13F-HR 1 s73453.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ Denis Kiely ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK MAY 14, 2002 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $165,028 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-_________ FLETCHER INTERNATIONAL, LTD.
FORM 13F REPORT Item 8. ----------------------- Voting Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Authority Shares Fair Shares or (B) (C) Name of Issuer Title of CUSIP Market Principal (A) Shared Shared (A) (B) C Class Number Value Amount Sole Defined Other Sole Defined None (x$1,000) --------- --------- --------- --------- ---- ------- ------ ---- ------- ---- Alloy Inc Common 019855105 20,552 1,367,366 X 1 X Stock Aspen Technology Inc Common 045327103 2,176 95,000 X 1 X Stock Champion Enterprises Inc Common 158496109 6,734 841,805 X 1 X Stock Clayton Homes Inc Common 184190106 2,969 177,265 X 1 X Stock Com21 Inc Common 205937105 2,842 2,450,000 X 1 X Stock Diamonds TR Unit Ser 1 252787106 19,874 191,500 X 1 X Fleetwood Enterprises Inc Common 339099103 2,245 207,877 X 1 X Stock Polo Ralph Lauren Corp Class A 731572103 10,005 342,865 X 1 X Schlumberger Ltd Common 806857108 27,118 461,040 X 1 X Stock SPDR TR Unit Ser 1 78462F103 68,681 599,727 X 1 X SPDR TR Unit Ser 1 78462F103 1,832 16,000 X X ------------------------------------------------------------------------------------------------------------------------------