0001171843-18-000697.txt : 20180126
0001171843-18-000697.hdr.sgml : 20180126
20180126161214
ACCESSION NUMBER: 0001171843-18-000697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180124
FILED AS OF DATE: 20180126
DATE AS OF CHANGE: 20180126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHEELER STEVE E
CENTRAL INDEX KEY: 0001250755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14027
FILM NUMBER: 18551997
MAIL ADDRESS:
STREET 1: C/O WHEELER & CO. LLC
STREET 2: THREE CENTER PLAZA
CITY: BOSTON
STATE: MA
ZIP: 02108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anika Therapeutics, Inc.
CENTRAL INDEX KEY: 0000898437
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043145961
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: (781) 457-9000
MAIL ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC
DATE OF NAME CHANGE: 19970114
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA RESEARCH INC
DATE OF NAME CHANGE: 19930309
4
1
form4wheeler.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-24
0
0000898437
Anika Therapeutics, Inc.
ANIK
0001250755
WHEELER STEVE E
32 WIGGINS AVENUE
BEDFORD
MA
01730
1
0
0
0
Common Stock
2016-12-22
4
J
0
1955
0
D
34126
D
Common Stock
2017-02-16
4
J
0
1158
0
D
32968
D
Common Stock
2018-01-24
4
A
0
1626
0
A
34594
D
The total number of shares beneficially owned by the reporting person was incorrectly stated in Column 5 of the Form 4 filed by the reporting person on January 31, 2017. That total share number included these 1,955 shares, which were transferred on December 22, 2016 pursuant to a settlement agreement effective June 12, 2014.
These shares were transferred on February 16, 2017 pursuant to a settlement agreement effective June 12, 2014.
These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Anika Therapeutics, Inc. common stock. The restricted stock units vest in full on January 24, 2019.
/s/ Charles H. Sherwood, Attorney-in-fact
2018-01-26