00000000 NS USD 62825829.20000000 1.387125357581 Long EC RF US N 1 N N N Income Fund 2K6IF9KYA1Q08XNZVZ48 742537616 57659999.62100000 NS USD 565067996.29000100 12.47608119769 Long EC RF US N 1 N N N Inflation Protection Fund 5493006ECFME6VCZ0U45 74254T815 8198702.43200000 NS USD 70754801.99000000 1.562188374761 Long EC RF US N 1 N N N Spectrum Preferred and Capital Securities Income Fund 549300C5BAH7DRKDHO25 74256W485 11949524.37500000 NS USD 123677577.28000100 2.730665170581 Long EC RF US N 1 N N N International Small Company Fund 5493005DM6DKJRUY3N14 74256W493 6087279.52200000 NS USD 67934039.47000000 1.499909034098 Long EC RF US N 1 N N N Short-Term Income Fund IJOCWVJG326LDFE5SJ51 74254U440 29025471.25000000 NS USD 357303551.09000100 7.888870268518 Long EC RF US N 1 N N N Principal U.S. Small-Cap Multi-Factor Index ETF 5493008MXNTNT2RRXN18 74255Y607 3542700.00000000 NS USD 110709375.00000100 2.444341496801 Long EC RF US N 1 N N N Principal Investment Grade Corporate Active ETF 549300GGQ6GKHUYDQW84 74255Y821 1320100.00000000 NS USD 35424883.50000000 0.782142548979 Long EC RF US N 1 N N N Blue Chip Fund 549300DIGKZKBG8KG876 74256W535 15445036.07600000 NS USD 406358899.16000100 8.971958515810 Long EC RF US N 1 N N N Principal Government Money Market Fund 549300WWK3YB7DNN4U34 742537228 7829248.42000000 NS USD 7829248.42000000 0.172861212537 Long STIV RF US N 1 N N N Diversified Real Asset Fund 549300FY1HF8KNDK4G58 742537467 12617715.53800000 NS USD 145734614.46000100 3.217660343985 Long EC RF US N 1 N N N Principal Active Global Dividend Income ETF 5493002LEGXRVZ0CB834 74255Y706 7864100.00000000 NS USD 222837924.01000100 4.920016798204 Long EC RF US N 1 N N N Diversified International Fund 549300WI2K0C68CW5R08 74257B811 42628566.27500000 NS USD 532004507.11000100 11.74607564367 Long EC RF US N 1 N N N 2019-12-04 Principal Funds, Inc Sara Reece /s/ Sara Reece Vice President and Controller