-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPJCklBEeR6XF3xa2AN7evVjRnvcaPYV6qlVpbP/INpd+GL+Xh/2plbaHixxwx7+ QRg5QHCcDDOG5mKjBBbkYg== 0000950172-05-000470.txt : 20050211 0000950172-05-000470.hdr.sgml : 20050211 20050211165337 ACCESSION NUMBER: 0000950172-05-000470 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050211 EFFECTIVENESS DATE: 20050211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000898338 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06007 FILM NUMBER: 05599643 BUSINESS ADDRESS: STREET 1: 22 EAST 67TH STREET STREET 2: -- CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212 284 4800 MAIL ADDRESS: STREET 1: 22 EAST 67TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 sf163285.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 452 Fifth Avenue HSBC Tower, 29th Floor New York, New York 10018 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER ZAYFERT Title: EXECUTIVE VICE PRESIDENT Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/PETER ZAYFERT - ---------------------------- ------------------------ --------------------- PETER ZAYFERT NEW YORK, NEW YORK February 8, 2005 EXECUTIVE VICE PRESIDENT Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $240,651 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD.
FORM 13F INFORMATION TABLE Fair Voting Authority Market Shares or ------------------ Title of CUSIP Value Principal SH/ Put/ Investment Other (A) (B) (C) Name of Issuer Class Number (x$1,000) Amount PRN Call Discretion Managers Sole Shared None - ------------------------------ ---------- ---------- ---------- --------- --- ----- ---------- -------- ---- ------ ---- Allied Waste Industries, Inc. Common Stock 019589308 68 7,300 SH Defined 1 X Alloy Inc. Common Stock 019855105 19,010 2,355,700 SH Defined 1 X American Express Co. Common Stock 025816109 851 15,100 SH Defined 1 X Aspen Technology Inc. Common Stock 045327103 590 95,000 SH Defined 1 X Cal Dive International, Inc. Common Stock 127914109 7,083 173,814 SH Defined 1 X Casella Waste Systems, Inc. CL A 147448104 105 7,200 SH Defined 1 X Champion Enterprises Inc. Common Stock 158496109 12,208 1,032,815 SH Defined 1 X Cooper Cameron Corp. Common Stock 216640102 1,474 27,390 SH Defined 1 X Dow Chem Co. Common Stock 260543103 837 16,900 SH Defined 1 X Enterprise Products Partners, LP Common Units 293792107 34,283 1,325,700 SH Defined X Euronet Worldwide, Inc. Common Stock 298736109 39,032 1,500,062 SH Defined 1 X Faro Technologies, Inc. Common Stock 311642102 808 25,900 SH Defined 1 X First Data Corp. Common Stock 319963104 813 19,110 SH Defined 1 X Federal Natl Mtg Assn Common Stock 313586109 520 7,300 SH Defined 1 X Fleetwood Enterprises Inc. Common Stock 339099103 2,180 161,977 SH Defined 1 X FLIR Systems, Inc. Common Stock 302445101 772 12,100 SH Defined 1 X Interactive Data Corp. Common Stock 45840J107 1,042 47,950 SH Defined 1 X Ionics, Inc. Common Stock 462218108 130 3,000 SH Defined 1 X Lone Star Technologies Inc. Common Stock 542312103 823 24,600 SH Defined 1 X Mechanical Technology Inc. Common Stock 583538103 8,990 1,461,829 SH Defined 1 X Newpark Resources Inc. Common Stock 651718504 9,079 1,762,851 SH Defined 1 X Oceaneering International, Inc. Common Stock 675232102 269 7,200 SH Defined 1 X Oil Service HOLDRS Trust Depostry Rcpt 678002106 35,726 419,960 SH Defined 1 X Oil States International,Inc. Common Stock 678026105 262 13,600 SH Defined 1 X Orbotech, Ltd. ORD M75253100 692 32,700 SH Defined 1 X Rewards Network Inc. Common Stock 761557107 563 80,490 SH Defined 1 X SPDR TR Unit Ser 1 78462F103 54,919 454,362 SH Defined 1 X SPDR TR Unit Ser 1 78462F103 52 431 SH Defined X Superior Energy Services, Inc. Common Stock 868157108 324 21,000 SH Defined 1 X Tetra Tech Common Stock 88162G103 67 4,000 SH Defined 1 X TRC Cos Inc. Common Stock 872625108 6,677 392,760 SH Defined 1 X Waste Connections, Inc. Common Stock 941053100 134 3,900 SH Defined 1 X W-H Energy Services, Inc. Common Stock 92925E108 268 12,000 SH Defined 1 X
-----END PRIVACY-ENHANCED MESSAGE-----