-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GD+VGODrcokbzWE0+b1IRaqYBHr75G1q8LgPVcDBltg4zwiTad3DDhGkKmkjw9Ci nRgG+VKL913TyrmKwtFiBw== 0001341004-06-001415.txt : 20060515 0001341004-06-001415.hdr.sgml : 20060515 20060512175657 ACCESSION NUMBER: 0001341004-06-001415 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060515 DATE AS OF CHANGE: 20060512 EFFECTIVENESS DATE: 20060515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000898338 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06007 FILM NUMBER: 06836404 BUSINESS ADDRESS: STREET 1: 22 EAST 67TH STREET STREET 2: -- CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212 284 4800 MAIL ADDRESS: STREET 1: 22 EAST 67TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 fletcher13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 452 Fifth Avenue HSBC Tower, 29th Floor NEW YORK, NEW YORK 10018 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER ZAYFERT Title: EXECUTIVE VICE PRESIDENT Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ Peter Zayfert - ---------------------------- ------------------------ --------------------- PETER ZAYFERT NEW YORK, NEW YORK May 12, 2006 EXECUTIVE VICE PRESIDENT Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $87,473 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD.
FORM 13F INFORMATION TABLE Fair Shares Voting Authority Market or -------------------- Title of CUSIP Value Principal SH/ Put/ Investment Other (A) (B) (C) Name of Issuer Class Number (x$1,000) Amount PRN Call Discretion Managers Sole Shared None -------------- ----- ------ --------- ------ --- ---- ---------- -------- ---- ------ ---- Allied Waste Industries, COM 019589308 89 7,300 SH Defined 1 X Inc. PAR$.01NEW Helix Energy Solutions COM 42330P107 20,648 544,800 SH Defined 1 X Group Casella Waste Systems, Inc. CL A 147448104 102 7,200 SH Defined 1 X Champion Enterprises, Inc. COM 158496109 120 8,000 SH Defined 1 X Devry, Inc. COM 251893103 139 6,100 SH Defined 1 X Euronet Worldwide, Inc. COM 298736109 125 3,300 SH Defined 1 X Ishares Lehman Agg Bond LEHMAN AGG 484287226 80 812 SH Defined X Fund BND ITT Educational Services, COM 45068B109 141 2,200 SH Defined 1 X Inc. IndyMac Bancorp, Inc. COM 456607100 707 17,273 SH Defined 1 X NASDAQ 100 TR UNIT SER 1 631100104 1,774 42,300 SH Defined X Newpark Resources, Inc. COM PAR 651718504 115 14,000 SH Defined 1 X $.01NEW Oceaneering International, COM 675232102 206 3,600 SH Defined 1 X Inc. Oil Service HOLDRS Trust CALL 678002906 220 1,500 SH CALL Defined 1 X Oil Service HOLDRS Trust CALL 678002906 21,420 145,900 SH CALL Defined 1 X Oil Service HOLDRS Trust PUT 678002956 24,591 167,500 SH PUT Defined 1 X Oil Service HOLDRS Trust DEPOSTRY 678002106 13,207 89,960 SH Defined 1 X RCPT Oil States International, COM 678026105 251 6,800 SH Defined 1 X Inc. Pacific Capital Bancorp COM 69404P101 467 13,810 SH Defined 1 X Plug Power, Inc. COM 72919P103 73 14,500 SH Defined 1 X SPDR Trust Series I UNIT SER 1 78462F103 1,779 13,700 SH Defined 1 X SPDR Trust Series I UNIT SER 1 78462F103 59 452 SH Defined X Superior Energy Services, COM 868157108 281 10,500 SH Defined 1 X Inc. Tetra Tech, Inc. COM 88162G103 76 4,000 SH Defined 1 X TRC Companies, Inc. COM 872625108 382 28,216 SH Defined 1 X Waste Connections, Inc. COM 941053100 155 3,900 SH Defined 1 X W-H Energy Services, Inc. COM 92925E108 267 6,000 SH Defined 1 X
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