13F-HR 1 pal73453.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ Denis Kiely ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK AUGUST 14, 2002 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: $134,964 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-10204 FLETCHER INTERNATIONAL, LTD.
FORM 13F REPORT Item 8. Voting Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Authority Shares ------ ------ ------ ------ ------ ------ ------------------ Fair Title Market Shares or (B) (C) (B) of CUSIP Value Principal (A) Shared Shared (A) Shared C Name of Issuer Class Number (x$1,000) Amount Sole Defined Other Sole Defined None ----------------------- --------- ---------- --------- --------- ---- -------- ------- ----- ---- ------- ---- Alloy Inc Common Stock 019855105 23,258 1,610,666 X 1 X American Express Co. Common Stock 025816109 498 13,700 X 1 X Aspen Technology Inc Common Stock 045327103 792 95,000 X 1 X Champion Enterprises Inc Common Stock 158496109 1,109 197,399 X 1 X Com21 Inc Common Stock 205937105 1,053 2,339,400 X 1 X Diamonds TR Unit Ser 1 252787106 16,128 174,300 X 1 X Dow Chem Co. Common Stock 260543103 533 15,500 X 1 X Edison Int'l Common Stock 281020107 1,372 80,700 X 1 X Lone Star Technologies Inc. Common Stock 542312103 513 22,400 X 1 X Metro Goldwyn Mayer Inc. Common Stock 591610100 3,663 313,100 X 1 X Newpark Resources Inc. Common Stock 651718504 1,506 204,910 X 1 X Polo Ralph Lauren Corp Class A 731572103 7,680 342,865 X 1 X Schlumberger Ltd Common Stock 806857108 21,231 461,040 X 1 X Southern Co. Common Stock 842587107 1,375 50,200 X 1 X SPDR TR Unit Ser 1 78462F103 53,382 539,435 X 1 X SPDR TR Unit Ser 1 78462F103 465 4,700 X X TRC Cos. Inc. Common Stock 872625108 405 19,700 X 1 X