13F-HR 1 s66570.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ DENIS KIELY ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK FEBRUARY 12, 2002 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 7 Form 13F Information Table Value Total: $159,064 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-_________ FLETCHER INTERNATIONAL, LTD.
FORM 13F REPORT Item 8. Voting Authority Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Shares --------- ---------- --------- ----------- -------------------- ------ ------------------------ Fair Market Shares or (B) (C) (B) Name of Issuer Title of CUSIP Value Principal (A) Shared Shared (A) Shared C Class Number (x$1,000) Amount Sole Defined Other Sole Defined None Capital One Finl Corp Common 14040H105 19,263 357,049 X X Stock Champion Enterprises Inc. Common 158496109 601 48,805 X 1 X Stock Clayton Homes Inc Common 184190106 1206 70,534 X 1 X Stock Com21 Inc Common 205937105 1,127 2,450,000 X 1 X Stock MIDCAP SPDR TR Unit Ser 1 595635103 38,213 411,781 X 1 X Schlumberger Ltd Common 806857108 23,345 424,840 X 1 X Stock SPDR TR Unit Ser 1 78462F103 75,309 659,300 X X ---------------------------------------------------------------------------------------------------------------------