0000898358-20-000006.txt : 20201030
0000898358-20-000006.hdr.sgml : 20201030
20201030143132
ACCESSION NUMBER: 0000898358-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201030
DATE AS OF CHANGE: 20201030
EFFECTIVENESS DATE: 20201030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS
CENTRAL INDEX KEY: 0000898358
IRS NUMBER: 481069845
STATE OF INCORPORATION: KS
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03620
FILM NUMBER: 201276768
BUSINESS ADDRESS:
STREET 1: P O BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
BUSINESS PHONE: 9136777778
MAIL ADDRESS:
STREET 1: PO BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000898358
XXXXXXXX
09-30-2020
09-30-2020
KORNITZER CAPITAL MANAGEMENT INC /KS
PO BOX 918
SHAWNEE MISSION
KS
66201
13F HOLDINGS REPORT
028-03620
N
John C. Kornitzer
President
913-677-7778
John C. Kornitzer
Shawnee Mission
KS
10-30-2020
0
488
5106337
false
INFORMATION TABLE
2
live3q20.xml
3M CO
COM
88579Y101
18366
114657
SH
SOLE
114657
0
0
8X8 INC.
COM
282914100
19058
1225620
SH
SOLE
1225620
0
0
A T & T INC
COM
00206R102
38510
1350768
SH
SOLE
1350768
0
0
A. O. SMITH CORP
COM
831865209
1910
36180
SH
SOLE
36180
0
0
ABB LTD (SW)
COM
000375204
10166
399435
SH
SOLE
399435
0
0
ABBOTT LABORATORIES
COM
002824100
40682
373812
SH
SOLE
373812
0
0
ABBVIE INC COM
COM
00287Y109
3891
44419
SH
SOLE
44419
0
0
ACADIA PHARMACEUTICALS
COM
004225108
4548
110260
SH
SOLE
110260
0
0
ACCEL ENTERTAINMENT INC
COM
00436Q106
1339
125000
SH
SOLE
125000
0
0
ACTIVISION BLIZZARD INC.
COM
00507v109
13484
166566
SH
SOLE
166566
0
0
ACUITY BRANDS INC
COM
00508y102
330
3220
SH
SOLE
3220
0
0
ADAPTIVE BIOTECHNOLOGIES
COM
00650F109
27816
571990
SH
SOLE
571990
0
0
ADOBE INC
COM
00724F101
3447
7028
SH
SOLE
7028
0
0
ADTRAN INC
COM
00738A106
7225
704565
SH
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704565
0
0
ADVANCED DRAINAGE SYSTEMS INC
COM
00790R104
13223
211770
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211770
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
15435
152915
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152915
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0
AIR TRANSPORT SERVICES GROUP I
COM
00922R105
15777
629565
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629565
0
0
AKAMAI TECHNOLOGIES
COM
00971T101
15991
144660
SH
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144660
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0
ALCON INC
COM
H01301128
9294
163200
SH
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163200
0
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ALLSTATE CORP
COM
020002101
24058
255560
SH
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255560
0
0
ALNYLAM PHARMACEUTICALS, INC.
COM
02043Q107
13761
94515
SH
SOLE
94515
0
0
ALPHABET INC - CLASS A (GOOGL)
COM
02079K305
25566
17444
SH
SOLE
17444
0
0
ALPHABET INC- CLASS C (non-vot
COM
02079K107
9967
6782
SH
SOLE
6782
0
0
AMARIN CORP
COM
023111206
412
97950
SH
SOLE
97950
0
0
AMAZON.COM INC
COM
023135106
28556
9069
SH
SOLE
9069
0
0
AMERICAN ELECTRIC POWER
COM
025537101
1283
15700
SH
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15700
0
0
AMERICAN TOWER CORP (REIT)
COM
03027X100
2803
11595
SH
SOLE
11595
0
0
AMERISOURCE-BERGEN CORP
COM
03073E105
1984
20470
SH
SOLE
20470
0
0
AMETEK INC.
COM
031100100
28944
291185
SH
SOLE
291185
0
0
AMGEN
COM
031162100
6606
25990
SH
SOLE
25990
0
0
AMPHENOL CP
COM
032095101
17176
158637
SH
SOLE
158637
0
0
ANALOG DEVICES
COM
032654105
2425
20775
SH
SOLE
20775
0
0
ANHEUSER-BUSCH COMPANIES INC
COM
03524a108
3963
73558
SH
SOLE
73558
0
0
ANTHEM INC
COM
036752103
906
3375
SH
SOLE
3375
0
0
AON PLC
COM
G0403H108
9902
48000
SH
SOLE
48000
0
0
APACHE CORP
COM
037411105
11645
1229640
SH
SOLE
1229640
0
0
APOGEE ENTERPRISES INC
COM
037598109
588
27500
SH
SOLE
27500
0
0
APPLE INC
COM
037833100
68481
591318
SH
SOLE
591318
0
0
APTARGROUP INC
COM
038336103
16335
144300
SH
SOLE
144300
0
0
ARCHER DANIELS MIDLAND
COM
039483102
12483
268520
SH
SOLE
268520
0
0
ARISTA NETWORKS
COM
040413106
7178
34688
SH
SOLE
34688
0
0
ASML HOLDING NV ORD
COM
N07059210
9505
25741
SH
SOLE
25741
0
0
ASPEN TECHNOLOGY, INC.
COM
045327103
14557
114994
SH
SOLE
114994
0
0
ASTRAZENECA PLC - SPONS ADR (U
COM
046353108
5154
94057
SH
SOLE
94057
0
0
AVANTOR INC
COM
05352A100
13224
588000
SH
SOLE
588000
0
0
B&G FOODS
COM
05508R106
16769
603870
SH
SOLE
603870
0
0
BAKER HUGHES CO
COM
05722G100
978
73606
SH
SOLE
73606
0
0
BANDWIDTH INC CL A
COM
05988J103
47485
272014
SH
SOLE
272014
0
0
BANK OF AMERICA CORP
COM
060505104
1804
74878
SH
SOLE
74878
0
0
BAXTER INTL INC
COM
071813109
21748
270435
SH
SOLE
270435
0
0
BAYER AKTIENGES - SPONSORED AD
COM
072730302
589
37700
SH
SOLE
37700
0
0
BECTON DICKINSON & CO.
COM
075887109
2170
9327
SH
SOLE
9327
0
0
BERKSHIRE HATHAWAY INC. - CLAS
COM
084670702
457
2145
SH
SOLE
2145
0
0
BERKSHIRE HATHAWAY INC. CLASS
COM
084670108
320
1
SH
SOLE
1
0
0
BHP GROUP LIMITED
COM
088606108
701
13560
SH
SOLE
13560
0
0
BIO RAD LABORATORIES INC CL A
COM
090572207
14402
27940
SH
SOLE
27940
0
0
BIO-TECHE CORPORATION
COM
09073M104
13126
52985
SH
SOLE
52985
0
0
BIOGEN INC
COM
09062X103
567
2000
SH
SOLE
2000
0
0
BLACK KNIGHT INC
COM
09215C105
1416
16270
SH
SOLE
16270
0
0
BLACKROCK INC
COM
09247X101
620
1100
SH
SOLE
1100
0
0
BOEING CO.
COM
097023105
781
4725
SH
SOLE
4725
0
0
BOOKING HOLDINGS INC
COM
09857L108
15086
8819
SH
SOLE
8819
0
0
BORG WARNER INC
COM
099724106
6767
174670
SH
SOLE
174670
0
0
BOSTON BEER COMPANY CLASS A
COM
100557107
3449
3904
SH
SOLE
3904
0
0
BOSTON SCIENTIFIC CORPORATION
COM
101137107
12359
323460
SH
SOLE
323460
0
0
BP PLC, INC ADR (UK)
COM
055622104
13114
751070
SH
SOLE
751070
0
0
BRIGHT HORIZONS FAMILY SOLUTIO
COM
109194100
2124
13970
SH
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13970
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
16409
272165
SH
SOLE
272165
0
0
BROADCOM INC (AVGO)
COM
11135F101
3583
9836
SH
SOLE
9836
0
0
BROADRIDGE FINANCIAL SOLUTIONS
COM
11133T103
1843
13965
SH
SOLE
13965
0
0
BRUNSWICK CORP
COM
117043109
1590
26995
SH
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26995
0
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BUNGE LTD
COM
g16962105
6621
144890
SH
SOLE
144890
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BWX TECHNOLOGIES
COM
05605H100
1563
27760
SH
SOLE
27760
0
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CALIX, INC
COM
13100M509
9688
544890
SH
SOLE
544890
0
0
CAMPBELL SOUP CO
COM
134429109
2599
53725
SH
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53725
0
0
CANADIAN NATIONAL RAILWAY CO
COM
136375102
7133
67000
SH
SOLE
67000
0
0
CANTEL MEDICAL CORP (CMD)
COM
138098108
863
19630
SH
SOLE
19630
0
0
CARDLYTIC INC
COM
14161W105
15030
212975
SH
SOLE
212975
0
0
CARGURUS, INC
COM
141788109
4726
218490
SH
SOLE
218490
0
0
CARMAX INC
COM
143130102
2283
24835
SH
SOLE
24835
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0
CARRIER GLOBAL CORPORATION
COM
14448C104
241
7878
SH
SOLE
7878
0
0
CASTLE BIOSCIENCES
COM
14843C105
8251
160375
SH
SOLE
160375
0
0
CATALENT INC
COM
148806102
17304
202010
SH
SOLE
202010
0
0
CBRE GROUP INC - CL A
COM
12504L109
5269
112177
SH
SOLE
112177
0
0
CERENCE INC
COM
156727109
2688
55000
SH
SOLE
55000
0
0
CERNER CORP
COM
156782104
4850
67095
SH
SOLE
67095
0
0
CHEGG, INC
COM
163092109
17387
243374
SH
SOLE
243374
0
0
CHEMED CORP
COM
16359R103
2133
4440
SH
SOLE
4440
0
0
CHEVRON CORP
COM
166764100
31576
438555
SH
SOLE
438555
0
0
CHEWY, INC CL A
COM
16679L109
1786
32580
SH
SOLE
32580
0
0
CHIPOTLE MEXICAN GRILL- CLASS
COM
169656105
21250
17086
SH
SOLE
17086
0
0
CIENA CORPORATION
COM
171779309
21829
549987
SH
SOLE
549987
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CINCINNATI FINANCIAL CORP
COM
172062101
16824
215771
SH
SOLE
215771
0
0
CINTAS CORPORATION
COM
172908105
932
2800
SH
SOLE
2800
0
0
CISCO SYS INC COM
COM
17275R102
37762
958680
SH
SOLE
958680
0
0
CITIGROUP INC
COM
172967424
375
8705
SH
SOLE
8705
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
6515
257720
SH
SOLE
257720
0
0
CLOROX CO
COM
189054109
43486
206910
SH
SOLE
206910
0
0
CLOUDERA INC
COM
18914U100
27990
2570290
SH
SOLE
2570290
0
0
CME GROUP INC.
COM
12572Q105
16499
98613
SH
SOLE
98613
0
0
COCA-COLA
COM
191216100
41121
832912
SH
SOLE
832912
0
0
COLGATE PALMOLIVE CO
COM
194162103
10027
129970
SH
SOLE
129970
0
0
COLLIERS INTL GROUP INC
COM
194693107
622
9320
SH
SOLE
9320
0
0
COMCAST CORP CLASS A
COM
20030N101
4146
89621
SH
SOLE
89621
0
0
COMMUNITY HEALTHCARE TRUST INC
COM
20369C106
3236
69206
SH
SOLE
69206
0
0
COMPASS DIVERSIFIED HOLDINGS
COM
20451Q104
2322
121800
SH
SOLE
121800
0
0
COMPASS MINERALS INTERNATIONAL
COM
20451N101
14927
251510
SH
SOLE
251510
0
0
COMPASS PATHWAYS LTD
COM
20451W101
2616
74970
SH
SOLE
74970
0
0
CONAGRA BRANDS
COM
205887102
7893
221035
SH
SOLE
221035
0
0
CONOCOPHILLIPS
COM
20825C104
16811
511912
SH
SOLE
511912
0
0
COPART INC
COM
217204106
24908
236857
SH
SOLE
236857
0
0
CORNING INC
COM
219350105
7382
227766
SH
SOLE
227766
0
0
CORTEVA INC (CTVA)
COM
22052L104
1367
47435
SH
SOLE
47435
0
0
COSTAR GROUP INC
COM
22160N109
36171
42629
SH
SOLE
42629
0
0
COSTCO WHOLESALE
COM
22160K105
51400
144790
SH
SOLE
144790
0
0
CRH PLC - SPONS ADR
COM
12626k203
2902
80400
SH
SOLE
80400
0
0
CVS HEALTH CORP
COM
126650100
899
15401
SH
SOLE
15401
0
0
CYBER-ARK SOFTWARE LTD/ISRAEL
COM
M2682V108
1231
11900
SH
SOLE
11900
0
0
CYRUSONE INC
COM
23283R100
32133
458849
SH
SOLE
458849
0
0
CareDx, Inc
COM
14167L103
17470
460477
SH
SOLE
460477
0
0
DANAHER CORP
COM
235851102
6738
31293
SH
SOLE
31293
0
0
DARDEN RESTAURANTS INC
COM
237194105
23819
236443
SH
SOLE
236443
0
0
DECIPHERA PHARMACEUTICALS INC
COM
24344T101
11111
216585
SH
SOLE
216585
0
0
DEL TACO RESTAURANTS INC
COM
245496104
1190
145100
SH
SOLE
145100
0
0
DELEK LOGISTICS PARTNERS LP (A
COM
24664T103
3970
140000
SH
SOLE
140000
0
0
DELTA AIR LINES, INC.
COM
247361702
469
15340
SH
SOLE
15340
0
0
DIAGEO PLC ADR (UK)
COM
25243Q205
12433
90320
SH
SOLE
90320
0
0
DIGITAL REALTY TRUST INC
COM
253868103
13252
90300
SH
SOLE
90300
0
0
DISNEY (WALT) CO.
COM
254687106
7614
61367
SH
SOLE
61367
0
0
DOCUSIGN, INC
COM
256163106
24249
112659
SH
SOLE
112659
0
0
DOLLAR GENERAL CORP
COM
256677105
8806
42007
SH
SOLE
42007
0
0
DOVER CORP
COM
260003108
1120
10335
SH
SOLE
10335
0
0
DOW INC (DOW)
COM
260557103
18215
387140
SH
SOLE
387140
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
431
5263
SH
SOLE
5263
0
0
DUPONT DE NEMOURS INC (DD)
COM
26614N102
9176
165398
SH
SOLE
165398
0
0
EASTMAN CHEMICAL CO
COM
277432100
9187
117606
SH
SOLE
117606
0
0
EATON CORP PLC
COM
G29183103
268
2631
SH
SOLE
2631
0
0
ECOLAB INC
COM
278865100
2608
13050
SH
SOLE
13050
0
0
EDISON INTERNATIONAL INC
COM
281020107
1553
30550
SH
SOLE
30550
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
2011
25197
SH
SOLE
25197
0
0
EHEATLH INC
COM
28238P109
31109
393780
SH
SOLE
393780
0
0
ELECTRONIC ARTS INC
COM
285512109
3454
26489
SH
SOLE
26489
0
0
ELI LILLY & CO COM
COM
532457108
30793
208032
SH
SOLE
208032
0
0
EMERSON ELECTRIC CO
COM
291011104
9364
142815
SH
SOLE
142815
0
0
ENCOMPASS HEALTH CORPORATION
COM
29261A100
10046
154600
SH
SOLE
154600
0
0
ENDAVA PLC - ADR
COM
29260V105
7685
121690
SH
SOLE
121690
0
0
ENTERPRISE PRODUCTS PARTNERS (
COM
293792107
762
48250
SH
SOLE
48250
0
0
ENVESTNET INC
COM
29404K106
1382
17905
SH
SOLE
17905
0
0
ENVISTA HOLDINGS CORP
COM
29415F104
1871
75810
SH
SOLE
75810
0
0
ENVIVA PARTNERS LP
COM
29414J107
692
17200
SH
SOLE
17200
0
0
EPAM SYSTEMS, INC
COM
29414B104
22553
69764
SH
SOLE
69764
0
0
EQUIFAX INC
COM
294429105
2531
16133
SH
SOLE
16133
0
0
EQUINIX INC
COM
29444U700
28313
37248
SH
SOLE
37248
0
0
ESTABLISHMENT LABS HOLDINGS
COM
G31249108
1191
64300
SH
SOLE
64300
0
0
ESTEE LAUDER - CLASS A
COM
518439104
11968
54834
SH
SOLE
54834
0
0
ETSY, INC
COM
29786A106
14701
120863
SH
SOLE
120863
0
0
EURONET WORLDWIDE
COM
298736109
1031
11320
SH
SOLE
11320
0
0
EVERGY INC
COM
30034W106
410
8074
SH
SOLE
8074
0
0
EVERI HOLDINGS
COM
30034T103
7862
952955
SH
SOLE
952955
0
0
EVERQUOTE INC
COM
30041R108
5717
147950
SH
SOLE
147950
0
0
EXACT SCIENCES CORP
COM
30063P105
1674
16420
SH
SOLE
16420
0
0
EXPEDIA GROUP, INC
COM
30212P303
16489
179830
SH
SOLE
179830
0
0
EXXON MOBIL CORP COM
COM
30231G102
22875
666337
SH
SOLE
666337
0
0
F5 NETWORKS INC
COM
315616102
2085
16985
SH
SOLE
16985
0
0
FACEBOOK, INC.
COM
30303M102
18963
72406
SH
SOLE
72406
0
0
FAIR ISAAC CORP
COM
303250104
1944
4570
SH
SOLE
4570
0
0
FANUC CORP ADR
COM
307305102
343
18000
SH
SOLE
18000
0
0
FASTENAL COMPANY
COM
311900104
13091
290335
SH
SOLE
290335
0
0
FEDERAL SIGNAL
COM
313855108
1653
56500
SH
SOLE
56500
0
0
FEDEX CORPORATION
COM
31428X106
15072
59922
SH
SOLE
59922
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
553
4190
SH
SOLE
4190
0
0
FIVE BELOW, INC.
COM
33829M101
19594
154280
SH
SOLE
154280
0
0
FLEETCOR TECHNOLOGIES, INC
COM
339041105
14745
61926
SH
SOLE
61926
0
0
FMC CORP
COM
302491303
6733
63571
SH
SOLE
63571
0
0
FORD MOTOR CO
COM
345370860
1620
243228
SH
SOLE
243228
0
0
FORUM MERGER II CORP
COM
34986F103
851
36000
SH
SOLE
36000
0
0
FOUNDATION BUILDING MATERIAL
COM
350392106
946
60200
SH
SOLE
60200
0
0
FTI CONSULTING INC.
COM
302941109
10143
95720
SH
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95720
0
0
FinTech ACQUISITION CORP III
COM
31811A101
7681
745000
SH
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745000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
45075
426931
SH
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426931
0
0
GENERAC HOLDINGS INC
COM
368736104
32441
167532
SH
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167532
0
0
GENERAL DYNAMICS CORP
COM
369550108
19838
143308
SH
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143308
0
0
GENERAL ELECTRIC
COM
369604103
693
111207
SH
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111207
0
0
GENERAL MILLS
COM
370334104
22711
368200
SH
SOLE
368200
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
1423
100200
SH
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100200
0
0
GENUINE PARTS CO
COM
372460105
11536
121210
SH
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121210
0
0
GILEAD SCIENCES INC
COM
375558103
16750
265073
SH
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265073
0
0
GLAXO SMITHKLINE ADR
COM
37733W105
32256
856948
SH
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856948
0
0
GLOBAL PAYMENTS INC
COM
37940X102
26940
151709
SH
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151709
0
0
GRAINGER W W INC
COM
384802104
674
1889
SH
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1889
0
0
GRAPHIC PACKAGING HOLDING CO
COM
388689101
616
43700
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SOLE
43700
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0
GREEN DOT CORP - CLASS A
COM
39304D102
10194
201420
SH
SOLE
201420
0
0
GREENBRIER COMPANIES INC
COM
393657101
559
19000
SH
SOLE
19000
0
0
GRIFOLS SA-ADR
COM
398438408
6253
360400
SH
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360400
0
0
GUARDANT HEALTH INC
COM
40131M109
10322
92345
SH
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92345
0
0
GUESS INC
COM
401617105
6041
519860
SH
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519860
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
14693
140910
SH
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140910
0
0
HALOZYME THERAPEUTICS, INC
COM
40637H109
12149
462300
SH
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462300
0
0
HAMILTON LANE INC - CLASS A
COM
407497106
11214
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173620
0
0
HASBRO INC
COM
418056107
542
6550
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6550
0
0
HCA HEALTHCARE INC
COM
40412C101
1010
8100
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8100
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0
HD SUPPLY HOLDINGS INC
COM
40416M105
2099
50890
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50890
0
0
HDFC BANK LTD
COM
40415F101
1374
27500
SH
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27500
0
0
HEALTHEQUITY INC
COM
42226A107
6824
132840
SH
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132840
0
0
HEALTHSTREAM INC
COM
42222N103
1003
50000
SH
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50000
0
0
HELMERICH & PAYNE INC
COM
423452101
4609
314600
SH
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314600
0
0
HERSHEY FOODS
COM
427866108
1317
9185
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9185
0
0
HESS CORP
COM
42809H107
40585
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991583
0
0
HILL-ROM HOLDINGS
COM
431475102
1455
17420
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17420
0
0
HOLLYFRONTIER CORP (HFC)
COM
436106108
15392
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780905
0
0
HOLOGIC INC
COM
436440101
24057
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361920
0
0
HOME DEPOT INC
COM
437076102
10414
37501
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37501
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
6881
41802
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41802
0
0
HORIZON THERAPEUTICS PUBLIC LM
COM
G46188101
1554
20000
SH
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20000
0
0
HUBSPOT INC
COM
443573100
9864
33753
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33753
0
0
I-SHARES BARCLAYS 20 YR TREAS
COM
464287432
1808
11076
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11076
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0
IAA, INC
COM
449253103
37551
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721159
0
0
ICF INTL INC
COM
44925C103
14031
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228033
0
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ICICI BANK LTD. - SPON ADR (IN
COM
45104G104
5677
577480
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577480
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ICON PLC - SPONSORED ADR
COM
G4705A100
15930
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83366
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0
IDEXX LABORATORIES INC
COM
45168D104
12736
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32399
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0
IHS MARKIT LTD
COM
G47567105
37337
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475565
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COM
452308109
393
2033
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2033
0
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ILLUMINA INC
COM
452327109
12325
39877
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39877
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0
INPHI CORP
COM
45772F107
26623
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237175
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0
INSPIRE MEDICAL SYSTEMS INC
COM
457730109
1134
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8785
0
0
INSULET CORP
COM
45784P101
19515
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82485
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INT'L BUSINESS MACHINES
COM
459200101
30263
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248729
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INTEL CORP
COM
458140100
58654
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1132746
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INTERCONTINENTAL EXCHANGE INC
COM
45866F104
27763
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277496
0
0
INTERNATIONAL FLAVORS & FRAGRA
COM
459506101
2687
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21945
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INTERNATIONAL PAPER
COM
460146103
4104
101235
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101235
0
0
INTUIT INC
COM
461202103
3156
9675
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9675
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0
INTUITIVE SURGICAL INC
COM
46120E602
2805
3953
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3953
0
0
INVESCO DB COMMODITY INDEX TRA
COM
46138B103
524
40091
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40091
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ISHARES COMEX GOLD TRUST
COM
464285105
531
29513
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29513
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0
ISHARES LEHMAN 7-10YR TREAS BO
COM
464287440
1015
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8332
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ISHARES RUSSELL 1000 VALUE
COM
464287598
1694
14336
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14336
0
0
ISHARES RUSSELL 2000 - INDEX F
COM
464287655
289
1928
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1928
0
0
ISHARES S&P 500 INDEX FUND
COM
464287200
647
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1925
0
0
J P MORGAN CHASE
COM
46625h100
4130
42898
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42898
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0
JM SMUCKER CO
COM
832696405
389
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3365
0
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JOHN BEAN TECHNOLOGIES
COM
477839104
8887
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96715
0
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JOHNSON & JOHNSON
COM
478160104
56329
378354
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378354
0
0
JOHNSON CONTROLS INC
COM
G51502105
1701
41636
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41636
0
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KANSAS CITY SOUTHERN INC
COM
485170302
43413
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240075
0
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KAR AUCTION SERVICES INC
COM
48238T109
22160
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1538899
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KELLOGG CO
COM
487836108
15692
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242942
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KEURIG DR PEPPER INC
COM
49271V100
5554
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201240
0
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KEYSIGHT TECHNOLOGIES, INC
COM
49338L103
21132
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213930
0
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KIMBERLY-CLARK CORP
COM
494368103
40255
272617
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272617
0
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KINDER MORGAN INC
COM
49456B101
29740
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2411984
0
0
KINSALE CAPITAL GROUP INC
COM
49714P108
1160
6100
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6100
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KLA TENCOR CORP
COM
482480100
17437
90000
SH
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90000
0
0
KORNIT DIGITAL LTD
COM
M6372Q113
17240
265760
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265760
0
0
KRAFT HEINZ CO
COM
500754106
5790
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193318
0
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KRATOS DEFENSE & SECURITY SOLU
COM
50077B207
1299
67400
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67400
0
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L3 HARRIS TECHNOLOGIES
COM
502431109
16237
95604
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95604
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LABORATORY CORP AMER HOLDINGS
COM
50540R409
10183
54089
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54089
0
0
LANDMARK BANCORP INC.
COM
51504L107
2424
113526
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113526
0
0
LAS VEGAS SANDS CORP
COM
517834107
1472
31555
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SOLE
31555
0
0
LENDING TREE, INC.
COM
52603B107
1166
3800
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3800
0
0
LEVI STRAUSS & CO - CLASS A
COM
52736R102
879
65570
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65570
0
0
LGI HOMES, INC.
COM
50187T106
1510
13000
SH
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13000
0
0
LHC GROUP INC
COM
50187A107
1258
5916
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5916
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LIBERTY MEDIA CORP FORMULA ONE
COM
531229870
748
22329
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22329
0
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LIBERTY MEDIA CORP-BRAVES C
COM
531229888
899
42800
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42800
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LIGAND PHARMACEUTICALS
COM
53220K504
38428
403150
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403150
0
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LINDE AG
COM
G5494J103
6065
25470
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25470
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LIONS GATE ENTERTAINMENT CL A
COM
535919401
6183
652168
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652168
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LIONS GATE ENTERTAINMENT CL B
COM
535919500
5869
673003
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673003
0
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LIVE NATION ENTERTAINMENT INC.
COM
538034109
1268
23537
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23537
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LIVENT CORP
COM
53814L108
136
15122
SH
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15122
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LKQ CORP
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501889208
606
21846
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21846
0
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LOCKHEED MARTIN CORP
COM
539830109
1143
2983
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2983
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LOWES COMPANIES INC.
COM
548661107
2089
12594
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12594
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0
LUMENTUM HOLDINGS INC
COM
55024U109
26226
349081
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349081
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MALIBU BOATS, INC
COM
56117J100
991
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20000
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MARATHON OIL CORP
COM
565849106
192
46875
SH
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46875
0
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MARATHON PETROLEUM CORP
COM
56585A102
2776
94626
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94626
0
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MARKETAXESS HOLDINGS, INC.
COM
57060D108
3253
6755
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SOLE
6755
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
29701
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126194
0
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MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
8503
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214178
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0
MASCO CORP
COM
574599106
1586
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28760
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MASIMO CORP
COM
574795100
2318
9820
SH
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9820
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0
MASTEC INC
COM
576323109
16432
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389391
0
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MASTERCARD INC-CLASS A
COM
57636Q104
7763
22956
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22956
0
0
MATCH GROUP INC
COM
57667L107
2045
18486
SH
SOLE
18486
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MATERALISE NV ADR
COM
57667T100
956
25900
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25900
0
0
MAXIM INTEGRATED PRODUCTS INC
COM
57772K101
2252
33311
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33311
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MAXLINEAR INC
COM
57776J100
1046
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45000
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0
MCCORMICK & CO INC
COM
579780206
611
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3150
0
0
MCDONALD'S CORP
COM
580135101
10364
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47218
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0
MCKESSON CORP
COM
58155Q103
372
2500
SH
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2500
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0
MEDTRONIC PLC
COM
G5960L103
17581
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169175
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MERCK & CO NEW
COM
58933Y105
46651
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562398
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MFC VANGUARD INDEX FUNDS S&P 5
COM
922908363
2141
6960
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6960
0
0
MGP INGREDIENTS INC
COM
55303J106
7552
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190040
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0
MICRON TECHNOLOGY
COM
595112103
7737
164761
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164761
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MICROSOFT CORP
COM
594918104
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814598
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MIMECAST, LTD
COM
G14838109
12128
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258486
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COM
608189106
1072
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130000
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COM
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MONOLITHIC POWER SYSTEMS INC
COM
609839105
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19246
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MOODY'S CORPORATION
COM
615369105
27579
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SH
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95150
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0
MORNINGSTAR INC.
COM
617700109
7539
46940
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46940
0
0
MOTORCAR PARTS OF AMERICA, INC
COM
620071100
997
64100
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64100
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0
MSCI INC
COM
55354G100
32637
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91476
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MYLAN NV
COM
N59465109
371
25000
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25000
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0
NATERA, INC
COM
632307104
53810
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SOLE
744876
0
0
NATIONAL INSTRUMENTS CORP
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636518102
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516628
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NESTLE S A SPONSORED ADR REPST
COM
641069406
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7712
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SOLE
7712
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NEWELL RUBBERMAID INC
COM
651229106
255
14850
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14850
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NEWMONT CORPORATION
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651639106
3035
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47830
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0
NIC, INC.
COM
62914B100
1064
54000
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54000
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0
NIKE INC
COM
654106103
6227
49599
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49599
0
0
NLIGHT INC
COM
65487K100
939
40000
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40000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
8055
37640
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37640
0
0
NORTHERN TRUST CORP
COM
665859104
4359
55900
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55900
0
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NOVO-NORDISK A/S-SPONS ADR
COM
670100205
5285
76116
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76116
0
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NOVOCURE LIMITED
COM
G6674U108
19372
174035
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174035
0
0
NV5 GLOBAL INC
COM
62945V109
1398
26500
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26500
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1137
2465
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SOLE
2465
0
0
OMNICELL INC
COM
68213N109
1747
23400
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23400
0
0
ON SEMICONDUCTOR CORP
COM
682189105
679
31310
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31310
0
0
OPEN LENDING CORP - CL A
COM
68373J104
11744
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460545
0
0
OPTINOSE INC.
COM
68404V100
351
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SOLE
89900
0
0
ORACLE CORP
COM
68389X105
332
5568
SH
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5568
0
0
ORASURE TECHNOLOGIES INC.
COM
68554V108
5760
473310
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SOLE
473310
0
0
ORTHOPEDIATRICS CORP
COM
68752l100
1221
26590
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26590
0
0
OTIS WORLDWIDE CORP
COM
68902V107
245
3930
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3930
0
0
OXFORD IMMUNOTEC GLOBAL PLC
COM
G6855A103
1327
113400
SH
SOLE
113400
0
0
PALO ALTO NETWORKS, INC.
COM
697435105
14874
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SOLE
60773
0
0
PALOMAR HOLDINGS INC
COM
69753M105
13628
130735
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130735
0
0
PARKER HANNIFIN CORP COM
COM
701094104
799
3950
SH
SOLE
3950
0
0
PATRICK INDUSTRIES INC
COM
703343103
1726
30000
SH
SOLE
30000
0
0
PAYCHEX COM
COM
704326107
6188
77578
SH
SOLE
77578
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
4911
24924
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24924
0
0
PAYSIGN, INC
COM
70451A104
6002
1056615
SH
SOLE
1056615
0
0
PENN NATIONAL GAMING
COM
707569109
54120
744430
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744430
0
0
PEPSICO INC.
COM
713448108
60840
438959
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438959
0
0
PFIZER
COM
717081103
44258
1205936
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SOLE
1205936
0
0
PGT INNOVATIONS INC
COM
69336V101
9356
534040
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534040
0
0
PHILLIPS 66
COM
718546104
4759
91798
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91798
0
0
PHREESIA INC (PHR)
COM
71944F106
7670
238729
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238729
0
0
PITNEY BOWES INC
COM
724479100
5412
1019215
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1019215
0
0
PLURALSIGHT, INC
COM
72941B106
26584
1551908
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1551908
0
0
PROCTER & GAMBLE
COM
742718109
59268
426422
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426422
0
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PROGYNY
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74340E103
6549
222530
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222530
0
0
PROOFPOINT, INC.
COM
743424103
1589
15055
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15055
0
0
QTS REALTY TRUST
COM
74736A103
6703
106370
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106370
0
0
QUALCOMM INC
COM
747525103
50587
429865
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429865
0
0
QUANTERIX CORP (QTRX)
COM
74766Q101
9684
287030
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287030
0
0
QUIDEL CORPORATION
COM
74838J101
23572
107450
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107450
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2969
51606
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51606
0
0
REALPAGE INC.
COM
75606N109
14956
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259469
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0
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COM
759916109
8807
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59693
0
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COM
759910102
902
125000
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125000
0
0
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COM
760759100
28761
308096
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308096
0
0
RIO TINTO PLC SPONSORED ADR
COM
767204100
11337
187725
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187725
0
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771195104
11428
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266529
0
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COM
77311W101
408
20460
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20460
0
0
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COM
773903109
1315
5960
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5960
0
0
ROSS STORES INC
COM
778296103
15457
165634
SH
SOLE
165634
0
0
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
10518
417879
SH
SOLE
417879
0
0
S&P GLOBAL INC
COM
78409V104
8830
24487
SH
SOLE
24487
0
0
SALESFORCE COM INC
COM
79466L302
6199
24667
SH
SOLE
24667
0
0
SANOFI SPONSORED (FR)- trds w/
COM
80105N105
5005
99754
SH
SOLE
99754
0
0
SAP AKTIENGESLLSCHAFT AG ADR (
COM
803054204
10096
64800
SH
SOLE
64800
0
0
SBA COMMUNICATIONS CORPORATION
COM
78410G104
17999
56515
SH
SOLE
56515
0
0
SCHLUMBERGER LTD
COM
806857108
12346
793476
SH
SOLE
793476
0
0
SEMPRA ENERGY
COM
816851109
722
6100
SH
SOLE
6100
0
0
SERVICEMASTER GLOBAL -chngd to
COM
81761R109
1940
48650
SH
SOLE
48650
0
0
SERVICENOW
COM
81762P102
16978
35006
SH
SOLE
35006
0
0
SHUTTERSTOCK INC
COM
825690100
7217
138690
SH
SOLE
138690
0
0
SIENTRA INC
COM
82621J105
522
153600
SH
SOLE
153600
0
0
SILICON LABORATORIES INC
COM
826919102
8242
84235
SH
SOLE
84235
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
6096
49990
SH
SOLE
49990
0
0
SMITH & NEPHEW PLC - SPONSORED
COM
83175M205
5748
147000
SH
SOLE
147000
0
0
SPLUNK INC
COM
848637104
16608
88281
SH
SOLE
88281
0
0
SS&C TECHNOLOGIES INC
COM
78467J100
2947
48689
SH
SOLE
48689
0
0
STAAR SURGICAL COMPANY
COM
852312305
10321
182485
SH
SOLE
182485
0
0
STARBUCKS CORP
COM
855244109
2828
32916
SH
SOLE
32916
0
0
STEVEN MADDEN, LTD.
COM
556269108
3538
181419
SH
SOLE
181419
0
0
STMICOELECTRONICS NV-NY SHS
COM
861012102
2474
80600
SH
SOLE
80600
0
0
SUMMIT MATERIALS, INC - CL A
COM
86614U100
7758
469067
SH
SOLE
469067
0
0
SUNCOR ENERGY INC
COM
867224107
902
73790
SH
SOLE
73790
0
0
SYNEOS HEALTH INC
COM
87166B102
7753
145835
SH
SOLE
145835
0
0
SYNOPSYS, INC
COM
871607107
19757
92330
SH
SOLE
92330
0
0
SYSCO CORP
COM
871829107
15335
246470
SH
SOLE
246470
0
0
T ROWE PRICE GROUP INC
COM
74144T108
744
5800
SH
SOLE
5800
0
0
TAIWAN SEMICONDUCTOR MFG CO LT
COM
874039100
11697
144281
SH
SOLE
144281
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COM
874054109
28686
173625
SH
SOLE
173625
0
0
TELEFLEX INC.
COM
879369106
1685
4950
SH
SOLE
4950
0
0
TENABLE HOLDINGS
COM
88025T102
9346
247580
SH
SOLE
247580
0
0
TENCENT HOLDINGS LIMITED
COM
88032Q109
7004
106125
SH
SOLE
106125
0
0
TEXAS INSTRUMENTS INC.
COM
882508104
1496
10480
SH
SOLE
10480
0
0
TEXAS ROADHOUSE INC-CL A
COM
882681109
7453
122605
SH
SOLE
122605
0
0
THE COOPER COS INC
COM
216648402
2914
8645
SH
SOLE
8645
0
0
THE LOVESAC CO
COM
54738L109
14761
532698
SH
SOLE
532698
0
0
THE RealReal
COM
88339P101
8295
573250
SH
SOLE
573250
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
3047
6901
SH
SOLE
6901
0
0
TJX COMPANIES INC
COM
872540109
1058
19005
SH
SOLE
19005
0
0
TRACTOR SUPPLY CO
COM
892356106
19008
132610
SH
SOLE
132610
0
0
TRANSUNION
COM
89400J107
21430
254728
SH
SOLE
254728
0
0
TRAVEL BV-ADR
COM
89686D105
305
197000
SH
SOLE
197000
0
0
TREX COMPANY, INC
COM
89531P105
9929
138677
SH
SOLE
138677
0
0
TRIMBLE NAVIGATION LTD
COM
896239100
1158
23780
SH
SOLE
23780
0
0
TRIPADVISOR INC
COM
896945201
5351
273145
SH
SOLE
273145
0
0
TRUIST FINANCIAL CORP (TFC)
COM
89832Q109
26879
706415
SH
SOLE
706415
0
0
TWILIO INC - A
COM
90138F102
8773
35506
SH
SOLE
35506
0
0
TYLER TECHNOLOGIES
COM
902252105
15144
43448
SH
SOLE
43448
0
0
TYSON FOODS INC.
COM
902494103
829
13930
SH
SOLE
13930
0
0
UBER TECHNOLOGIES
COM
90353T100
8576
235085
SH
SOLE
235085
0
0
UBS FI ENHANCED GLOBAL HIGH YL
COM
90274D218
244
1627
SH
SOLE
1627
0
0
UNILEVER NV NY -ADR (TICKER UN
COM
904784709
6045
100084
SH
SOLE
100084
0
0
UNILEVER PLC ADR (TICKER UL)
COM
904767704
2111
34230
SH
SOLE
34230
0
0
UNION PACIFIC
COM
907818108
7827
39758
SH
SOLE
39758
0
0
UNITED PARCEL SERVICE - CL B
COM
911312106
14973
89856
SH
SOLE
89856
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
9831
31533
SH
SOLE
31533
0
0
UNIVAR SOLUTIONS INC
COM
91336L107
989
58585
SH
SOLE
58585
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
23345
129164
SH
SOLE
129164
0
0
UNIVERSAL ELECTRONICS INC
COM
913483103
706
18700
SH
SOLE
18700
0
0
UPWORK INC
COM
91688F104
25787
1478615
SH
SOLE
1478615
0
0
UROVANT SCIENCES LTD
COM
G9381B108
477
51100
SH
SOLE
51100
0
0
US BANCORP
COM
902973304
1941
54135
SH
SOLE
54135
0
0
VAALCO ENERGY, INC (13D)
COM
91851C201
1478
1477670
SH
SOLE
1477670
0
0
VAIL RESORTS INC
COM
91879Q109
18050
84358
SH
SOLE
84358
0
0
VANGUARD INDEX TRUST
COM
922908553
217
2751
SH
SOLE
2751
0
0
VANGUARD MORTGAGE BACKED ETF I
COM
92206C771
764
14081
SH
SOLE
14081
0
0
VARONIS SYSTEMS INC
COM
922280102
32384
280575
SH
SOLE
280575
0
0
VEEVA SYSTEMS INC CL A
COM
922475108
18433
65553
SH
SOLE
65553
0
0
VERISIGN INC
COM
92343E102
16689
81470
SH
SOLE
81470
0
0
VERISK ANALYTICS INC
COM
92345Y106
25980
140195
SH
SOLE
140195
0
0
VERIZON COMM
COM
92343V104
49384
830125
SH
SOLE
830125
0
0
VERRICA PHARMACEUTICALS INC
COM
92511W108
5206
672650
SH
SOLE
672650
0
0
VERTICALS INC-CLASS A
COM
46571Y107
1459
57800
SH
SOLE
57800
0
0
VICOR CORPORATION
COM
925815102
8742
112470
SH
SOLE
112470
0
0
VIPER ENERGY PARTNERS LP
COM
92763M105
602
80000
SH
SOLE
80000
0
0
VIRTUSA CORP
COM
92827P102
1529
31100
SH
SOLE
31100
0
0
VISA INC
COM
92826C839
14729
73654
SH
SOLE
73654
0
0
VMWARE INC CLASS A
COM
928563402
19110
133015
SH
SOLE
133015
0
0
WAL MART INC.
COM
931142103
25544
182572
SH
SOLE
182572
0
0
WALGREEN BOOTS ALLIANCE INC
COM
931427108
1708
47538
SH
SOLE
47538
0
0
WALKER & DUNLOP INC (WD)
COM
93148P102
530
10000
SH
SOLE
10000
0
0
WASTE MANAGEMENT
COM
94106L109
53499
472728
SH
SOLE
472728
0
0
WESTERN DIGITAL CORP
COM
958102105
1643
44950
SH
SOLE
44950
0
0
WEYERHAEUSER CO
COM
962166104
2836
99440
SH
SOLE
99440
0
0
WILLDAN GROUP INC
COM
96924N100
1495
58600
SH
SOLE
58600
0
0
WINGSTOP INC
COM
974155103
5271
38570
SH
SOLE
38570
0
0
WORKDAY, INC. CL A
COM
98138H101
1030
4790
SH
SOLE
4790
0
0
XILINX INC
COM
983919101
2768
26550
SH
SOLE
26550
0
0
XTRACKERS USD HIGH YIELD CORP
COM
233051432
285
5932
SH
SOLE
5932
0
0
XYLEM INC.
COM
98419M100
675
8020
SH
SOLE
8020
0
0
YELP! INC.
COM
985817105
757
37660
SH
SOLE
37660
0
0
YEXT INC
COM
98585N106
638
42000
SH
SOLE
42000
0
0
YUM! BRANDS INC
COM
988498101
1201
13155
SH
SOLE
13155
0
0
ZENDESK INC
COM
98936J101
14595
141807
SH
SOLE
141807
0
0
ZIMMER BIOMET HOLDINGS
COM
98956P102
23068
169440
SH
SOLE
169440
0
0
ZOETIS INC
COM
98978V103
2459
14867
SH
SOLE
14867
0
0
dMT TECHNOLOGY GROUP (dmyt)
COM
233253103
893
70000
SH
SOLE
70000
0
0
AIR TRANSPORT SERVICES G (ATSG
CONV
00922RAB1
2634
2500000
PRN
SOLE
2500000
0
0
APELLIS PHARMACEUTICALS INC (A
CONV
03753UAB2
321
300000
PRN
SOLE
300000
0
0
AVAYA HOLDINGS (AVYA) - conv r
CONV
05351XAB7
939
1000000
PRN
SOLE
1000000
0
0
BIOMARIN PHARMACEUTICAL - 8.02
CONV
09061GAH4
839
800000
PRN
SOLE
800000
0
0
CARDTRONICS INC (CATM)- 19.102
CONV
14161HAG3
1990
2000000
PRN
SOLE
2000000
0
0
CERENCE INC (CRNC) 144A for li
CONV
156727AA7
5112
3325000
PRN
SOLE
3325000
0
0
COLLEGIUM PHARMA (COLL) - 34.2
CONV
19459JAA2
495
500000
PRN
SOLE
500000
0
0
DERMIRA INC (DERM) - 28.2079 c
CONV
24983LAB0
1010
1000000
PRN
SOLE
1000000
0
0
EXACT SCIENCES (EXAS) - 8.2076
CONV
30063PAC9
810
750000
PRN
SOLE
750000
0
0
FLEXION THERAPEUTICS INC (FLXN
CONV
33938JAB2
1582
2000000
PRN
SOLE
2000000
0
0
GREENBRIER COS INC (GBX) - 34.
CONV
393657AK7
915
1000000
PRN
SOLE
1000000
0
0
GUIDEWIRE SOFTWARE INC (GWRE)
CONV
40171VAA8
2867
2500000
PRN
SOLE
2500000
0
0
J2 GLOBAL COMMUNICATIONS (JCOM
CONV
48123VAD4
3758
4250000
PRN
SOLE
4250000
0
0
K12 INC 144A (LRN) - conv rati
CONV
48273UAA0
1668
2000000
PRN
SOLE
2000000
0
0
LIGAND PHARMACEUTICALS I (LGND
CONV
53220KAF5
1804
2000000
PRN
SOLE
2000000
0
0
LUMENTUM HOLDINGS 144A (LITE)
CONV
55024UAC3
2661
2500000
PRN
SOLE
2500000
0
0
MONGODB INC (MDB) - conv ratio
CONV
60937PAC0
1959
1500000
PRN
SOLE
1500000
0
0
NUANCE COMMUNICATIONS (NUAN) 4
CONV
67020YAG5
19371
11785000
PRN
SOLE
11785000
0
0
PLURALSIGHT INC (PS) - conv ra
CONV
72941BAB2
878
1000000
PRN
SOLE
1000000
0
0
PRA GROUP INC (PRAA) - 21.6275
CONV
69354NAB2
2187
2000000
PRN
SOLE
2000000
0
0
PTC THERAPEUTICS INC 144A (PTC
CONV
69366JAC5
675
600000
PRN
SOLE
600000
0
0
REVANCE THERAPEUTICS INC 144A
CONV
761330AA7
2635
2500000
PRN
SOLE
2500000
0
0
SOUTHWEST AIRLINES CO (LUV) -
CONV
844741BG2
3262
2500000
PRN
SOLE
2500000
0
0
TURNING POINT BRANDS (TPB) - 1
CONV
90041LAE5
1765
2000000
PRN
SOLE
2000000
0
0
ZILLOW GROUP INC (Z) - 14.881
CONV
98954MAH4
1901
1100000
PRN
SOLE
1100000
0
0
ZYNGA INC (ZNGA)- conv ratio 1
CONV
98986TAB4
633
500000
PRN
SOLE
500000
0
0
ANR - CONTINGENT REV PYMT THRU
RT
03634H118
12
3929599
SH
SOLE
3929599
0
0