0001019687-13-000087.txt : 20130108 0001019687-13-000087.hdr.sgml : 20130108 20130108170923 ACCESSION NUMBER: 0001019687-13-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130108 DATE AS OF CHANGE: 20130108 EFFECTIVENESS DATE: 20130108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0000898399 IRS NUMBER: 742202206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03507 FILM NUMBER: 13518855 BUSINESS ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 BUSINESS PHONE: 409.765.6671 MAIL ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT LTD DATE OF NAME CHANGE: 20061018 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC /TX DATE OF NAME CHANGE: 19990301 13F-HR 1 kempner_13f.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kempner Capital Management, Inc. Address: PO Box 119 Galveston, TX 77553 13F File Number: 028-03507 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: V. Delynn Greene Title: Vice President and Compliance Officer Phone: 409-765-6671 /s/ V. Delynn Greene Galveston, Texas January 7, 2013 -------------------- ---------------- ---------------- (Signature) (City, State) (Date) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: File No. 028-13146 Frost Investment Advisors, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $237,320 thousands List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. Name --- ---- 028-13146 Frost Investment Advisors, LLC Kempner Capital Management, Inc. FORM 13F ALL EQUITY PORTFOLIOS UNDER MANAGEMENT 12-31-2013 Voting Authority ---------------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- AT&T Inc. COM 00206R102 8,830 261,929 SH Sole 261,929 Alcoa Inc COM 013817101 1,312 151,155 SH Sole 151,155 Allstate Corp. COM 020002101 11,689 290,985 SH Sole 290,985 AnnalyCapMgmtIncREIT COM 035710409 5,655 402,780 SH Sole 402,780 Applied Materials COM 038222105 3,449 301,515 SH Sole 301,515 ArcherDanielsMidland COM 039483102 8,236 300,705 SH Sole 300,705 Avon Products, Inc. COM 054303102 1,558 108,485 SH Sole 108,485 Baker Hughes Inc. COM 057224107 8,708 213,180 SH Sole 213,180 Bank of America Corp. COM 060505104 3,377 290,888 SH Sole 290,888 Becton Dickinson & Co. COM 075887109 3,614 46,225 SH Sole 46,225 Best Buy Company Inc COM 086516101 4,678 394,790 SH Sole 394,790 Black Box Corporation COM 091826107 5,743 235,956 SH Sole 235,956 Boeing Company COM 097023105 10,731 142,400 SH Sole 142,400 Coach Inc. COM 189754104 2,241 40,365 SH Sole 40,365 Cullen Frost Bankers COM 229899109 4,916 90,576 SH Sole 90,576 Dover Corporation COM 260003108 8,017 122,000 SH Sole 122,000 Dow Chemical Co COM 260543103 5,734 177,364 SH Sole 177,364 Emcore Corporation COM 290846203 54 12,500 SH Sole 12,500 Enzo Biochem Inc. COM 294100102 189 70,001 SH Sole 70,001 Gannett Company Inc COM 364730101 6,943 385,530 SH Sole 385,530 Hewlett-Packard Co COM 428236103 5,400 378,915 SH Sole 378,915 IBM Corporation COM 459200101 12,093 63,130 SH Sole 63,130 Johnson & Johnson COM 478160104 1,779 25,380 SH Sole 25,380 Johnson Controls Inc COM 478366107 2,341 76,325 SH Sole 76,325 Lincoln National Corp. COM 534187109 1,430 55,201 SH Sole 55,201 Marsh & McLennan COM 571748102 11,179 324,300 SH Sole 324,300 Microsoft Corporation COM 594918104 1,344 50,335 SH Sole 50,335 Mosaic Co. (The) COM 61945C103 2,278 40,220 SH Sole 40,220 Raytheon Company COM 755111507 6,672 115,915 SH Sole 115,915 Staples Inc COM 855030102 9,787 858,500 SH Sole 858,500 Star Scientific Inc COM 85517P101 402 150,000 SH Sole 150,000 US Natural Gas Fd ETF COM 912318201 674 35,650 SH Sole 35,650 Valero Energy Corp COM 91913Y100 3,719 109,010 SH Sole 109,010 Wal-Mart Stores Inc COM 931142103 7,597 111,345 SH Sole 111,345 Western Union Co/The COM 959802109 11,492 844,386 SH Sole 844,386 BP Plc ADS ADR 055622104 8,379 201,220 SH Sole 201,220 Barclays Plc ADR ADR 06738E204 4,149 239,535 SH Sole 239,535 Honda Motor Co Ltd. ADR 438128308 1,631 44,150 SH Sole 44,150 Nippon Telgrph&Telphn ADR 654624105 9,614 457,160 SH Sole 457,160 Novartis AG ADR 66987V109 4,432 70,010 SH Sole 70,010 Rio Tinto Plc ADR 767204100 5,714 98,365 SH Sole 98,365 Teva Phrm Ind Ltd ADR ADR 881624209 9,136 244,675 SH Sole 244,675 Vodafone Group Plc ADR 92857W209 3,359 133,355 SH Sole 133,355 XL Group Ltd. ADR G98290102 5,767 230,112 SH Sole 230,112 Alliance Worldwide Priv MMF 01879X103 285 19,580 SH Sole 19,580 MrgnStnly AsiaPacific Fd MMF 61744U106 554 37,000 SH Sole 37,000 MrgnStnly India Invstmnt Fd MMF 61745C105 343 18,500 SH Sole 18,500 Phoenix Group Hldgs (PHNX LN) INTL B45JKK9 98 11,054 SH Sole 11,054 ----------------------------------------------------------- --------------------------------------------------------------------- REPORT SUMMARY 48 DATA RECORDS 237,320 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Institutional Manager with respect to which this report is filed other than Kempner Capital Management, Inc. is: Name: Frost Investment Advisors, LLC No: 028-13146