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Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]
SEC Accession No. 0000898745-11-000804
Filing Date
2011-12-09
Accepted
2011-12-09 11:46:21
Documents
11

Document Format Files

Seq Description Document Type Size
1 PRE-EFFECTIVE AMENDMENT NO. 1 FILE NO. 333-178050 filingbody.htm N-14/A 1623801
2 EXHIBIT 14(A) CONSENT OF ERNST & YOUNG consentpfin-1412811.htm EX-99.14 OTH CONSENT 2555
3 ballotx1x1.jpg GRAPHIC 80314
4 ballotx2x1.jpg GRAPHIC 79399
5 n14-preeff1x12x1.jpg GRAPHIC 17921
6 n14-preeff1x12x2.jpg GRAPHIC 18828
7 n14-preeff1x1x1.jpg GRAPHIC 4820
8 n14-preeff1x20x1.jpg GRAPHIC 18597
9 n14-preeff1x20x2.jpg GRAPHIC 18440
10 transmittalx1x1.jpg GRAPHIC 4031
11 filename11.htm COVER 5607
  Complete submission text file 0000898745-11-000804.txt   1976152

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019802   R-1 PSABX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019711   R-1 PSAGX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019721   R-1 PSAVX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019803   R-2 PSBNX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019707   R-2 PSARX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019722   R-2 PSVNX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019804   R-3 PSBMX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019708   R-3 PSLPX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019723   R-3 PSVMX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019805   R-5 PSBPX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019709   R-5 PTARX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019724   R-5 PSVPX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019806   R-4 PSBSX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019710   R-4 PVARX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019725   R-4 PSVSX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019807   Institutional Class PSLIX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019712   Institutional Class SCPGX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019726   Institutional Class PVSIX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019808   Class J PSBJX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000019713   Class J PSGJX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019727   Class J PSVJX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019809   Class A PLLAX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000038875   Class A PMAAX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019728   Class A PSUAX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000019810   Class B PLLBX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000038876   Class B PSCBX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000019729   Class B PSVBX
CIK 0000898745 acquiring    
Series S000007214   SmallCap Blend Fund
Class/Contract C000038804   Class C PSMCX
CIK 0000898745 target    
Series S000007202   SmallCap Growth Fund
Class/Contract C000038794   Class C PSOWX
CIK 0000898745    
Series S000007204   SmallCap Value Fund
Class/Contract C000038795   Class C PSUCX
Mailing Address PRINCIPAL FINANCIAL GROUP DES MOINES IA 50392
Business Address 650 8TH STREET DES MOINES IA 50392-2080 515-248-4745
PRINCIPAL FUNDS INC (Filer) CIK: 0000898745 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1031
Type: N-14/A | Act: 33 | File No.: 333-178050 | Film No.: 111252515