0001171843-17-001208.txt : 20170228
0001171843-17-001208.hdr.sgml : 20170228
20170228160721
ACCESSION NUMBER: 0001171843-17-001208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anika Therapeutics, Inc.
CENTRAL INDEX KEY: 0000898437
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043145961
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: (781) 457-9000
MAIL ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC
DATE OF NAME CHANGE: 19970114
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA RESEARCH INC
DATE OF NAME CHANGE: 19930309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHERWOOD CHARLES H
CENTRAL INDEX KEY: 0001244298
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14027
FILM NUMBER: 17647645
4
1
formfour.xml
OWNERSHIP DOCUMENT
X0306
4
2017-02-24
0
0000898437
Anika Therapeutics, Inc.
ANIK
0001244298
SHERWOOD CHARLES H
32 WIGGINS AVENUE
BEDFORD
MA
01730
1
1
0
0
President, CEO, Director
Stock Option (Right to Buy)
38.11
2017-02-24
4
A
0
39375
0
A
2026-02-04
Common Stock
39375
39375
D
The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, February 4, 2016, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3.
On February 24, 2017, the Compensation Committee determined and certified that 125% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3.
The stock options vest in four equal installments on the following dates: February 24, 2017, January 1, 2018, January 1, 2019 and January 1, 2020.
/s/ Charles H. Sherwood, Ph.D.
2017-02-28