13F-HR 1 sf13fhr_fl.txt FLETCHER ASSET MANAGEMENT, INC. 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 452 5TH AVENUE HSBC TOWERS, 29TH FLOOR NEW YORK, NEW YORK 10018 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER ZAYFERT Title: EXECUTIVE VICE PRESIDENT Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ Peter Zayfert August 13, 2004 ---------------------------- ------------------------ --------------------- PETER ZAYFERT NEW YORK, NEW YORK August 13, 2004 EXECUTIVE VICE PRESIDENT Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $176,846 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD.
FORM 13F INFORMATION TABLE Fair Shares Market or Voting Authority Title of CUSIP Value Principal SH/ Put/ Investment Other (A) (B) (C) Name of Issuer Class Number (x$1,000) Amount PRN Call Discretion Managers Sole Shared None -------------------------- ----------- --------- --------- --------- ---- ----- ---------- -------- ----- ------ ----- Allied Waste Industries, Common 019589308 96 7,300 SH Defined 1 X Inc. Stock Alloy Inc. Common 019855105 14,488 2,355,700 SH Defined 1 X Stock American Express Co. Common 025816109 776 15,100 SH Defined 1 X Stock Aspen Technology Inc. Common 045327103 690 95,000 SH Defined 1 X Stock Casella Waste Systems, Inc. CL A 147448104 95 7,200 SH Defined 1 X Champion Enterprises Inc. Common 158496109 17,030 1,855,115 SH Defined 1 X Stock Cooper Cameron Corp. Common 216640102 1,334 27,390 SH Defined 1 X Stock Dow Chem Co. Common 260543103 688 16,900 SH Defined 1 X Stock Euronet Worldwide, Inc. Common 298736109 30,296 1,309,814 SH Defined 1 X Stock Faro Technologies, Inc. Common 311642102 665 25,900 SH Defined 1 X Stock First Data Corp. Common 319963104 851 19,110 SH Defined 1 X Stock Federal Natl Mtg Assn Common 313586109 521 7,300 SH Defined 1 X Stock Fleetwood Enterprises Inc. Common 339099103 2,357 161,977 SH Defined 1 X Stock FLIR Systems, Inc. Common 302445101 664 12,100 SH Defined 1 X Stock GulfTerra Energy Partners LP Common 40274U108 6,382 164,900 SH Defined X Units Interactive Data Corp. Common 45840J107 835 47,950 SH Defined 1 X Stock Ionics, Inc. Common 462218108 85 3,000 SH Defined 1 X Stock Lone Star Technologies Inc. Common 542312103 678 24,600 SH Defined 1 X Stock Mechanical Technology Inc. Common 583538103 8,656 1,447,457 SH Defined 1 X Stock Newpark Resources Inc. Common 651718504 7,459 1,203,051 SH Defined 1 X Stock Orbotech, Ltd. ORD M75253100 665 32,700 SH Defined 1 X Oceaneering International, Common 675232102 247 7,200 SH Defined 1 X Inc. Stock Oil Service HOLDRS Trust Depostry 678002106 30,334 419,960 SH Defined 1 X Rcpt Oil States International, Common 678026105 208 13,600 SH Defined 1 X Inc. Stock Rewards Network Inc. Common 761557107 724 80,490 SH Defined 1 X Stock SPDR TR Unit Ser 1 78462F103 45,052 393,362 SH Defined 1 X SPDR TR Unit Ser 1 78462F103 48 422 SH Defined X Superior Energy Services, Common 868157108 211 21,000 SH Defined 1 X Inc. Stock Tetra Tech Common 88162G103 65 4,000 SH Defined 1 X Stock TRC Cos Inc. Common 872625108 4,295 257,507 SH Defined 1 X Stock Waste Connections, Inc. Common 941053100 116 3,900 SH Defined 1 X Stock W-H Energy Services, Inc. Common 92925E108 235 12,000 SH Defined 1 X Stock --------------------------------------------------------------------------------------------------------------------------------