0001171843-15-000642.txt : 20150205
0001171843-15-000642.hdr.sgml : 20150205
20150205170345
ACCESSION NUMBER: 0001171843-15-000642
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150203
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anika Therapeutics, Inc.
CENTRAL INDEX KEY: 0000898437
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043145961
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: (781) 457-9000
MAIL ADDRESS:
STREET 1: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA THERAPEUTICS INC
DATE OF NAME CHANGE: 19970114
FORMER COMPANY:
FORMER CONFORMED NAME: ANIKA RESEARCH INC
DATE OF NAME CHANGE: 19930309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cheung Sylvia
CENTRAL INDEX KEY: 0001572857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14027
FILM NUMBER: 15580948
MAIL ADDRESS:
STREET 1: ANIKA THERAPEUTICS, INC.
STREET 2: 32 WIGGINS AVENUE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
gff4_cheung020515.xml
OWNERSHIP DOCUMENT
X0306
4
2015-02-03
0
0000898437
Anika Therapeutics, Inc.
ANIK
0001572857
Cheung Sylvia
32 WIGGINS AVENUE
BEDFORD
MA
01730
0
1
0
0
Chief Financial Officer
Common Stock
2015-02-03
4
A
0
6675
0
A
19825
D
Stock Option (Right to Buy)
39.69
2015-02-03
4
A
0
13700
0
A
2025-02-03
Common Stock
13700
13700
D
Stock Option (Right to Buy)
32.02
2015-02-03
4
A
0
4600
0
A
2024-01-27
Common Stock
4600
4600
D
Restricted stock awards vest in four equal annual installments beginning February 3, 2016.
The stock options vest in four equal annual installments beginning February 3, 2016.
The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2014, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 4 and 5.
On February 3, 2015, the Compensation Committee modified the performance measures under the Performance Grant and determined that under the modified performance measures 100% of the performance grant had been earned, subject to time-based vesting. Please also see notes 3 and 5.
The stock options vest in four equal installments on the following dates: February 3, 2015, January 1, 2016, January 1, 2017 and January 1, 2018.
/s/ Sylvia Cheung
2015-02-05