0001171843-18-000697.txt : 20180126 0001171843-18-000697.hdr.sgml : 20180126 20180126161214 ACCESSION NUMBER: 0001171843-18-000697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180124 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER STEVE E CENTRAL INDEX KEY: 0001250755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14027 FILM NUMBER: 18551997 MAIL ADDRESS: STREET 1: C/O WHEELER & CO. LLC STREET 2: THREE CENTER PLAZA CITY: BOSTON STATE: MA ZIP: 02108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anika Therapeutics, Inc. CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 WIGGINS AVENUE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: (781) 457-9000 MAIL ADDRESS: STREET 1: 32 WIGGINS AVENUE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC DATE OF NAME CHANGE: 19970114 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 4 1 form4wheeler.xml OWNERSHIP DOCUMENT X0306 4 2018-01-24 0 0000898437 Anika Therapeutics, Inc. ANIK 0001250755 WHEELER STEVE E 32 WIGGINS AVENUE BEDFORD MA 01730 1 0 0 0 Common Stock 2016-12-22 4 J 0 1955 0 D 34126 D Common Stock 2017-02-16 4 J 0 1158 0 D 32968 D Common Stock 2018-01-24 4 A 0 1626 0 A 34594 D The total number of shares beneficially owned by the reporting person was incorrectly stated in Column 5 of the Form 4 filed by the reporting person on January 31, 2017. That total share number included these 1,955 shares, which were transferred on December 22, 2016 pursuant to a settlement agreement effective June 12, 2014. These shares were transferred on February 16, 2017 pursuant to a settlement agreement effective June 12, 2014. These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019. /s/ Charles H. Sherwood, Attorney-in-fact 2018-01-26