13F-HR 1 sec13f.txt JL KAPLAN ASSOCIATES, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J.L. Kaplan Associates, LLC 222 Berkeley Street, Suite 2010 Boston, MA 02116 13F File Number: 28-3472 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: James L. Kaplan Title: President Phone: 617-542-1655 Signature, Place, and Date of Signing: Boston, MA November 6, 2001 Report Type (check only one): [x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT. List other managers reporting for this manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 0 Form 13F Information Table Value Total: 0 List of Other Included Managers: No. 13F File Number Name None. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 4197 80950 SH SOLE 5200 75750 ABM INDS INC COM 000957100 245 9500 SH SOLE 1500 8000 ADAPTEC INC COM COM 00651F108 3282 417600 SH SOLE 387400 30200 ALASKA AIR GROUP COM 011659109 2515 125950 SH SOLE 111050 14900 ALLTEL CORP COM COM 020039103 424 7311 SH SOLE 7311 AMERICAN HOME PRODUCTS COM 026609107 322 5520 SH SOLE 800 4720 AMERICAN INT'L GROUP COM 026874107 5631 72197 SH SOLE 7056 65141 AMETEK INC COM 031100100 29180 1110338 SH SOLE 847825 272363 ANDREW CORP COM 034425108 25781 1418075 SH SOLE 1029850 388725 ANSYS INC COM 03662q105 4986 279300 SH SOLE 160300 119000 APPLEBEES INTL COM 037899101 34513 1169930 SH SOLE 800550 380380 APTARGROUP COM 038336103 52408 1648050 SH SOLE 1274700 383100 ARROW ELECTRS COM 042735100 43755 2097545 SH SOLE 1477500 624345 ARVINMERITOR INC COM 043353101 19143 1339625 SH SOLE 1028375 332550 ASSOCIATED BANC-CORP COM 045487105 13375 394650 SH SOLE 329400 67750 ASTEC INDS INC COM 046224101 2805 215600 SH SOLE 110700 104900 AT&T CORP COM WIRLES GRP COM 00209A106 1718 114961 SH SOLE 11992 102969 ATMOS ENERGY COM 049560105 648 30000 SH SOLE 30000 BANKNORTH GROUP INC COM 06646R107 13532 606250 SH SOLE 450100 159350 BANTA CORP COM 066821109 49428 1773525 SH SOLE 1370050 404625 BECTON DICKINSON COM 075887109 4114 111200 SH SOLE 21500 89700 BELLSOUTH CORP COM 079860102 4989 120075 SH SOLE 16400 103675 BEMIS INC COM 081437105 8185 205400 SH SOLE 170200 35200 BENCHMARK ELECTRS INC COM COM 08160H101 1645 99600 SH SOLE 77200 22400 BLACK & DECKER COM 091797100 4153 133100 SH SOLE 63650 69450 BOSTON BEER CL A COM 100557107 664 56500 SH SOLE 55000 1500 BRISTOL MYERS SQUIBB COM 110122108 4114 74040 SH SOLE 4000 70040 BROWN TOM INC COM 115660201 34682 1659405 SH SOLE 1256900 416105 C&D TECHNOLOGIES COM 124661109 37763 2052310 SH SOLE 1582150 483010 CAMBREX CORP COM 132011107 37283 1111918 SH SOLE 761300 350818 CATERPILLAR INC COM 149123101 5364 119725 SH SOLE 11300 108425 CEDAR FAIR L P COM 150185106 371 19000 SH SOLE 19000 CENTEX CORP COM COM 152312104 9448 280100 SH SOLE 233700 46400 CHARTER ONE FINANCIAL COM 160903100 12400 439411 SH SOLE 290677 148734 CHESAPEAKE CORP. 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