0001140361-13-027624.txt : 20130708 0001140361-13-027624.hdr.sgml : 20130708 20130708171513 ACCESSION NUMBER: 0001140361-13-027624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130703 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANIKA THERAPEUTICS INC CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 6179326616 MAIL ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERWOOD CHARLES H CENTRAL INDEX KEY: 0001244298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14027 FILM NUMBER: 13958086 4 1 doc1.xml FORM 4 X0306 4 2013-07-03 0 0000898437 ANIKA THERAPEUTICS INC ANIK 0001244298 SHERWOOD CHARLES H 32 WIGGINS AVENUE BEDFORD MA 02173 1 1 0 0 President and CEO Common Stock 2013-07-03 4 M 0 13505 9.22 A 372285 D Common Stock 2013-07-03 4 S 0 13505 18.01 D 358780 D Common Stock 2013-07-05 4 M 0 21157 9.22 A 379937 D Common Stock 2013-07-05 4 S 0 21157 18.01 D 358780 D Stock Option (Right to Buy) 9.22 2013-07-03 4 M 0 13505 0 D 2013-12-18 Common Stock 13505 70342 D Stock Option (Right to Buy) 9.22 2013-07-05 4 M 0 21157 0 D 2013-12-18 Common Stock 21157 49185 D Exercise of stock options granted on December 18, 2003 and that vested in four equal installments annually beginning December 18, 2004. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. /s/ Charles H. Sherwood 2013-07-08