-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qttbh7cWclM2BKeRUWHVmE4sVtTNl63b6XWz8ZFMIvlwIHOqCOcQaRI41wOZ4SoH tl8tZ1tgByOOKP/7A1bQFw== 0000898745-09-000424.txt : 20090831 0000898745-09-000424.hdr.sgml : 20090831 20090831161144 ACCESSION NUMBER: 0000898745-09-000424 CONFORMED SUBMISSION TYPE: N-14/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090831 DATE AS OF CHANGE: 20090831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FUNDS INC CENTRAL INDEX KEY: 0000898745 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-14/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-161012 FILM NUMBER: 091046200 BUSINESS ADDRESS: STREET 1: FORMERLY PRINCIPAL INVESTORS FUND, INC. STREET 2: PRINCIPAL FINANCIAL GROUP 711 HIGH ST CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 515-247-5476 MAIL ADDRESS: STREET 1: FORMERLY PRINCIPAL INVESTORS FUND, INC. STREET 2: PRINCIPAL FINANCIAL GROUP 711 HIGH ST CITY: DES MOINES STATE: IA ZIP: 50392 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL INVESTORS FUND INC DATE OF NAME CHANGE: 20001012 FORMER COMPANY: FORMER CONFORMED NAME: PRINCIPAL SPECIAL MARKETS FUND INC DATE OF NAME CHANGE: 19930714 CENTRAL INDEX KEY: 0000898745 S000006991 Disciplined LargeCap Blend Fund C000019050 Class A PRMGX CENTRAL INDEX KEY: 0000898745 S000007085 LargeCap Blend Fund I C000019393 Class A PBLCX CENTRAL INDEX KEY: 0000898745 S000006991 Disciplined LargeCap Blend Fund C000019051 Cass B PBABX CENTRAL INDEX KEY: 0000898745 S000007085 LargeCap Blend Fund I C000019394 Class B PBLBX CENTRAL INDEX KEY: 0000898745 S000006991 Disciplined LargeCap Blend Fund C000038773 Class C PDCCX CENTRAL INDEX KEY: 0000898745 S000007085 LargeCap Blend Fund I C000038785 Class C PPLGX CENTRAL INDEX KEY: 0000898745 S000007015 LargeCap Growth Fund C000019162 Class B PRGBX CENTRAL INDEX KEY: 0000898745 S000007077 LargeCap Growth Fund I C000019334 Class B PBAGX CENTRAL INDEX KEY: 0000898745 S000007015 LargeCap Growth Fund C000019165 Class A PRGWX CENTRAL INDEX KEY: 0000898745 S000007077 LargeCap Growth Fund I C000019333 Class A PGGAX CENTRAL INDEX KEY: 0000898745 S000007015 LargeCap Growth Fund C000038778 Class C PLGCX CENTRAL INDEX KEY: 0000898745 S000007077 LargeCap Growth Fund I C000038782 Class C PLRCX N-14/A 1 delayingamendment.htm DELAYING AMENDMENT FOR ABC MERGER #1 delayingamendment.htm - Generated by SEC Publisher for SEC Filing
As filed with the Securities and Exchange Commission on August 31, 2009.
 
 
Registration No. 333-161012 
 
 
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM N-14/A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
 
[XX] Pre-Effective Amendment No. 1
[ ] Post-Effective Amendment No. 
 
PRINCIPAL FUNDS, INC.
f/k/a Principal Investors Fund, Inc.
(Exact name of Registrant as specified in charter)
 
680 8th Street, Des Moines, Iowa 50392-2080
(Address of Registrant's Principal Executive Offices)
 
515-248-3842
(Registrant's Telephone Number, Including Area Code)
 
Michael D. Roughton
Counsel, Principal Funds, Inc.
711 High Street
Des Moines, Iowa 50392-2080
(Name and Address of Agent for Service)
 
Copies of all communications to: 
John W. Blouch 
Dykema Gossett PLLC 
1300 I Street, N.W.
Washington, D.C. 20005-3353 
202-906-8714; 202-906-8669 (Fax) 
 
Approximate date of proposed public offering: As soon as practicable after this Registration Statement 
becomes effective. 
 
Title of Securities Being Registered: Class A, Class B, and Class C
Shares common stock, par value $.01 per share. 
 
No filing fee is due because an indefinite number of shares have been registered in reliance on Section 24(f) 
under the Investment Company Act of 1940, as amended. 
 
It is proposed that this filing will become effective on September 23, 2009, pursuant to Rule 488 under the 
Securities Act of 1993. 
 
NOTE: This Pre-Effective Amendment No. 1 is being filed solely to delay the effective date of this Registration 
Statement. This Pre-Effective Amendment No. 1 is not intended to amend or supersede any information 
contained in the Registration Statement. 


PRINCIPAL FUNDS, INC.
 
PART A
 
PROSPECTUS/PROXY STATEMENT
 
 
Part A is incorporated by reference to Part A of the Registration Statement on Form N-14 of 
Principal Funds, Inc. (“the Registrant”) under the Securities Act of 1933, as amended, filed 
with the Securities and Exchange Commission (“the SEC”) on August 4, 2009 (accession no. 
0000898745-09-000363) (“the Registration Statement”). 


PRINCIPAL FUNDS, INC. 
PART B 
STATEMENT OF ADDITIONAL INFORMATION 
 
Part B is incorporated by reference to Part B of the Registrant’s Registration Statement filed 
with the SEC on August 4, 2009. 


PRINCIPAL FUNDS, INC.
PART C
OTHER INFORMATION
 
Part C is incorporated by reference to Part C of the Registrant’s Registration Statement filed 
with the SEC on August 4, 2009. 


                                                                                                                         SIGNATURES 
 
 
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the 
Registrant has duly caused this Pre-Effective Amendment to the Registration Statement to be signed on its 
behalf by the undersigned, duly authorized in the City of Des Moines and State of Iowa, on the 31st day of 
August, 2009. 
 
 
                                                                                                                                             Principal Funds, Inc. 
(Registrant) 
 
 
 
                                                                                                                                             /s/ R. C. Eucher 
                                                                                                                                             R. C. Eucher 
                                                                                                                                             Chairman of the Board and 
                                                                                                                                             Chief Executive Officer 
 
 
 
Attest: 
 
 
/s/ Beth Wilson 
Beth Wilson 
Vice President and Secretary 


Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below 
by the following persons in the capacities and on the dates indicated.   
 
Signature  Title  Date 
 
/s/ R. C. Eucher     
  Chairman of the Board  August 31, 2009 
R. C. Eucher  and Chief Executive   
  Officer (Principal   
  Executive Officer)   
 
/s/ L. A Rasmussen     
  Vice President,  August 31, 2009 
L. A. Rasmussen  Controller and Chief   
  Financial Officer   
  (Principal Financial   
  Officer and Controller)   
 
/s/ N. M. Everett     
  President and Director  August 31, 2009 
N. M. Everett     
 
 
/s/ M. J. Beer     
  Executive Vice President  August 31, 2009 
M. J. Beer     
 
(E. Ballantine)*     
  Director  August 31, 2009 
E. Ballantine     
 
(K. Blake)*     
  Director  August 31, 2009 
K. Blake     
 
(C. Damos)*     
  Director  August 31, 2009 
C. Damos     
 
(R. W. Gilbert)*     
  Director  August 31, 2009 
R. W. Gilbert     
 
(M. A. Grimmett)*     
  Director  August 31, 2009 
M. A. Grimmett     
 
(F. S. Hirsch)*     
  Director  August 31, 2009 
F. S. Hirsch     
 
(W. C. Kimball)*     
  Director  August 31, 2009 
W. C. Kimball     


(B. A. Lukavsky)*       
  Director                                         August 31, 2009 
B. A. Lukavsky       
 
(W. G. Papesh)*       
  Director                                         August 31, 2009 
W. G. Papesh       
 
(D. Pavelich)*       
  Director                                         August 31, 2009 
D. Pavelich       
 
 
 
    *By   /s/ M. J. Beer
      M. J. Beer 
      Executive Vice President 
 
      *Pursuant to Powers of Attorney previously filed on 
      August 4, 2009 


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