-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXjQHm/V1nljWj2F/k96E79FZ0bVHT/F4uRI2orZtoDpMomyz7rmgOpy+PfQNKFF G0PxsObep0DasVFScLfVCA== 0000950172-03-000429.txt : 20030213 0000950172-03-000429.hdr.sgml : 20030213 20030213163928 ACCESSION NUMBER: 0000950172-03-000429 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 EFFECTIVENESS DATE: 20030213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000898338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06007 FILM NUMBER: 03560248 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212723369 MAIL ADDRESS: STREET 1: 767FIFTH AVENUE 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 pal95750.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER AND COUNSEL Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ DENIS KIELY - ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK FEBRUARY 13, 2003 DEPUTY CHIEF EXECUTIVE OFFICER AND COUNSEL Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $129,033 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD. FORM 13F REPORT
Item 8 Voting Authority Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Shares ------ ------- ------ ------ --------------------- ------ --------- Fair Market Shares or (B) (C) (B) Title of CUSIP Value Principal (A) Shared Shared (A) Shared C Name of Issuer Class Number (x$1,000) Amount Sole Defined Other Sole Defined None - --------------------------------------------------------------------------------------------------------------------------------- Alloy Inc Common 019855105 18,109 1,653,769 X 1 X Stock American Express Co Common 025816109 534 15,100 X 1 X Stock Aspen Technology Inc Common 045327103 269 95,000 X 1 X Stock Automatic Data Processing Common 053015103 734 18,710 X 1 X Inc Stock Bank of America Corporation Common 060505104 2,998 43,100 X X Stock Champion Enterprises Inc Common 158496107 435 152,569 X 1 X Stock Clayton Homes Inc Common 184190106 1,388 113,965 X 1 X Stock Com21 Inc Common 205937105 40 182,000 X 1 X Stock Cooper Cameron Corp Common 216640102 2,541 51,000 X 1 X Stock Dell Computer Corp Common 247025109 858 32,093 X 1 X Stock Diamonds TR Unit Ser 1 252787106 14,564 174,400 X 1 X Dow Chem Co Common 260543103 502 16,900 X 1 X Stock Ebay Inc Common 278642103 3,004 44,300 X X Stock Federal Natl Mtg Assn Common 313586109 470 7,300 X 1 X Stock Intuit Common 461202103 373 7,954 X 1 X Stock Johnson & Johnson Common 478160104 881 16,404 X 1 X Stock Lone Star Technologies Inc Common 542312103 366 24,600 X 1 X Stock Medtronic Inc Common 585055106 807 17,687 X 1 X Stock Metro Goldwyn Mayer Inc Common 591610100 857 65,900 X 1 X Stock Public Svc Enterprises Common 744573106 257 8,000 X 1 X Group Stock Qualcomm Inc Common 747525103 1,066 29,287 X 1 X Stock SPDR TR Unit Ser 1 78462F103 70,924 803,854 X 1 X SPDR TR Unit Ser 1 78462F103 74 835 X X Teco Energy Inc Common 872375100 1,006 65,000 X 1 X Stock TRC Cos Inc Common 872625108 154 11,748 X 1 X Stock TXU Corp Common 873168108 1,121 60,000 X 1 X Stock UnitedHealth Group Inc. Common 91324P102 3,014 36,100 X X Stock Verizon Communications Common 92343V104 437 11,285 X 1 X Stock Viacom Inc CL B 925524308 378 9,268 X 1 X Wal Mart Stores Inc Common 931142103 872 17,264 X 1 X Stock
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