13F-HR 1 fletch.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28-3480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ DENIS KIELY ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK JULY 24, 2001 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $613,725 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-6011 FLETCHER INTERNATIONAL LIMITED
FORM 13F REPORT Item 8: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: (Shares) ---------------- ------------- ---------- --------- ----------- ---------------- -------- ----------------- Fair Shares Market or (B) (C) (B) CUSIP Value Principal (A) Shared Shared (A) Shared (C) Name of Issuer Title of Class Number (x$1000) Amount Sole Defined Other Managers Sole Defined None ----------------- --------------- --------- ---------- ---------- ---- ------- ------ -------- ---- ------- ---- AOL Time Warner Inc. Common Stock 00184A105 183 3,448 X 1 X AOL Time Warner Inc. Common Stock 00184A105 357,750 6,750,000 X X Cabletron Systems, Inc. Common Stock 126920107 836 36,600 X X Com21, Inc. Common Stock 205937105 4,386 2,450,000 X X Cooper Cameron Common Stock 216640102 1,272 22,800 X X Corp. Digene Corp. Common Stock 253752109 6,732 165,000 X X Dow Chemical Company Common Stock 260543103 44,888 1,350,000 X X DRS Technologies,Inc. Common Stock 23330X100 2,643 115,000 X X Lucent Technologies Inc. Common Stock 549463107 11,482 1,852,000 X X MIDCAP SPDR TR Unit Ser 1 595635103 3,115 32,700 X X Navarre Corp. Common Stock 639208107 335 274,700 X 1 X Newpark Resources Inc. Common Stock 651718504 2,236 201,408 X X Pegasus Communications, Corp. Common Stock 705904100 10,350 460,000 X X Pride Inter- national Inc. Common Stock 741932107 9,731 512,170 X X Royal Dutch Petroleum NY Reg GLD1.25 780257804 932 16,000 X X Schlumberger Ltd. Common Stock 806857108 18,941 359,760 X X SPDR TR Unit Ser 1 78462F103 490 4,000 X X State Street Corp. Common Stock 857477103 122,735 2,480,000 X X Triton Energy Ltd Common Stock G90751101 12,118 370,000 X X Varco International,Inc. Common Stock 922122106 1,120 60,200 X X Williams Companies, Inc. Common Stock 969457100 1,450 44,000 X X