Item B.1. Background information.

a. Full name of Registrant	Principal Funds Inc
b. Investment Company Act file number ( e.g., 811-)	811-07572
c. CIK	0000898745
d. LEI	549300HZGBXSW6DSXF23

Item B.2. Address and telephone number of Registrant.

a. Street 1	801 Grand Ave
Street 2
b. City	Des Moines
c. State, if applicable	IOWA
d. Foreign country, if applicable	UNITED STATES OF AMERICA
e. Zip code and zip code extension, or foreign postal code	50309
f. Telephone number (including country code if foreign)	515-248-0156
g. Public Website, if any	www.principalfunds.com

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.

Location books Record: 1
a. Name of person (e.g., a custodian of records)	Principal Global Investors, LLC
b. Street 1	801 Grand Avenue
Street 2
c. City	Des Moines
d. State, if applicable	IOWA
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	50309
g. Telephone number (including country code if foreign)	515-248-0156
h. Briefly describe the books and records kept at this location:	Governance, compliance, accounting, administrative and investment oversight records

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.

a. Is this the first filing on this form by the Registrant?	Yes No
b. Is this the last filing on this form by the Registrant?	Yes No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.

Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.

a. Is the Registrant part of a family of investment companies?

Yes No

i. Full name of family of investment companies

Principal Funds, Inc.

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).

Indicate the classification of the Registrant by checking the applicable item below.

 a. Open-end management investment company registered under the Act on Form N-1A 
 b. Closed-end management investment company registered under the Act on Form N-2  
 c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
 d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
 e. Small business investment company registered under the Act on Form N-5 
 f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
 g. Unit investment trust registered under the Act on Form N-8B-2 

i. Total number of Series of the Registrant	19
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series	Real Estate Allocation Fund
ii. Series identification number	S000047840
iii. Date of termination (month/year)	04/2018

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")?

Yes No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):

Director Record: 1
a. Full Name	Leroy T. Barnes, Jr
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 2
a. Full Name	Elizabeth A. Nickels
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 3
a. Full Name	Elizabeth Ballatine
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-23029
File Number Record: 2
File Number Record:	811-01944
Director Record: 4
a. Full Name	Karen McMillan
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-23029
File Number Record: 2
File Number Record:	811-01944
Director Record: 5
a. Full Name	Mark A. Grimmett
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-23029
File Number Record: 2
File Number Record:	811-01944
Director Record: 6
a. Full Name	Patrick G. Halter
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 7
a. Full Name	Tao Huang
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-23029
File Number Record: 2
File Number Record:	811-01944
Director Record: 8
a. Full Name	Craig Damos
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 9
a. Full Name	Mary M. VanDeWeghe
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 10
a. Full Name	Nora M. Everett
b. CRD number, if any	005511200
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029
Director Record: 11
a. Full Name	Fritz Hirsch
b. CRD number, if any	N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-23029
File Number Record: 2
File Number Record:	811-01944
Director Record: 12
a. Full Name	Michael J. Beer
b. CRD number, if any	002007424
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-01944
File Number Record: 2
File Number Record:	811-23029

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):

Chief compliance officer Record: 1
a. Full Name	Teri R. Root
b. CRD Number, if any	004458076
c. Street Address 1	801 Grand Avenue
Street Address 2
d. City	Des Moines
e. State, if applicable	IOWA
f. Foreign country, if applicable	UNITED STATES OF AMERICA
g. Zip code and zip code extension, or foreign postal code	50309
h. Telephone number (including country code if foreign)	XXXXXX
i. Has the chief compliance officer changed since the last filing?	Yes No

If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:

CCO employer Record: 1
i. Name of the person	N/A
ii. Person's IRS Employer Identification Number	N/A

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.

Were any matters submitted by the Registrant for its security holders' vote during the reporting period?

Yes No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.

a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period?

Yes No

b. Has any proceeding previously reported been terminated?

Yes No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period?	Yes No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else?	Yes No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant?	Yes No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.

Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period?

Yes No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act?	Yes No
Release number Record: 1
i. If yes, provide below the release number for each order	IC-29843
Release number Record: 2
i. If yes, provide below the release number for each order	IC-31244

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:

Principal underwriter Record: 1
i. Full name	Principal Funds Distributor, Inc.
ii. SEC file number (e.g., 8-)	8-50200
iii. CRD number	000043261
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?	Yes No
b. Have any principal underwriters been hired or terminated during the reporting period?	Yes No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:

Public accountant Record: 1
a. Full Name	Ernst & Young LLP
b. PCAOB Number	42
c. LEI, if any	N/A
d. State, if applicable	MINNESOTA
e. Foreign country, if applicable	UNITED STATES OF AMERICA

f. Has the independent public accountant changed since the last filing?

Yes No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.

For the reporting period, did an independent public accountant's report on internal control note any material weaknesses?

Yes No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements?

Yes No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.

Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period?

Yes No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported?

Yes No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)?

Yes No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)?

Yes No

Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name	Dynamic Floating Rate High Income Fund
ii. Series identification number	S000046673

General Instruction. Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.

Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund	SystematEx International Fund
b. Series identication number, if any	S000050840
c. LEI	549300794URF2NRFHF66
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	2
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Institutional
ii. Class identification number, if any	C000160405
iii. Ticker symbol, if any	PSOMX
Shares Outstanding Record: 2
i. Full name of Class	R-6
ii. Class identification number, if any	C000160406
iii. Ticker symbol, if any	PSTMX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,820.89000000
Brokers Record: 2
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,133.54000000
Brokers Record: 3
i. Full name of broker	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	805.27000000
Brokers Record: 4
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	566.54000000
Brokers Record: 5
i. Full name of broker	MISCHLER FINANCIAL GROUP INC.
ii. SEC file number	8-48067
iii. CRD number	000037818
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	644.46000000
Brokers Record: 6
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,834.54000000
Brokers Record: 7
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	800.58000000
Brokers Record: 8
i. Full name of broker	M3 CAPITAL PARTNERS
ii. SEC file number	8-47198
iii. CRD number	000036368
iv. LEI, if any	549300670K07JRB5UQ40
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,524.79000000
Brokers Record: 9
i. Full name of broker	NIKKO SECURITIES
ii. SEC file number	8-17611
iii. CRD number	000000824
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	541.71000000
Brokers Record: 10
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	3,026.66000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	43,270.17000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	6,310.26000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

44,542,465.45000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	79,290,902.30499997
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 4

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 5

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 29

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 54

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 55

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 65

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 70

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 76

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 79

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 81

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 89

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 95

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 96

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 101

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 103

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	165,370.37000000
ii. What was the number of days that the interfund loan was outstanding?	27

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund	Multi-Manager Equity Long/Short Fund
b. Series identication number, if any	S000053267
c. LEI	549300K90D92FKI14Z21
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class A
ii. Class identification number, if any	C000167687
iii. Ticker symbol, if any	PGMMX
Shares Outstanding Record: 2
i. Full name of Class	R-6
ii. Class identification number, if any	C000167689
iii. Ticker symbol, if any	PGPMX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000167688
iii. Ticker symbol, if any	PGPIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	AQR Capital Management
ii. SEC file number ( e.g., 801- ), if applicable	801-55543
iii. CRD number	000111883
iv. LEI, if any	549300GC5MDF1KXYMP06
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 2
i. Full name	Three Bridges Capital, LP
ii. SEC file number ( e.g., 801- ), if applicable	801-73041
iii. CRD number	000160021
iv. LEI, if any	549300XQIH5C7S7EPK72
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 3
i. Full name	Sirios Capital Management, L.P.
ii. SEC file number ( e.g., 801- ), if applicable	801-73570
iii. CRD number	000160580
iv. LEI, if any	F6G82SJSR676YWYS7W68
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 4
i. Full name	Gotham Asset Management, LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-69960
iii. CRD number	000149335
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Citbank Europe plc
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	Citibanamex, Mexico City
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	Deutsche Bank AG, Seoul Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	Bank Polska Kasa Opieki S.A.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 28
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 29
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 30
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,096.37000000
Brokers Record: 2
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,160.03000000
Brokers Record: 3
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,851.09000000
Brokers Record: 4
i. Full name of broker	DEUTSCHE BANK SECURITIES CORP.
ii. SEC file number	8-17822
iii. CRD number	000002525
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,177.02000000
Brokers Record: 5
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	27,365.91999999
Brokers Record: 6
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	37,937.18000000
Brokers Record: 7
i. Full name of broker	RAYMOND JAMES & ASSOCIATES
ii. SEC file number	8-10999
iii. CRD number	000000705
iv. LEI, if any	N/A
v. State, if applicable	FLORIDA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,351.30000000
Brokers Record: 8
i. Full name of broker	EVERCORE PARTNERS
ii. SEC file number	8-49830
iii. CRD number	000042405
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,359.02000000
Brokers Record: 9
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	3,023.39000000
Brokers Record: 10
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	3,074.73000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	232,676.86999997

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	22,855.80000000
Principal Transactions Record: 2
i. Full name of dealer	COMPUTERSHARE TRUST CO. (TRANSFER AGENT)
ii. SEC file number	8-53022
iii. CRD number	000107023
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,018,590.00000000
Principal Transactions Record: 3
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	6,038,750.33000000
Principal Transactions Record: 4
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	147,679.00000000
Principal Transactions Record: 5
i. Full name of dealer	TD BANK FINANCIAL GROUP
ii. SEC file number	8-36747
iii. CRD number	000018476
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	5,862,864.40000000
Principal Transactions Record: 6
i. Full name of dealer	PRINCETON SECURITIES
ii. SEC file number	N/A
iii. CRD number	N/A
iv. LEI, if any	N/A
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	17.49000000
Principal Transactions Record: 7
i. Full name of dealer	BOARDROOM PARTY LTD
ii. SEC file number	8-31301
iii. CRD number	000014859
iv. LEI, if any	N/A
v. State, if applicable
vi. Foreign country, if applicable	AUSTRALIA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	112,756.36000000
Principal Transactions Record: 8
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	125,740.74000000
Principal Transactions Record: 9
i. Full name of dealer	PERSHING LLC
ii. SEC file number	8-17574
iii. CRD number	000007560
iv. LEI, if any	549300NC3GURN0AEZU06
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	716,076.92000000
Principal Transactions Record: 10
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	3,397,301.03000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

757,691,909.92999700

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	345,936,573.24583286
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 2

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 3

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 19

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 26

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 33

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 35

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 45

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 58

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 67

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 76

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 82

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 83

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 86

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 89

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 101

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 102

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 114

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use? vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?

b. Did the Fund engage in interfund lending?	Yes No

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund	EDGE MidCap Fund
b. Series identication number, if any	S000049582
c. LEI	549300U98DHSQPJQOF11
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	2
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Institutional
ii. Class identification number, if any	C000156764
iii. Ticker symbol, if any	PEDGX
Shares Outstanding Record: 2
i. Full name of Class	R-6
ii. Class identification number, if any	C000176334
iii. Ticker symbol, if any	PEDMX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	SIDOTI & CO. LLC
ii. SEC file number	8-52141
iii. CRD number	000102860
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	3,502.20000000
Brokers Record: 2
i. Full name of broker	ROBERT W. BAIRD & CO.
ii. SEC file number	8-497
iii. CRD number	000008158
iv. LEI, if any	N/A
v. State, if applicable	WISCONSIN
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,498.12000000
Brokers Record: 3
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,428.88000000
Brokers Record: 4
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	3,280.96000000
Brokers Record: 5
i. Full name of broker	LIQUIDNET
ii. SEC file number	8-52461
iii. CRD number	000103987
iv. LEI, if any	213800HSKBBO1GCVRG79
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,311.32000000
Brokers Record: 6
i. Full name of broker	BNY CONVERGEX EXECUTION SOLUTIONS
ii. SEC file number	8-46838
iii. CRD number	000035693
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	6,316.73000000
Brokers Record: 7
i. Full name of broker	EVERCORE PARTNERS
ii. SEC file number	8-49830
iii. CRD number	000042405
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,820.12000000
Brokers Record: 8
i. Full name of broker	CAPITAL INSTITUTIONAL SERVICES INC.
ii. SEC file number	8-22273
iii. CRD number	000007551
iv. LEI, if any	N/A
v. State, if applicable	TEXAS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,128.66000000
Brokers Record: 9
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,985.20000000
Brokers Record: 10
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,398.60000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	198,182.30000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

i. Full name of dealer
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

776,848,754.23000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	564,844,051.39916611
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 4

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 7

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 13

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 15

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 17

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 52

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 71

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 78

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 80

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 103

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 106

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 112

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 114

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	2,517,500.00000000
ii. What was the number of days that the interfund loan was outstanding?	2

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund	Capital Securities Fund
b. Series identication number, if any	S000041598
c. LEI	549300LDBWOXFENXBB36
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	1
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class S
ii. Class identification number, if any	C000129138
iii. Ticker symbol, if any	PCSFX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Spectrum Asset Management, Inc.
ii. SEC file number ( e.g., 801- ), if applicable	801-30405
iii. CRD number	000018217
iv. LEI, if any	WARIMFOO2Y13MJ7LNX31
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	EuroClear Bank, Brussels
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

i. Full name of broker
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:	0.00000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	SPECTRUM ASSET MGMT INC.
ii. SEC file number	8-36472
iii. CRD number	000018217
iv. LEI, if any	WARIMFOO2Y13MJ7LNX31
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	190,051,865.91000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

565,978,982.74000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	503,798,114.52083284
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 17

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 18

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 26

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 27

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 30

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 32

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 36

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 38

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 40

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 48

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 59

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 62

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 67

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 81

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 86

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 87

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 89

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 95

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 101

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 103

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	1,838,750.00000000
ii. What was the number of days that the interfund loan was outstanding?	4

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	8,400,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	1

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund	Dynamic Floating Rate High Income Fund
b. Series identication number, if any	S000046673
c. LEI	5493007BKYH5QLKML277
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	2
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class A
ii. Class identification number, if any	C000145652
iii. Ticker symbol, if any	PDYAX
Shares Outstanding Record: 2
i. Full name of Class	Institutional
ii. Class identification number, if any	C000145653
iii. Ticker symbol, if any	PDYIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	EuroClear Bank, Brussels
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	JANE STREET CAPITAL
ii. SEC file number	8-52275
iii. CRD number	000103782
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	50.00000000
Brokers Record: 2
i. Full name of broker	BNP PARIBAS SECURITIES CORP
ii. SEC file number	8-32682
iii. CRD number	000015794
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	50.00000000
Brokers Record: 3
i. Full name of broker	EMERGING GROWTH EQUITIES LTD.
ii. SEC file number	8-51642
iii. CRD number	000047040
iv. LEI, if any	N/A
v. State, if applicable	PENNSYLVANIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	50.00000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	150.00000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,618,997.01000000
Principal Transactions Record: 2
i. Full name of dealer	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	236,449.73000000
Principal Transactions Record: 3
i. Full name of dealer	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	249,950.24000000
Principal Transactions Record: 4
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2,549,158.49000000
Principal Transactions Record: 5
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,473,910.99000000
Principal Transactions Record: 6
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,858,679.99000000
Principal Transactions Record: 7
i. Full name of dealer	WELLS FARGO SECURITIES LLC
ii. SEC file number	8-65876
iii. CRD number	000126292
iv. LEI, if any	VYVVCKR63DVZZN70PB21
v. State, if applicable	NORTH CAROLINA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,549,733.75000000
Principal Transactions Record: 8
i. Full name of dealer	RBC DOMINION SECURITIES CORP.
ii. SEC file number	8-45411
iii. CRD number	000031194
iv. LEI, if any	549300LCO2FLSSVFFR64
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	436,868.05000000
Principal Transactions Record: 9
i. Full name of dealer	DEUTSCHE BANK SECURITIES CORP.
ii. SEC file number	8-17822
iii. CRD number	000002525
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	315,791.08000000
Principal Transactions Record: 10
i. Full name of dealer	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,187,867.43000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

31,394,383.44000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	12,141,932.28833332
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 4

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 16

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 26

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 41

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 46

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 49

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 50

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 54

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 56

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 82

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 92

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 105

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 107

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 112

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	48,333.33000000
ii. What was the number of days that the interfund loan was outstanding?	3

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund	International Equity Index Fund
b. Series identication number, if any	S000027179
c. LEI	5493006KEEH2X763W530
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	7
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-3
ii. Class identification number, if any	C000082032
iii. Ticker symbol, if any	PIIOX
Shares Outstanding Record: 2
i. Full name of Class	R-1
ii. Class identification number, if any	C000082036
iii. Ticker symbol, if any	PILIX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000082035
iii. Ticker symbol, if any	PIDIX
Shares Outstanding Record: 4
i. Full name of Class	R-2
ii. Class identification number, if any	C000082037
iii. Ticker symbol, if any	PINEX
Shares Outstanding Record: 5
i. Full name of Class	R-4
ii. Class identification number, if any	C000082033
iii. Ticker symbol, if any	PIIPX
Shares Outstanding Record: 6
i. Full name of Class	R-6
ii. Class identification number, if any	C000176329
iii. Ticker symbol, if any	PFIEX
Shares Outstanding Record: 7
i. Full name of Class	R-5
ii. Class identification number, if any	C000082034
iii. Ticker symbol, if any	PIIQX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund  i. Is the index whose performance the Fund tracks, constructed: 1. By an affiliated person of the fund? Yes No 2. Exclusively for the fund? Yes No ii. Provide the annualized difference between the Fund's total return during the reporting period and the index's return during the reporting period (i.e., the Fund's total return less the index's return): 1. Before Fund fees and expenses: -0.36000000  2. After Fund fees and expenses (i.e., net asset value): -0.70000000  iii. Provide the annualized standard deviation of the daily difference between the Fund's total return and the index's return during the reporting period: 1. Before Fund fees and expenses: 1.72000000  2. After Fund fees and expenses (i.e., net asset value): 1.72000000   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	17,429.83000000
Brokers Record: 2
i. Full name of broker	WALLACHBETH CAPITAL
ii. SEC file number	8-67936
iii. CRD number	000147853
iv. LEI, if any	N/A
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,429.40000000
Brokers Record: 3
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,473.82000000
Brokers Record: 4
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	915.71000000
Brokers Record: 5
i. Full name of broker	M3 CAPITAL PARTNERS
ii. SEC file number	8-47198
iii. CRD number	000036368
iv. LEI, if any	549300670K07JRB5UQ40
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,600.30000000
Brokers Record: 6
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	10,330.04000000
Brokers Record: 7
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,007.69000000
Brokers Record: 8
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	779.90000000
Brokers Record: 9
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	18,913.04000000
Brokers Record: 10
i. Full name of broker	BNY CONVERGEX EXECUTION SOLUTIONS
ii. SEC file number	8-46838
iii. CRD number	000035693
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	6,601.74000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	193,170.16000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	COMPUTERSHARE TRUST CO. (TRANSFER AGENT)
ii. SEC file number	8-53022
iii. CRD number	000107023
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	68,647.75000000
Principal Transactions Record: 2
i. Full name of dealer	M3 CAPITAL PARTNERS
ii. SEC file number	8-47198
iii. CRD number	000036368
iv. LEI, if any	549300670K07JRB5UQ40
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	38,260.04000000
Principal Transactions Record: 3
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	12,849.44000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

441,085,208.81000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	1,082,879,309.37082980
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 2

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 3

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 10

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 13

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 15

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 19

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 26

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 33

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 41

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 45

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 53

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 59

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 65

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 68

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 76

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 78

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 87

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 89

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 92

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 95

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 105

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	2,887,500.00000000
ii. What was the number of days that the interfund loan was outstanding?	2

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	3,272,714.29000000
ii. What was the number of days that the interfund loan was outstanding?	14

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund	Global Opportunities Fund
b. Series identication number, if any	S000039504
c. LEI	549300ONSSX145C50E06
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class A
ii. Class identification number, if any	C000131726
iii. Ticker symbol, if any	PGLAX
Shares Outstanding Record: 2
i. Full name of Class	Class C
ii. Class identification number, if any	C000131727
iii. Ticker symbol, if any	PGOCX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000121678
iii. Ticker symbol, if any	PGOIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Deutsche Bank (Malaysia) Berhad
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	HSBC Bank (Taiwan) Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TAIWAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	Deutsche Bank AG, Manila Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	Deutsche Bank, Istanbul
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	Citbank Europe plc
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	Deutsche Bank AG, Seoul Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	Citibank Europe plc, Hungarian Branch Office
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	Deutsche Bank AG, Jakarta
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	Standard Bank of South Africa, Johannesburg
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	Citibank N.A., Brazilian Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 28
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 29
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 30
i. Full name	Citibanamex, Mexico City
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 31
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 32
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 33
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 34
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 35
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 36
i. Full name	Hongkong and Shangai Banking Corporation, Bangkok
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 37
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 38
i. Full name	Deutsche Bank AG Mumbai
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 39
i. Full name	Citibank N.A., Sucursal de Lima
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 40
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 41
i. Full name	Bank Polska Kasa Opieki S.A.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 42
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	BNY CONVERGEX EXECUTION SOLUTIONS
ii. SEC file number	8-46838
iii. CRD number	000035693
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	10,351.52000000
Brokers Record: 2
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	4,045.70000000
Brokers Record: 3
i. Full name of broker	SCOTIA CAPITAL MARKETS (USA)
ii. SEC file number	8-3716
iii. CRD number	000002739
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,273.10000000
Brokers Record: 4
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	24,574.30000000
Brokers Record: 5
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	17,006.36000000
Brokers Record: 6
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	4,753.52000000
Brokers Record: 7
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,123.28000000
Brokers Record: 8
i. Full name of broker	DEUTSCHE BANK SECURITIES CORP.
ii. SEC file number	8-17822
iii. CRD number	000002525
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	9,189.37000000
Brokers Record: 9
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	4,120.55000000
Brokers Record: 10
i. Full name of broker	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	4,556.79000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	1,504,008.05000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	SUNTRUST
ii. SEC file number	8-35355
iii. CRD number	000017499
iv. LEI, if any	N/A
v. State, if applicable	GEORGIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	70,000.00000000
Principal Transactions Record: 2
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	5,206,110.00000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

831,151,250.02000100

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	857,074,481.64583302
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 10

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 13

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 15

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 16

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 19

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 25

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 36

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 40

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 43

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 49

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 63

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 80

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 102

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 103

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	4,222,500.00000000
ii. What was the number of days that the interfund loan was outstanding?	4

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	2,966,333.33000000
ii. What was the number of days that the interfund loan was outstanding?	60

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund	Blue Chip Fund
b. Series identication number, if any	S000037378
c. LEI	549300DIGKZKBG8KG876
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	8
b. How many new Classes of shares of the Fund were added during the reporting period?	1
c. How many Classes of shares of the Fund were terminated during the reporting period?	1
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-3
ii. Class identification number, if any	C000167694
iii. Ticker symbol, if any	PGBEX
Shares Outstanding Record: 2
i. Full name of Class	Class J
ii. Class identification number, if any	C000193661
iii. Ticker symbol, if any	PBCJX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000115413
iii. Ticker symbol, if any	PBCKX
Shares Outstanding Record: 4
i. Full name of Class	Class A
ii. Class identification number, if any	C000131723
iii. Ticker symbol, if any	PBLAX
Shares Outstanding Record: 5
i. Full name of Class	R-4
ii. Class identification number, if any	C000167695
iii. Ticker symbol, if any	PGBFX
Shares Outstanding Record: 6
i. Full name of Class	R-5
ii. Class identification number, if any	C000167696
iii. Ticker symbol, if any	PGBGX
Shares Outstanding Record: 7
i. Full name of Class	Class C
ii. Class identification number, if any	C000131724
iii. Ticker symbol, if any	PBLCX
Shares Outstanding Record: 8
i. Full name of Class	R-6
ii. Class identification number, if any	C000176331
iii. Ticker symbol, if any	PGBHX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	EuroClear Bank, Brussels
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	549300IYUUH221WBZ505
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	The Bank of New York Mellon London
ii. LEI, if any	549300KP56LL8NKKFL47
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	5,791.57000000
Brokers Record: 2
i. Full name of broker	STIFEL NICOLAUS & COMPANY
ii. SEC file number	8-1447
iii. CRD number	000000793
iv. LEI, if any	5WUVMA08EYG4KEUPW589
v. State, if applicable	MISSOURI
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	21,553.43000000
Brokers Record: 3
i. Full name of broker	SUNTRUST
ii. SEC file number	8-35355
iii. CRD number	000017499
iv. LEI, if any	N/A
v. State, if applicable	GEORGIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	8,575.50000000
Brokers Record: 4
i. Full name of broker	FOX RIVER EXECUTION
ii. SEC file number	8-52614
iii. CRD number	000104162
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	5,039.67000000
Brokers Record: 5
i. Full name of broker	STATE STREET FINANCIAL GLOBAL MARKETS
ii. SEC file number	8-69862
iii. CRD number	000285852
iv. LEI, if any	N/A
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	6,794.37000000
Brokers Record: 6
i. Full name of broker	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,823.55000000
Brokers Record: 7
i. Full name of broker	TD BANK FINANCIAL GROUP
ii. SEC file number	8-36747
iii. CRD number	000018476
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,182.08000000
Brokers Record: 8
i. Full name of broker	M3 CAPITAL PARTNERS
ii. SEC file number	8-47198
iii. CRD number	000036368
iv. LEI, if any	549300670K07JRB5UQ40
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	8,996.92000000
Brokers Record: 9
i. Full name of broker	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,282.10000000
Brokers Record: 10
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	6,196.44000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	1,284,940.64000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	RBC DOMINION SECURITIES CORP.
ii. SEC file number	8-45411
iii. CRD number	000031194
iv. LEI, if any	549300LCO2FLSSVFFR64
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	261,609.40000000
Principal Transactions Record: 2
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,971,949.00000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,128,214,439.05000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	2,684,014,033.64416070
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 2

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 3

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 17

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 29

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 30

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 35

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 50

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 58

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 66

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 86

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 102

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 109

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 110

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 114

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	735,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	1

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	3,783,750.00000000
ii. What was the number of days that the interfund loan was outstanding?	48

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund	Global Multi-Strategy Fund
b. Series identication number, if any	S000033960
c. LEI	8NGI32D81QECIPVVIM53
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	4
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Institutional
ii. Class identification number, if any	C000104714
iii. Ticker symbol, if any	PSMIX
Shares Outstanding Record: 2
i. Full name of Class	Class A
ii. Class identification number, if any	C000104712
iii. Ticker symbol, if any	PMSAX
Shares Outstanding Record: 3
i. Full name of Class	R-6
ii. Class identification number, if any	C000190071
iii. Ticker symbol, if any	PGLSX
Shares Outstanding Record: 4
i. Full name of Class	Class C
ii. Class identification number, if any	C000115417
iii. Ticker symbol, if any	PMSCX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?	Yes No
b. If yes, provide the following information:
Foreign Investments Record: 1
Full name of subsidiary	GMS Cayman Corporation
LEI of subsidiary, if any	549300SRVHQ40BOKYS64

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Graham Capital Management, L.P.
ii. SEC file number ( e.g., 801- ), if applicable	801-73422
iii. CRD number	000160925
iv. LEI, if any	DMEG9G4MHH34U2LK2N42
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 2
i. Full name	AQR Capital Management
ii. SEC file number ( e.g., 801- ), if applicable	801-55543
iii. CRD number	000111883
iv. LEI, if any	549300GC5MDF1KXYMP06
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 3
i. Full name	Wellington Management Company LLP
ii. SEC file number ( e.g., 801- ), if applicable	801-15908
iii. CRD number	000106595
iv. LEI, if any	549300YHP12TEZNLCX41
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 4
i. Full name	KLS Diversified Asset Management
ii. SEC file number ( e.g., 801- ), if applicable	801-72408
iii. CRD number	000155837
iv. LEI, if any	549300GNP41K7WVJDT93
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 5
i. Full name	Loomis, Sayles & Company, L.P.
ii. SEC file number ( e.g., 801- ), if applicable	801-170
iii. CRD number	000105377
iv. LEI, if any	JIZPN2RX3UMNOYIDI313
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 6
i. Full name	Ascend Capital, LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-65340
iii. CRD number	000118397
iv. LEI, if any	QWHZQS0XJ59SUT1GS479
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 7
i. Full name	Finisterre Capital LLP
ii. SEC file number ( e.g., 801- ), if applicable	801-76937
iii. CRD number	000162101
iv. LEI, if any	B6VWS2SNEDOVVKU6YC74
v. State, if applicable
vi. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 8
i. Full name	Sound Point Capital Management, LP
ii. SEC file number ( e.g., 801- ), if applicable	801-72515
iii. CRD number	000157479
iv. LEI, if any	549300FZ417XL0BBLZ51
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 9
i. Full name	Los Angeles Capital Management and Equity Research, INC.
ii. SEC file number ( e.g., 801- ), if applicable	801-60934
iii. CRD number	000119033
iv. LEI, if any	549300DZCL1LRBNVU327
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 10
i. Full name	York Capital Management Global Advisors, LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-70315
iii. CRD number	000140336
iv. LEI, if any	549300YDLO344EXX2X46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Hongkong and Shangai Banking Corporation, Bangkok
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	HSBC Shanghai-Hong Kong Stock Connect SPSA
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	Citibank Europe plc, Pobocka zachranicnej banky,
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SLOVAKIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	HSBC SHANGHAI
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	HSBC Bank (Taiwan) Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TAIWAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	HSBC Bank Middle East Limited, Dubai
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED ARAB EMIRATES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	Landsbankinn hf.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ICELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	Citibanamex, Mexico City
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	HSBC SHENZHEN
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	Citbank Europe plc
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	Citibank N.A., Sucursal de Lima
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Citibank N.A., Brazilian Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	Citibank Maghreb
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MOROCCO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	HSBC Bank Egypt
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	EGYPT
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	Deutsche Bank AG Mumbai
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 28
i. Full name	Bank Polska Kasa Opieki S.A.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 29
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 30
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 31
i. Full name	SEB Pank AS
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ESTONIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 32
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 33
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 34
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 35
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 36
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 37
i. Full name	BNP Paribas Securities Services Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CYPRUS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 38
i. Full name	Banco de Chile
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 39
i. Full name	HSBC Bank Middle East Limited, Doha
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	QATAR
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 40
i. Full name	Deutsche Bank AG, Manila Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 41
i. Full name	Deutsche Bank AG, Seoul Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 42
i. Full name	Deutsche Bank (Malaysia) Berhad
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 43
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 44
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 45
i. Full name	Citibank Argentina, Buenos Aires
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ARGENTINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 46
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 47
i. Full name	Citibank Europe plc, Hungarian Branch Office
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 48
i. Full name	PJSC ROSBANK
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 49
i. Full name	Deutsche Bank, Istanbul
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 50
i. Full name	Standard Bank of South Africa, Johannesburg
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 51
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 52
i. Full name	Cititrust S.A., Bogota
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 53
i. Full name	AS SEB Banka, Riga
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	LATVIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 54
i. Full name	Citibank Europe plc, Bulgaria Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BULGARIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 55
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 56
i. Full name	Deutsche Bank AG, Jakarta
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 57
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 58
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 59
i. Full name	Stanbic IBTC Bank plc, Lagos
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NIGERIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 60
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	14,489.33000000
Brokers Record: 2
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	10,235.40000000
Brokers Record: 3
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	115,202.18000000
Brokers Record: 4
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	78,508.47999999
Brokers Record: 5
i. Full name of broker	BTIG
ii. SEC file number	8-65473
iii. CRD number	000122225
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,882.51000000
Brokers Record: 6
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,094.57000000
Brokers Record: 7
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	127,968.94000000
Brokers Record: 8
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	50,396.36999999
Brokers Record: 9
i. Full name of broker	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	22,495.99000000
Brokers Record: 10
i. Full name of broker	LIQUIDNET
ii. SEC file number	8-52461
iii. CRD number	000103987
iv. LEI, if any	213800HSKBBO1GCVRG79
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	11,439.67000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	1,928,859.51000010

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	TD BANK FINANCIAL GROUP
ii. SEC file number	8-36747
iii. CRD number	000018476
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,714,290,751.22000000
Principal Transactions Record: 2
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,492,463,361.57000000
Principal Transactions Record: 3
i. Full name of dealer	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,634,395,434.27000000
Principal Transactions Record: 4
i. Full name of dealer	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,841,942,205.77000000
Principal Transactions Record: 5
i. Full name of dealer	CITADEL DERIVATIVES GROUP L.L.C.
ii. SEC file number	8-53574
iii. CRD number	000116797
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2,377,010,108.59000000
Principal Transactions Record: 6
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,308,331,051.08000000
Principal Transactions Record: 7
i. Full name of dealer	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	42,601,781,919.20990000
Principal Transactions Record: 8
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	847,656,143.84000100
Principal Transactions Record: 9
i. Full name of dealer	BANCAMERICA SECURITIES INC.
ii. SEC file number	8-35968
iii. CRD number	000017977
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	978,980,944.87000000
Principal Transactions Record: 10
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,256,480,358.09000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

66,327,474,455.34950000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	2,741,206,304.93999720
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 7

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 17

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 18

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 21

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 30

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 38

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 48

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 49

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 50

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 54

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 55

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 56

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 59

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 70

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 102

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 103

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 106

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 109

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 113

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 115

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	13,480,833.33000000
ii. What was the number of days that the interfund loan was outstanding?	12

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund	Diversified Real Asset Fund
b. Series identication number, if any	S000028139
c. LEI	549300FY1HF8KNDK4G58
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	7
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-6
ii. Class identification number, if any	C000150253
iii. Ticker symbol, if any	PDARX
Shares Outstanding Record: 2
i. Full name of Class	R-4
ii. Class identification number, if any	C000167693
iii. Ticker symbol, if any	PGDSX
Shares Outstanding Record: 3
i. Full name of Class	Class C
ii. Class identification number, if any	C000085835
iii. Ticker symbol, if any	PRDCX
Shares Outstanding Record: 4
i. Full name of Class	R-3
ii. Class identification number, if any	C000167692
iii. Ticker symbol, if any	PGDRX
Shares Outstanding Record: 5
i. Full name of Class	R-5
ii. Class identification number, if any	C000167691
iii. Ticker symbol, if any	PGDTX
Shares Outstanding Record: 6
i. Full name of Class	Institutional
ii. Class identification number, if any	C000085836
iii. Ticker symbol, if any	PDRDX
Shares Outstanding Record: 7
i. Full name of Class	Class A
ii. Class identification number, if any	C000085834
iii. Ticker symbol, if any	PRDAX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?	Yes No
b. If yes, provide the following information:
Foreign Investments Record: 1
Full name of subsidiary	DRA Cayman Corporation
LEI of subsidiary, if any	5493002PD2JY0QKONL92

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Blackrock Financial Management, INC
ii. SEC file number ( e.g., 801- ), if applicable	801-48433
iii. CRD number	000107105
iv. LEI, if any	549300LVXYIVJKE13M84
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 2
i. Full name	Tortoise Capital Advisors LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-61622
iii. CRD number	000123711
iv. LEI, if any	2549002CGOZK5RQVXG26
v. State, if applicable	KANSAS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 3
i. Full name	Macquarie Capital Investment Management LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-62755
iii. CRD number	000130352
iv. LEI, if any	5493005MBQYKY6K54F71
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 4
i. Full name	BNP Paribas Asset Management USA, INC.
ii. SEC file number ( e.g., 801- ), if applicable	801-10577
iii. CRD number	000105455
iv. LEI, if any	FPR1K3G4Z54UWIH8T281
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 5
i. Full name	Symphony Asset Management LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-52638
iii. CRD number	000110687
iv. LEI, if any	549300WWPCXP14L1F885
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 6
i. Full name	RARE Infrastructure (North America) PTY Limited
ii. SEC file number ( e.g., 801- ), if applicable	801-70506
iii. CRD number	000151223
iv. LEI, if any	549300JIEINNUZB0YC91
v. State, if applicable
vi. Foreign country, if applicable	AUSTRALIA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:	2018-04-03
Sub Advisors Record: 7
i. Full name	Pictet Asset Management SA
ii. SEC file number ( e.g., 801- ), if applicable	801-66760
iii. CRD number	000140074
iv. LEI, if any	549300Z3V8FWSENAH224
v. State, if applicable
vi. Foreign country, if applicable	SWITZERLAND
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 8
i. Full name	Credit Suisse Asset Management, LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-37170
iii. CRD number	000106012
iv. LEI, if any	5493008W2093UORD3V27
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 9
i. Full name	Principal Real Estate Investors LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-55618
iii. CRD number	000109008
iv. LEI, if any	549300MQOXJ8V8FMMS34
v. State, if applicable	IOWA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 10
i. Full name	BNY Mellon Asset Management North America Corporation
ii. SEC file number ( e.g., 801- ), if applicable	801-19785
iii. CRD number	000105764
iv. LEI, if any	YP72O3NKHJPQEEM7IG98
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:	2017-11-20

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

SubAdvisors Terminated Record: 1
i. Full name	Brookfield Investment Management INC.
ii. SEC file number ( e.g., 801- )	801-34605
iii. CRD number	000110497
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Termination date	2018-04-03

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Citibank N.A., Brazilian Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	Hongkong and Shangai Banking Corporation, Bangkok
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	Banco de Chile
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	Citibanamex, Mexico City
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	Deutsche Bank AG, Seoul Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	HSBC Bank (Taiwan) Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TAIWAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	HSBC SHENZHEN
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	Deutsche Bank, Istanbul
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	PJSC ROSBANK
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	RUSSIAN FEDERATION
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	Deutsche Bank (Malaysia) Berhad
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	Citibank Europe plc, Hungarian Branch Office
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 28
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 29
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 30
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 31
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 32
i. Full name	Deutsche Bank AG, Jakarta
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 33
i. Full name	Bank Polska Kasa Opieki S.A.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 34
i. Full name	Deutsche Bank AG, Manila Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 35
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 36
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 37
i. Full name	HSBC Bank Middle East Limited, Dubai
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED ARAB EMIRATES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 38
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 39
i. Full name	EuroClear Bank, Brussels
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 40
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 41
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 42
i. Full name	HSBC SHANGHAI
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHINA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 43
i. Full name	Standard Bank of South Africa, Johannesburg
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 44
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	17,196.82000000
Brokers Record: 2
i. Full name of broker	RBC DOMINION SECURITIES CORP.
ii. SEC file number	8-45411
iii. CRD number	000031194
iv. LEI, if any	549300LCO2FLSSVFFR64
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,199.83000000
Brokers Record: 3
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	16,301.80000000
Brokers Record: 4
i. Full name of broker	LIQUIDNET
ii. SEC file number	8-52461
iii. CRD number	000103987
iv. LEI, if any	213800HSKBBO1GCVRG79
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	9,107.87000000
Brokers Record: 5
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	12,291.87000000
Brokers Record: 6
i. Full name of broker	BANCAMERICA SECURITIES INC.
ii. SEC file number	8-35968
iii. CRD number	000017977
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	10,588.29000000
Brokers Record: 7
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	15,296.55000000
Brokers Record: 8
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	25,180.23000000
Brokers Record: 9
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	18,074.95000000
Brokers Record: 10
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	69,402.21000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	2,610,223.43999999

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	230,107,093.22000000
Principal Transactions Record: 2
i. Full name of dealer	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	216,311,751.11000000
Principal Transactions Record: 3
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	231,744,500.32000000
Principal Transactions Record: 4
i. Full name of dealer	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	181,419,903.93000000
Principal Transactions Record: 5
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	522,567,964.70000000
Principal Transactions Record: 6
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	228,502,355.73000000
Principal Transactions Record: 7
i. Full name of dealer	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	233,212,107.08000000
Principal Transactions Record: 8
i. Full name of dealer	DAIWA SECURITIES
ii. SEC file number	8-12242
iii. CRD number	000001576
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	230,353,923.73000000
Principal Transactions Record: 9
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	162,541,838.07000000
Principal Transactions Record: 10
i. Full name of dealer	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	272,329,174.46000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,785,954,000.70001000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	4,153,379,057.51082850
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	2,493,181.81818182
ii. What was the number of days that the interfund loan was outstanding?	11

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	18,758,333.32999999
ii. What was the number of days that the interfund loan was outstanding?	3

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund	Opportunistic Municipal Fund
b. Series identication number, if any	S000037379
c. LEI	5493003HKOWWH1F8PO14
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class A
ii. Class identification number, if any	C000115414
iii. Ticker symbol, if any	PMOAX
Shares Outstanding Record: 2
i. Full name of Class	Class C
ii. Class identification number, if any	C000115415
iii. Ticker symbol, if any	PMODX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000153266
iii. Ticker symbol, if any	POMFX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

i. Full name of broker
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:	0.00000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	7,787,494.00000000
Principal Transactions Record: 2
i. Full name of dealer	D A DAVIDSON & CO.
ii. SEC file number	8-2399
iii. CRD number	000000199
iv. LEI, if any	N/A
v. State, if applicable	MONTANA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	6,994,547.00000000
Principal Transactions Record: 3
i. Full name of dealer	STIFEL NICOLAUS & COMPANY
ii. SEC file number	8-1447
iii. CRD number	000000793
iv. LEI, if any	5WUVMA08EYG4KEUPW589
v. State, if applicable	MISSOURI
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	7,391,620.15000000
Principal Transactions Record: 4
i. Full name of dealer	WELLS FARGO SECURITIES LLC
ii. SEC file number	8-65876
iii. CRD number	000126292
iv. LEI, if any	VYVVCKR63DVZZN70PB21
v. State, if applicable	NORTH CAROLINA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	11,067,245.00000000
Principal Transactions Record: 5
i. Full name of dealer	KEYBANC CAPITAL MARKETS
ii. SEC file number	8-30177
iii. CRD number	000000566
iv. LEI, if any	N/A
v. State, if applicable	OHIO
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	10,252,484.96000000
Principal Transactions Record: 6
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	7,364,482.00000000
Principal Transactions Record: 7
i. Full name of dealer	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	14,034,271.00000000
Principal Transactions Record: 8
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	25,251,035.00000000
Principal Transactions Record: 9
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	13,613,847.50000000
Principal Transactions Record: 10
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	36,043,915.00000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

172,676,832.76000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	117,490,514.94999976
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 4

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 5

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 13

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 15

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 17

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 29

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 31

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 35

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 45

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 50

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 59

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 80

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 82

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 90

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 95

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 109

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 111

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 115

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	363,295.45000000
ii. What was the number of days that the interfund loan was outstanding?	44

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund	Real Estate Debt Income Fund
b. Series identication number, if any	S000047841
c. LEI	549300CENWVUR8GFEO17
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-6
ii. Class identification number, if any	C000176333
iii. Ticker symbol, if any	PRDHX
Shares Outstanding Record: 2
i. Full name of Class	Class A
ii. Class identification number, if any	C000150251
iii. Ticker symbol, if any	PRDYX
Shares Outstanding Record: 3
i. Full name of Class	Institutional
ii. Class identification number, if any	C000150252
iii. Ticker symbol, if any	PRDIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Principal Real Estate Investors LLC
ii. SEC file number ( e.g., 801- ), if applicable	801-55618
iii. CRD number	000109008
iv. LEI, if any	549300MQOXJ8V8FMMS34
v. State, if applicable	IOWA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

i. Full name of broker
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:	0.00000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	ROBERT W. BAIRD & CO.
ii. SEC file number	8-497
iii. CRD number	000008158
iv. LEI, if any	N/A
v. State, if applicable	WISCONSIN
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	4,149,218.75000000
Principal Transactions Record: 2
i. Full name of dealer	DEUTSCHE BANK SECURITIES CORP.
ii. SEC file number	8-17822
iii. CRD number	000002525
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	18,365,417.88000000
Principal Transactions Record: 3
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	7,074,824.46000000
Principal Transactions Record: 4
i. Full name of dealer	BMO CAPITAL MARKETS
ii. SEC file number	8-34344
iii. CRD number	000016686
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	3,600,351.56000000
Principal Transactions Record: 5
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	6,407,187.50000000
Principal Transactions Record: 6
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	10,049,662.92000000
Principal Transactions Record: 7
i. Full name of dealer	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	4,572,344.09000000
Principal Transactions Record: 8
i. Full name of dealer	MESIROW FINANCIAL
ii. SEC file number	8-28816
iii. CRD number	000002764
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	4,092,968.75000000
Principal Transactions Record: 9
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	17,769,309.14000000
Principal Transactions Record: 10
i. Full name of dealer	SANDLER O'NEILL & PARTNERS LP
ii. SEC file number	8-40214
iii. CRD number	000023328
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	6,262,695.31000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

240,456,878.63000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	187,494,506.98166648
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 2

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 3

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 27

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 33

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 41

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 43

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 46

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 52

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 56

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 67

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 87

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	1,056,250.00000000
ii. What was the number of days that the interfund loan was outstanding?	4

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	295,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	1

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund	SystematEx Large Value Fund
b. Series identication number, if any	S000050841
c. LEI	549300M5UOU4WCL35H02
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	1
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-6
ii. Class identification number, if any	C000160407
iii. Ticker symbol, if any	PSLVX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	99.06000000
Brokers Record: 2
i. Full name of broker	SANFORD C. BERNSTEIN & CO.
ii. SEC file number	8-52942
iii. CRD number	000104474
iv. LEI, if any	549300I7JYZHT7D5CO04
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	93.03000000
Brokers Record: 3
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	145.19000000
Brokers Record: 4
i. Full name of broker	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	351.95000000
Brokers Record: 5
i. Full name of broker	PIPER JAFFRAY & CO.
ii. SEC file number	8-15204
iii. CRD number	000000665
iv. LEI, if any	N/A
v. State, if applicable	MINNESOTA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	264.97000000
Brokers Record: 6
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	114.07000000
Brokers Record: 7
i. Full name of broker	BNY CONVERGEX EXECUTION SOLUTIONS
ii. SEC file number	8-46838
iii. CRD number	000035693
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	1,069.10000000
Brokers Record: 8
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	107.57000000
Brokers Record: 9
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	842.64000000
Brokers Record: 10
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	410.02000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	5,267.80000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	COMPUTERSHARE TRUST CO. (TRANSFER AGENT)
ii. SEC file number	8-53022
iii. CRD number	000107023
iv. LEI, if any	N/A
v. State, if applicable	ILLINOIS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	45,994.00000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,415,862.19000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	10,079,836.76999996
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 2

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 7

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 8

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 27

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 32

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 33

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 38

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 45

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 46

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 50

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 54

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 58

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 65

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 70

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 71

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 77

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 90

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 107

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 115

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	111,428.57000000
ii. What was the number of days that the interfund loan was outstanding?	7

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund	International Small Company Fund
b. Series identication number, if any	S000045671
c. LEI	5493005DM6DKJRUY3N14
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Institutional
ii. Class identification number, if any	C000150254
iii. Ticker symbol, if any	PISMX
Shares Outstanding Record: 2
i. Full name of Class	R-6
ii. Class identification number, if any	C000176332
iii. Ticker symbol, if any	PFISX
Shares Outstanding Record: 3
i. Full name of Class	Class A
ii. Class identification number, if any	C000142295
iii. Ticker symbol, if any	PICAX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Skandinaviska Enskilda Banken, Helsinki branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	HSBC New Zealand
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	ESES FRANCE BEARER
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	The Bank of New York Mellon SA/NV
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	Skandinaviska Enskilda Banken, Stockholm
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	ESES FRANCE REGISTERED
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	Skandinaviska Enskilda Banken AB, Oslo Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	Banco Bilbao Vizcaya Argentaria, Madrid
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	HSBC Bank Australia Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	Skandinaviska Enskilda Banken AB, Copenhagen Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	UniCredit Bank Austria AG
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	Bank Hapoalim B.M.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	Euroclear Belgium
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	MUFG Bank, Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	NATIONAL BANK OF BELGIUM
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	Citibank International Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 27
i. Full name	Credit Suisse (Switzerland) Ltd
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	20,345.86000000
Brokers Record: 2
i. Full name of broker	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,078.11000000
Brokers Record: 3
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	8,640.00000000
Brokers Record: 4
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,674.97000000
Brokers Record: 5
i. Full name of broker	CANACCORD ADAMS INC.
ii. SEC file number	8-3271
iii. CRD number	000001020
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,233.36000000
Brokers Record: 6
i. Full name of broker	JEFFERIES & COMPANY
ii. SEC file number	8-15074
iii. CRD number	000002347
iv. LEI, if any	58PU97L1C0WSRCWADL48
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	10,863.40000000
Brokers Record: 7
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	6,552.67000000
Brokers Record: 8
i. Full name of broker	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,944.04000000
Brokers Record: 9
i. Full name of broker	ITG INC
ii. SEC file number	8-44218
iii. CRD number	000029299
iv. LEI, if any	549300S41SMIODVIT266
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	15,721.58000000
Brokers Record: 10
i. Full name of broker	M3 CAPITAL PARTNERS
ii. SEC file number	8-47198
iii. CRD number	000036368
iv. LEI, if any	549300670K07JRB5UQ40
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	7,008.97000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	812,023.46000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	LINK MARKET SERVICES LIMITED
ii. SEC file number	N/A
iii. CRD number	N/A
iv. LEI, if any	N/A
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	3,882,839.98000000
Principal Transactions Record: 2
i. Full name of dealer	INVESTEC SECURITIES
ii. SEC file number	8-67162
iii. CRD number	000138421
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	5,396,802.04000000
Principal Transactions Record: 3
i. Full name of dealer	CITIGROUP GLOBAL MARKETS
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	261,984.83000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

588,967,254.08000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	1,033,099,448.65499750
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 14

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 15

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 16

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 18

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 25

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 29

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 41

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 43

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 48

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 51

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 52

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 58

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 61

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 62

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 63

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 64

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 69

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 78

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 86

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 87

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 91

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 92

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 97

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 102

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 105

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 109

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 112

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	1,135,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	2

c.Did the Fund engage in interfund borrowing?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	6,332,500.00000000
ii. What was the number of days that the interfund loan was outstanding?	4

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund	Origin Emerging Markets Fund
b. Series identication number, if any	S000047839
c. LEI	549300PYEJ7SMX1YOB34
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	3
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class A
ii. Class identification number, if any	C000150246
iii. Ticker symbol, if any	POEYX
Shares Outstanding Record: 2
i. Full name of Class	Institutional
ii. Class identification number, if any	C000150247
iii. Ticker symbol, if any	POEIX
Shares Outstanding Record: 3
i. Full name of Class	R-6
ii. Class identification number, if any	C000150248
iii. Ticker symbol, if any	POEFX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Origin Asset Management LLP
ii. SEC file number ( e.g., 801- ), if applicable	801-67539
iii. CRD number	000139897
iv. LEI, if any	GN8B7725DRX9FQ8TBR27
v. State, if applicable
vi. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Deutsche Bank AG, Manila Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	HSBC Bank (Taiwan) Limited
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TAIWAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Bank Polska Kasa Opieki S.A.
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	POLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	Citibanamex, Mexico City
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	Cititrust S.A., Bogota
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	COLOMBIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	Deutsche Bank AG, Jakarta
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	INDONESIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	DBS Bank Ltd, Singapore
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	Citibank N.A., Sucursal de Lima
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	PERU
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	Citibank Maghreb
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MOROCCO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 13
i. Full name	Banco de Chile
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CHILE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 14
i. Full name	Standard Bank of South Africa, Johannesburg
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 15
i. Full name	Citibank Europe plc, Hungarian Branch Office
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HUNGARY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 16
i. Full name	HSBC Bank Middle East Limited, Doha
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	QATAR
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 17
i. Full name	Hongkong and Shangai Banking Corporation, Bangkok
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 18
i. Full name	Citbank Europe plc
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CZECHIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 19
i. Full name	HSBC Bank Middle East Limited, Dubai
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED ARAB EMIRATES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 20
i. Full name	Hongkong and Shanghai Banking Corporation, Hong Kong
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 21
i. Full name	Deutsche Bank, Istanbul
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	TURKEY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 22
i. Full name	Deutsche Bank AG, Seoul Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 23
i. Full name	HSBC Bank Egypt
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	EGYPT
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 24
i. Full name	BNP Paribas Securities Services, Athens
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	GREECE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 25
i. Full name	Deutsche Bank (Malaysia) Berhad
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	MALAYSIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 26
i. Full name	Citibank N.A., Brazilian Branch
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BRAZIL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	2,920.47000000
Brokers Record: 2
i. Full name of broker	CREDIT SUISSE GROUP
ii. SEC file number	8-00422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	15,832.78000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	240,031.63000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

i. Full name of dealer
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

691,070,824.77000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	714,668,134.84249961
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 6

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 11

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 12

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 20

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 21

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 22

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 23

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 25

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 33

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 34

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 37

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 40

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 43

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 46

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 48

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 49

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 52

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 67

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 68

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 71

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 73

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 75

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 80

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 82

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 83

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 85

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 94

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 98

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 99

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 101

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 107

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 114

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 115

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	448,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	5

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund	Preferred Securities Fund
b. Series identication number, if any	S000007170
c. LEI	549300C5BAH7DRKDHO25
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	10
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	1
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class J
ii. Class identification number, if any	C000019596
iii. Ticker symbol, if any	PPSJX
Shares Outstanding Record: 2
i. Full name of Class	R-6
ii. Class identification number, if any	C000176328
iii. Ticker symbol, if any	PPREX
Shares Outstanding Record: 3
i. Full name of Class	R-1
ii. Class identification number, if any	C000019594
iii. Ticker symbol, if any	PUSAX
Shares Outstanding Record: 4
i. Full name of Class	R-2
ii. Class identification number, if any	C000019590
iii. Ticker symbol, if any	PPRSX
Shares Outstanding Record: 5
i. Full name of Class	Class C
ii. Class identification number, if any	C000038790
iii. Ticker symbol, if any	PRFCX
Shares Outstanding Record: 6
i. Full name of Class	Class A
ii. Class identification number, if any	C000019597
iii. Ticker symbol, if any	PPSAX
Shares Outstanding Record: 7
i. Full name of Class	R-4
ii. Class identification number, if any	C000019593
iii. Ticker symbol, if any	PQARX
Shares Outstanding Record: 8
i. Full name of Class	R-5
ii. Class identification number, if any	C000019592
iii. Ticker symbol, if any	PPARX
Shares Outstanding Record: 9
i. Full name of Class	Institutional
ii. Class identification number, if any	C000019595
iii. Ticker symbol, if any	PPSIX
Shares Outstanding Record: 10
i. Full name of Class	R-3
ii. Class identification number, if any	C000019591
iii. Ticker symbol, if any	PNARX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Spectrum Asset Management, Inc.
ii. SEC file number ( e.g., 801- ), if applicable	801-30405
iii. CRD number	000018217
iv. LEI, if any	WARIMFOO2Y13MJ7LNX31
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Euroclear Bank, Brussels
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

Broker Dealers Record: 1
a. Full name	SPECTRUM ASSET MGMT INC.
b. SEC file number	8-36472
c. CRD number	000018217
d. LEI, if any	WARIMFOO2Y13MJ7LNX31
e. State, if applicable	CONNECTICUT
f. Foreign country, if applicable	UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:	36,338.97999999

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	237,218.81000000
Brokers Record: 2
i. Full name of broker	SPECTRUM ASSET MGMT INC.
ii. SEC file number	8-36472
iii. CRD number	000018217
iv. LEI, if any	WARIMFOO2Y13MJ7LNX31
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	36,338.98000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	902,441.44000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	SPECTRUM ASSET MGMT INC.
ii. SEC file number	8-36472
iii. CRD number	000018217
iv. LEI, if any	WARIMFOO2Y13MJ7LNX31
v. State, if applicable	CONNECTICUT
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1,088,930,474.66000000
Principal Transactions Record: 2
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	0.00000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

3,435,253,515.96000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	5,859,302,768.65583040
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 4

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 5

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 7

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 9

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 16

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 24

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 28

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 29

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 30

Name of fund	Small-MidCap Dividend Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 39

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 40

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 41

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 42

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 44

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 45

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 46

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 47

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 48

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 49

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 52

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 55

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 57

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 58

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 60

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 62

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 63

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 65

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 68

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 69

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 70

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 71

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 72

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 74

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 78

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 80

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 81

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 82

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 83

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 84

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 87

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 88

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 93

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 95

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 100

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 101

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 104

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 105

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 106

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 107

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 108

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 112

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 114

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	15,260,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	6

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund	Small-MidCap Dividend Income Fund
b. Series identication number, if any	S000032942
c. LEI	54930000PG64KHHYCN32
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	4
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	Class C
ii. Class identification number, if any	C000115416
iii. Ticker symbol, if any	PMDDX
Shares Outstanding Record: 2
i. Full name of Class	Class A
ii. Class identification number, if any	C000101659
iii. Ticker symbol, if any	PMDAX
Shares Outstanding Record: 3
i. Full name of Class	R-6
ii. Class identification number, if any	C000176330
iii. Ticker symbol, if any	PMDHX
Shares Outstanding Record: 4
i. Full name of Class	Institutional
ii. Class identification number, if any	C000101661
iii. Ticker symbol, if any	PMDIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

i. Full name
ii. SEC file number ( e.g., 801- ), if applicable
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	The Bank of New York Mellon
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	CIBC Mellon Trust Company
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Hongkong and Shangai Banking Corporation, Bangkok
ii. LEI, if any	N/A
iii. State, if applicable
iv. Foreign country, if applicable	THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,711.19000000
Brokers Record: 2
i. Full name of broker	UBS SECURITIES LLC
ii. SEC file number	8-16267
iii. CRD number	000008174
iv. LEI, if any	T6FIZBDPKLYJKFCRVK44
v. State, if applicable	NEW JERSEY
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	22,307.64000000
Brokers Record: 3
i. Full name of broker	SIDOTI & CO. LLC
ii. SEC file number	8-52141
iii. CRD number	000102860
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	15,150.56000000
Brokers Record: 4
i. Full name of broker	JMP SECURITIES LLC
ii. SEC file number	8-39613
iii. CRD number	000022208
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	11,749.28000000
Brokers Record: 5
i. Full name of broker	BNY CONVERGEX EXECUTION SOLUTIONS
ii. SEC file number	8-46838
iii. CRD number	000035693
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	34,375.65000000
Brokers Record: 6
i. Full name of broker	MERRILL LYNCH PIERCE FENNER & SMITH
ii. SEC file number	8-7221
iii. CRD number	000007691
iv. LEI, if any	DWW559HN8WVTCCS4VJ94
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,448.52000000
Brokers Record: 7
i. Full name of broker	RILEY (B.) & COMPANY INC.
ii. SEC file number	8-41426
iii. CRD number	000025027
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	13,250.20000000
Brokers Record: 8
i. Full name of broker	RAYMOND JAMES & ASSOCIATES
ii. SEC file number	8-10999
iii. CRD number	000000705
iv. LEI, if any	N/A
v. State, if applicable	FLORIDA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	16,821.88000000
Brokers Record: 9
i. Full name of broker	KEYBANC CAPITAL MARKETS
ii. SEC file number	8-30177
iii. CRD number	000000566
iv. LEI, if any	N/A
v. State, if applicable	OHIO
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	11,173.12000000
Brokers Record: 10
i. Full name of broker	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	26,190.04000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	1,708,982.70000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	484,950.00000000
Principal Transactions Record: 2
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2,653,367.50000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,004,979,703.65000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	3,010,498,441.88916250
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	100,000,000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	Equity Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 2

Name of fund	Real Estate Debt Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 3

Name of fund	Diversified Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 4

Name of fund	Principal LifeTime Strategic Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 5

Name of fund	Principal Capital Appreciation Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 6

Name of fund	Diversified Growth Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 7

Name of fund	MidCap S&P 400 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 8

Name of fund	Principal LifeTime Hybrid 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 9

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 10

Name of fund	Principal LifeTime 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 11

Name of fund	Principal LifeTime 2050 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 12

Name of fund	MidCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 13

Name of fund	Principal LifeTime 2050 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 14

Name of fund	Principal LifeTime 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 15

Name of fund	Inflation Protection Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 16

Name of fund	Global Diversified Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 17

Name of fund	Government & High Quality Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 18

Name of fund	Principal LifeTime 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 19

Name of fund	Principal LifeTime 2060 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 20

Name of fund	SmallCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 21

Name of fund	Principal LifeTime Hybrid 2055 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 22

Name of fund	Global Multi-Strategy Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 23

Name of fund	Principal LifeTime 2030 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 24

Name of fund	SmallCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 25

Name of fund	Principal LifeTime 2010 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 26

Name of fund	Principal LifeTime Hybrid 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 27

Name of fund	Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 28

Name of fund	Short-Term Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 29

Name of fund	International Small Company Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 30

Name of fund	Principal LifeTime Hybrid Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 31

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 32

Name of fund	Global Opportunities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 33

Name of fund	Diversified International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 34

Name of fund	Principal LifeTime Hybrid 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 35

Name of fund	EDGE MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 36

Name of fund	LargeCap Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 37

Name of fund	Principal LifeTime 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 38

Name of fund	LargeCap S&P 500 Managed Volatility Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 39

Name of fund	Principal LifeTime 2010 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 40

Name of fund	SystematEx Large Value Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 41

Name of fund	Principal LifeTime Hybrid 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 42

Name of fund	LargeCap S&P 500 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 43

Name of fund	International Emerging Markets Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 44

Name of fund	Principal LifeTime 2060 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 45

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 46

Name of fund	Diversified Balanced Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 47

Name of fund	Principal LifeTime 2020 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 48

Name of fund	Government & High Quality Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 49

Name of fund	Finisterre Unconstrained Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 50

Name of fund	Diversified Balanced Volatility Control Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 51

Name of fund	Core Plus Bond Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 52

Name of fund	Principal Capital Appreciation Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 53

Name of fund	MidCap Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 54

Name of fund	Preferred Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 55

Name of fund	Tax-Exempt Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 56

Name of fund	Global Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 57

Name of fund	Core Plus Bond Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 58

Name of fund	SmallCap Value Fund II
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 59

Name of fund	Real Estate Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 60

Name of fund	Multi-Asset Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 61

Name of fund	International Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 62

Name of fund	Principal LifeTime 2025 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 63

Name of fund	Principal LifeTime Strategic Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 64

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 65

Name of fund	High Yield Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 66

Name of fund	Blue Chip Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 67

Name of fund	Principal LifeTime 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 68

Name of fund	Short-Term Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 69

Name of fund	Diversified Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 70

Name of fund	Opportunistic Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 71

Name of fund	Equity Income Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 72

Name of fund	Money Market Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 73

Name of fund	Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 74

Name of fund	Principal LifeTime Hybrid 2035 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 75

Name of fund	Overseas Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 76

Name of fund	Dynamic Floating Rate High Income Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 77

Name of fund	SAM Conservative Balanced Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 78

Name of fund	Multi-Manager Equity Long/Short Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 79

Name of fund	Diversified Balanced Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 80

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 81

Name of fund	SmallCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 82

Name of fund	LargeCap Growth Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 83

Name of fund	SAM Strategic Growth Portfolio
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 84

Name of fund	SAM Balanced Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 85

Name of fund	Principal LifeTime Hybrid 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 86

Name of fund	LargeCap Value Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 87

Name of fund	International Equity Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 88

Name of fund	LargeCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 89

Name of fund	SAM Flexible Income Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 90

Name of fund	SmallCap S&P 600 Index Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 91

Name of fund	LargeCap Value Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 92

Name of fund	International Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 93

Name of fund	LargeCap Growth Account I
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 94

Name of fund	Principal LifeTime 2020 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 95

Name of fund	MidCap Value Fund I
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 96

Name of fund	MidCap Growth Fund III
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 97

Name of fund	California Municipal Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 98

Name of fund	Real Estate Securities Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 99

Name of fund	SAM Conservative Growth Portfolio
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 100

Name of fund	Principal LifeTime 2040 Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 101

Name of fund	Capital Securities Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 102

Name of fund	Principal LifeTime 2065 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 103

Name of fund	LargeCap S&P 500 Index Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 104

Name of fund	Principal LifeTime Hybrid 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 105

Name of fund	MidCap Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 106

Name of fund	Principal LifeTime 2015 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 107

Name of fund	Principal LifeTime Hybrid 2030 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 108

Name of fund	MidCap Growth Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 109

Name of fund	Origin Emerging Markets Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 110

Name of fund	Principal LifeTime Hybrid 2045 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 111

Name of fund	Diversified International Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 112

Name of fund	SystematEx International Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 113

Name of fund	Diversified Growth Managed Volatility Account
SEC File number( e.g., 811- )	811-01944

Shared Credit Users Record: 114

Name of fund	Principal LifeTime Hybrid 2040 Fund
SEC File number( e.g., 811- )	811-07572

Shared Credit Users Record: 115

Name of fund	LargeCap Growth Fund I
SEC File number( e.g., 811- )	811-07572

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	11,359,000.00000000
ii. What was the number of days that the interfund loan was outstanding?	5

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No

Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund	Bond Market Index Fund
b. Series identication number, if any	S000027178
c. LEI	VNIC77YUXCT48GBDSU43
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	7
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	R-5
ii. Class identification number, if any	C000082031
iii. Ticker symbol, if any	PBIQX
Shares Outstanding Record: 2
i. Full name of Class	R-1
ii. Class identification number, if any	C000082027
iii. Ticker symbol, if any	PBIMX
Shares Outstanding Record: 3
i. Full name of Class	R-3
ii. Class identification number, if any	C000082029
iii. Ticker symbol, if any	PBOIX
Shares Outstanding Record: 4
i. Full name of Class	R-2
ii. Class identification number, if any	C000082028
iii. Ticker symbol, if any	PBINX
Shares Outstanding Record: 5
i. Full name of Class	Class J
ii. Class identification number, if any	C000085837
iii. Ticker symbol, if any	PBIJX
Shares Outstanding Record: 6
i. Full name of Class	R-4
ii. Class identification number, if any	C000082030
iii. Ticker symbol, if any	PBIPX
Shares Outstanding Record: 7
i. Full name of Class	Institutional
ii. Class identification number, if any	C000082026
iii. Ticker symbol, if any	PNIIX

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund        i.     Exchange-Traded Fund        ii.    Exchange-Traded Managed Fund   b.   Index Fund  i. Is the index whose performance the Fund tracks, constructed: 1. By an affiliated person of the fund? Yes No 2. Exclusively for the fund? Yes No ii. Provide the annualized difference between the Fund's total return during the reporting period and the index's return during the reporting period (i.e., the Fund's total return less the index's return): 1. Before Fund fees and expenses: -0.01000000  2. After Fund fees and expenses (i.e., net asset value): -0.24000000  iii. Provide the annualized standard deviation of the daily difference between the Fund's total return and the index's return during the reporting period: 1. Before Fund fees and expenses: 0.14000000  2. After Fund fees and expenses (i.e., net asset value): 0.14000000   c.    Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark   d.    Interval Fund   e.    Fund of Funds   f.     Master-Feeder Fund   g.    Money Market Fund   h.    Target Date Fund   i.     Underlying fund to a variable annuity or variable life insurance contract          N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))?

Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities?

Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

i. Full name of securities lending agent
ii. LEI, if any
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period?

Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

i. Full name of cash collateral manager:
ii. LEI, if any:
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split   ii. Non-revenue sharing split (other than administrative fee)    iii. Administrative fee   iv. Cash collateral reinvestment fee   v. Indemnification fee   vi. Other     N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	N/A
g. Provide the net income from securities lending activities	N/A

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply)

a. Rule 10f-3 (17 CFR 270.10f-3)    b. Rule 12d1-1 (17 CFR 270.12d1-1)   c. Rule 15a-4 (17 CFR 270.15a-4)    d. Rule 17a-6 (17 CFR 270.17a-6)    e. Rule 17a-7 (17 CFR 270.17a-7)   f. Rule 17a-8 (17 CFR 270.17a-8)   g. Rule 17e-1 (17 CFR 270.17e-1)   h. Rule 22d-1 (17 CFR 270.22d-1)   i. Rule 23c-1 (17 CFR 270.23c-1)    j. Rule 32a-4 (17 CFR 270.32a-4)   N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	Principal Global Investors, LLC
ii. SEC file number ( e.g., 801- )	801-55959
iii.CRD number	000109002
iv. LEI, if any	549300BABIOZPCNHMB89
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	Mellon Capital Management Corporation
ii. SEC file number ( e.g., 801- ), if applicable	801-19785
iii. CRD number	000105764
iv. LEI, if any	N/A
v. State, if applicable	MASSACHUSETTS
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name
ii. SEC file number ( e.g., 801- )
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-05657
iii. LEI, if any	N/A
iv. State, if applicable	CALIFORNIA
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No
Transfer Agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-00896
iii. LEI, if any	N/A
iv. State, if applicable	MASSACHUSETTS
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period?

Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	JPM PricingDirect
ii. LEI, if any, or provide and describe other identifying number	549300WIC0TOJ7N7GD54
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	IHS Markit
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000F4ZO33MV32P92
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	Bloomberg Finance L.P
ii. LEI, if any, or provide and describe other identifying number	5493001KJTIIGC8Y1R12
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period?

Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	EuroClear Bank, Brussels
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	Bank of New York Mellon
ii. LEI, if any	HPFHU0OQ28E4N0NFVK49
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?*

Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	Principal Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-05657
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	DST Asset Manager Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	084-00896
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period?

Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	Principal Global Investors, LLC
ii. LEI, if any, or other identifying number	549300BABIOZPCNHMB89
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period?

Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

a. Full name
b. SEC file number
c. CRD number
d. LEI, if any
e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

i. Full name of broker
ii. SEC file number
iii. CRD number
iv. LEI, if any
v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:	0.00000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	J.P. MORGAN SECURITIES LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	8I5DZWZKVSZI1NUHU748
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	88,880,710.84000000
Principal Transactions Record: 2
i. Full name of dealer	BANCAMERICA SECURITIES INC.
ii. SEC file number	8-35968
iii. CRD number	000017977
iv. LEI, if any	N/A
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	113,819,212.63000000
Principal Transactions Record: 3
i. Full name of dealer	BNP PARIBAS SECURITIES CORP
ii. SEC file number	8-32682
iii. CRD number	000015794
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	79,948,256.64000000
Principal Transactions Record: 4
i. Full name of dealer	BMO CAPITAL MARKETS
ii. SEC file number	8-34344
iii. CRD number	000016686
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	99,396,314.32000000
Principal Transactions Record: 5
i. Full name of dealer	MORGAN STANLEY & CO. LLC.
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	805,310,991.60999900
Principal Transactions Record: 6
i. Full name of dealer	WELLS FARGO SECURITIES LLC
ii. SEC file number	8-65876
iii. CRD number	000126292
iv. LEI, if any	VYVVCKR63DVZZN70PB21
v. State, if applicable	NORTH CAROLINA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	408,180,955.10000000
Principal Transactions Record: 7
i. Full name of dealer	HSBC SECURITIES INC.
ii. SEC file number	8-41562
iii. CRD number	000019585
iv. LEI, if any	N/A
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	113,272,926.80000000
Principal Transactions Record: 8
i. Full name of dealer	GOLDMAN SACHS CO.
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	470,171,846.42000000
Principal Transactions Record: 9
i. Full name of dealer	NOMURA SECURITIES INT'L INC.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	549300MGMN3RKMU8FT57
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	817,972,053.58000000
Principal Transactions Record: 10
i. Full name of dealer	BARCLAYS CAPITAL INC.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	G5GSEF7VJP5I7OUK5573
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	408,356,808.49000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,600,405,780.88001000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)?

Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	1,724,390,005.65166260
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit?

Yes No

b. Did the Fund engage in interfund lending?	Yes No

If yes, for each loan provide the information requested below:

i. What was the average amount of the interfund loan when the loan was outstanding?	10,183,500.00000000
ii. What was the number of days that the interfund loan was outstanding?	10

c.Did the Fund engage in interfund borrowing?	Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?	Yes No