13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DIRECTOR Phone: (212) 284-4800 Signature, Place, and Date of Signing: /S/ DENIS KIELY ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK AUGUST 14, 2003 DIRECTOR Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $141,823 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD.
FORM 13F REPORT Fair Title of CUSIP Market Shares or (B) (C) (B) Title of CUSIP Value Principal (A) Shared Shared (A) Shared (C) Name of Issuer Class Number (x$1,000) Amount Sole Defined Other Sole Defined None ----------- --------- --------- --------- ---- ------- -------- ---- ------- ------ Alloy Inc Common Stock 019855105 10,618 1,646,169 X 1 X American Express Co Common Stock 025816109 631 15,100 X 1 X Aspen Technology Inc Common Stock 045327103 456 95,000 X 1 X CalDive International Inc Common Stock 127914109 6,235 286,000 X 1 X Champion Enterprises Inc Common Stock 158496107 6,837 1,319,894 X 1 X Clayton Homes Inc Common Stock 184190106 1,430 113,965 X 1 X Com21 Inc Common Stock 205937105 26 182,000 X 1 X Cooper Cameron Corp Common Stock 216640102 2,731 54,200 X 1 X Diamonds TR Unit Ser 1 252787106 15,680 174,400 X 1 X Dow Chem Co Common Stock 260543103 523 16,900 X 1 X Federal Natl Mtg Assn Common Stock 313586109 492 7,300 X 1 X Fleetwood Enterprises Inc Common Stock 339099103 1,199 161,977 X 1 X Gulfterra Energy Partners LP Common Stock 40274U108 42,003 1,118,881 X X Lone Star Technologies Inc Common Stock 542312103 521 24,600 X 1 X Metro Goldwyn Mayer Inc Common Stock 591610100 818 65,900 X 1 X MidCap SPDR Trust Series I Common Stock 595635103 430 4,900 X 1 X Newpark Resources Inc Common Stock 651718504 16,202 2,956,606 X 1 X Oil Service HOLDRS Trust Depostry 678002106 25,299 420,600 X 1 X Rcpt SPDR TR Unit Ser 1 78462F103 60,076 615,341 X 1 X SPDR TR Unit Ser 1 78462F103 92 943 X X TRC Cos Inc Common Stock 872625108 2,145 145,325 X 1 X