13F-HR 1 keefe_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Keefe Managers, LLC Address: 375 Park Avenue New York, NY 10152 Form 13F File Number: 28-3478 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Lyons Title: President Phone: 212-754-2000 Signature, Place and Date of Signing: /s/ JOHN LYONS New York, NY February 6, 2007 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Keefe Managers, LLC 28-3478 Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $120,987 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE Keefe Mangers, LLC 28-3478
------------------------------ ------- --------- ------- ------- ----- ----- -------- -------- ------- ------ ---- TITLE FORM OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ------- --------- ------- ------- ----- ----- -------- -------- ------- ------ ---- ALLIANCE BANKSHARES CORP COM 018535104 1,136 72,569 SH SOLE 0 72,569 0 0 AMERIS BANCORP COM 03076K108 323 11,459 SH SOLE 0 11,459 0 0 BCB BANCORP INC COM 055298103 1,368 81,600 SH SOLE 0 81,600 0 0 BANK OF AMERICA CORP COM 060505104 13,721 257,000 SH SOLE 0 257,000 0 0 BANK NEW YORK INC COM 064057102 689 17,500 SH SOLE 0 17,500 0 0 BEACH FIRST NATL BANCSHARES COM 073334104 200 10,462 SH SOLE 0 10,462 0 0 BOARDWALK BANCORP NJ COM 09661Q103 3,894 228,366 SH SOLE 0 228,366 0 0 CAPITAL ONE FINL CORP COM 14040H105 1,075 14,000 SH SOLE 0 14,000 0 0 CENTENNIAL BK HLDS INC DEL COM 151345303 81 8,550 SH SOLE 0 8,550 0 0 CENTERSTATE BKS FLA INC COM 15201P109 6,033 288,643 SH SOLE 0 288,643 0 0 CENTRIX BANK & TRUST COM 15640A101 2,504 161,647 SH SOLE 0 161,647 0 0 CITIGROUP INC. COM 172967101 11,842 212,600 SH SOLE 0 212,600 0 0 COAST FINL HLDGS INC COM 190354100 2,216 134,800 SH SOLE 0 134,800 0 0 COLONIAL BANCGROUP INC COM 195493309 1,158 45,000 SH SOLE 0 45,000 0 0 COMMERCE BANCORP INC N.J. COM 200519106 2,469 70,000 SH SOLE 0 70,000 0 0 COMMUNITY BANCORP NEV COM 20343T100 302 10,000 SH SOLE 0 10,000 0 0 COMMUNITY BANK ORANGE NA COM 203570106 786 185,000 SH SOLE 0 185,000 0 0 COMMUNITY BANK ORANGE NA WTS 203991039 7 36,800 SH WTS SOLE 0 0 0 CONNECTICUT BK & TR CO HART NEW COM 207546102 873 110,240 SH SOLE 0 110,240 0 0 DORAL FINL CORP PUT 25811P100 1,005 350,000 SH PUT SOLE 0 0 0 FNB CORPORATION (VA) COM 302520101 1,790 98,000 SH SOLE 0 98,000 0 0 FEDERAL TR CORP COM 314012105 5,230 517,782 SH SOLE 0 517,782 0 0 FIDELITY SOUTHN CORP NEW COM 316394105 253 13,615 SH SOLE 0 13,615 0 0 FIRST COMWLTH FINL CORP PA COM 319829107 779 58,000 SH SOLE 0 58,000 0 0 FIRST HORIZON NATL CORP COM 320517105 1,045 25,000 SH SOLE 0 25,000 0 0 FIRSTFED FINL CORP COM 337907109 1,005 15,000 SH SOLE 0 15,000 0 0 HUDSON CITY BANCORP COM 443683107 2,776 200,000 SH SOLE 0 200,000 0 0 IBERIABANK CORP COM 450828108 738 12,500 SH SOLE 0 12,500 0 0 JPMORGAN CHASE & CO COM 46625H100 3,453 71,500 SH SOLE 0 71,500 0 0 JPMORGAN CHASE & CO CALL 46625H100 1,208 25,000 SH CALL SOLE 0 0 0 LAKELAND BANCORP INC COM 511637100 877 58,842 SH SOLE 0 58,842 0 0 LEHMAN BROTHERS HLDS INC COM 524908100 977 12,500 SH SOLE 0 12,500 0 0 MELLON FINL CORP COM 58551A108 211 5,000 SH SOLE 0 5,000 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 2,828 76,449 SH SOLE 0 76,449 0 0 NATIONAL CITY CORP COM 635405103 1,291 35,300 SH SOLE 0 35,300 0 0 PNC FINL SVCS GROUP INC COM 693475105 6,849 92,500 SH SOLE 0 92,500 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 1,340 82,750 SH SOLE 0 82,750 0 0 SOUTHCOAST FINANCIAL CORP COM 84129R100 108 5,226 SH SOLE 0 5,226 0 0 STATE BANCORP INC N.Y. COM 855716106 1,148 60,256 SH SOLE 0 60,256 0 0 STERLING BANCORP COM 859158107 863 43,800 SH SOLE 0 43,800 0 0 TIB FINL CORP COM 872449103 1,819 104,014 SH SOLE 0 104,014 0 0 TEXAS CAPITAL BANCSHARES, INC. COM 88224Q107 994 50,000 SH SOLE 0 50,000 0 0 TIDELANDS BANCSHARES INC COM 886374107 2,309 150,000 SH SOLE 0 150,000 0 0 TRUSTCO BK CORP N Y COM 898349105 678 61,000 SH SOLE 0 61,000 0 0 U.S. BANCORP DEL COM 902973304 6,040 166,900 SH SOLE 0 166,900 0 0 WACHOVIA CORP 2ND NEW COM 929903102 6,937 121,800 SH SOLE 0 121,800 0 0 WASHINGTON MUT INC. CALL 939322103 1,137 25,000 SH CALL SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 6,543 184,000 SH SOLE 0 184,000 0 0 ZIONS BANCORP COM 989701107 8,079 98,000 SH SOLE 0 98,000 0 0 120,987 49