-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VOtK4qowxLzSFV62CjVRP0I8mwomntDavopakkKEueDSHPXxMB3VVJ5ljk+xBZbs UO0lY/efMHjLpalKXfK0ZA== 0001250756-04-000003.txt : 20041105 0001250756-04-000003.hdr.sgml : 20041105 20041105165804 ACCESSION NUMBER: 0001250756-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041103 FILED AS OF DATE: 20041105 DATE AS OF CHANGE: 20041105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKAY SAMUEL F CENTRAL INDEX KEY: 0001250756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14027 FILM NUMBER: 041123420 MAIL ADDRESS: STREET 1: CITY PLACE II 17TH FL STREET 2: 185 ASYLUM ST CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANIKA THERAPEUTICS INC CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 6179326616 MAIL ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-03 0 0000898437 ANIKA THERAPEUTICS INC ANIK 0001250756 MCKAY SAMUEL F C/O ANIKA THERAPEUTICS, INC. 160 NEW BOSTON STREET WOBURN MA 01801 1 0 0 0 Common Stock 2004-11-03 4 M 0 3000 5.1875 A 3000 I By General Partner Common Stock 2004-11-03 4 M 0 1530 9.22 A 4530 I By General Partner Common Stock 2004-11-03 4 S 0 4500 9.6933 D 30 I By General Partner Common Stock 1874 D Stock Option (Right to Purchase) 5.1875 2004-11-03 4 M 0 3000 5.1875 D 1999-01-12 2009-01-12 Common Stock 3000 0 D Stock Option (Right to Purchase) 9.22 2004-11-03 4 M 0 1530 9.22 D 2003-12-18 2013-12-18 Common Stock 1530 0 D The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein which is less than 10%. Pursuant to a pre-existing agreement with Axiom Venture Partners Limited Partnership (Axiom), of which the reporting person is a general partner, the economic interest in the shares of Anika common stock underlying these stock options were to be held for the benefit of Axiom. Accordingly, Axiom took possession of the shares of Anika common stock immediately following the exercise of the stock options by the registrant. /s/ Samuel F. McKay 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----