-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QFTCWBNSWomadR9+WeHi5sxwQeYMZg66afr9tTkYQSx4qZTdz1XB5/vTn/bC19qo kQxzJ+Sxd2ZxXecHwE6NRA== 0001341004-06-000389.txt : 20060214 0001341004-06-000389.hdr.sgml : 20060214 20060213191205 ACCESSION NUMBER: 0001341004-06-000389 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060213 EFFECTIVENESS DATE: 20060214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000898338 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06007 FILM NUMBER: 06605925 BUSINESS ADDRESS: STREET 1: 22 EAST 67TH STREET STREET 2: -- CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212 284 4800 MAIL ADDRESS: STREET 1: 22 EAST 67TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 pal196305-1.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 452 Fifth Avenue HSBC Tower, 29th Floor NEW YORK, NEW YORK 10018 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER ZAYFERT Title: EXECUTIVE VICE PRESIDENT Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ Peter Zayfert - ---------------------------- ------------------------ --------------------- PETER ZAYFERT NEW YORK, NEW YORK February 13, 2006 EXECUTIVE VICE PRESIDENT Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $55,949 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD. FORM 13F INFORMATION TABLE
Fair Shares Voting Authority Market or ---------------- Title of CUSIP Value Principal SH/ Put/ Investment Other- (A) (B) (C) Name of Issuer Class Number (x$1,000) Amount PRN Call Discretion Managers Sole Shared None - ------------------------------- -------------- --------- --------- --------- ---- ---- ---------- -------- ---- ------ ---- Allied Waste Industries, Inc. COM 019589308 64 7,300 SH Defined 1 X Cal Dive International, Inc. COM 127914109 19,553 544,800 SH Defined 1 X Casella Waste Systems, Inc. CL A 147448104 92 7,200 SH Defined 1 X Champion Enterprises Inc. COM 158496109 109 8,000 SH Defined 1 X Devry, Inc. COM 251893103 122 6,100 SH Defined 1 X Euronet Worldwide, Inc. COM 298736109 92 3,300 SH Defined 1 X FARO Technologies, Inc. COM 311642102 518 25,900 SH Defined 1 X FLIR Systems, Inc. COM 302445101 540 24,200 SH Defined 1 X Input/Output, Inc. COM 457652105 1,315 187,000 SH Defined 1 X Ishares Lehman Agg Bond Fund LEHMAN AGG BND 484287226 80 800 SH Defined 1 X ITT Educational Services, Inc. COM 45068B109 130 2,200 SH Defined 1 X Mechanical Technology Inc. COM 583538103 1,102 393,515 SH Defined 1 X NASDAQ 100 TR UNIT SER 1 631100104 1,374 34,000 SH Defined 0 X Newpark Resources, Inc. COM 651718504 107 14,000 SH Defined 1 X Oceaneering International, Inc. COM 675232102 179 3,600 SH Defined 1 X Oil Service HOLDRS Trust DEPOSTRY RCPT 678002106 14,952 116,000 SH CALL Defined 1 X Oil Service HOLDRS Trust DEPOSTRY RCPT 678002106 9,662 74,960 SH Defined 1 X Oil States International, Inc. COM 678026105 215 6,800 SH Defined 1 X Orbotech, Ltd. ORD M75253100 784 32,700 SH Defined 1 X Pacific Capital Bancorp COM 69404P101 491 13,810 SH Defined 1 X Plug Power, Inc. COM 72919P103 74 14,500 SH Defined 1 X SPDR Trust Series I UNIT SER 1 78462F103 3,574 28,708 SH Defined 1 X SPDR Trust Series I UNIT SER 1 78462F103 56 448 SH Defined 0 X Superior Energy Services, Inc. COM 868157108 221 10,500 SH Defined 1 X Tetra Tech, Inc. COM 88162G103 63 4,000 SH Defined 1 X TRC Companies, Inc. COM 872625108 148 13,548 SH Defined 1 X Waste Connections, Inc. COM 941053100 134 3,900 SH Defined 1 X W-H Energy Services, Inc. COM 92925E108 198 6,000 SH Defined 1 X
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