-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3l1H3v/O8gM7mZ4L7uXPmlKj/Nnl3Air65PZrmIyTO87N9llKvVGXlB/lYFFvJG 2Ww1l/KQ8caNswiL6eYsGA== 0000950172-01-000044.txt : 20010123 0000950172-01-000044.hdr.sgml : 20010123 ACCESSION NUMBER: 0000950172-01-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000898338 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06007 FILM NUMBER: 1510399 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212723369 MAIL ADDRESS: STREET 1: 767FIFTH AVENUE 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER INTERNATIONAL LIMITED Address: C/O HSBC TRUST CORPORATION (CAYMAN) LIMITED P.O. BOX 1109 MARY STREET GRAND CAYMAN, CAYMAN ISLANDS, B.W.I. Form 13F File Number: 28 - ____________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER OF FLETCHER ASSET MANAGEMENT, INC., AS INVESTMENT ADVISOR FOR FLETCHER INTERNATIONAL LIMITED Phone: (212) 284-4800 Signature, Place, and Date of Signing: FLETCHER ASSET MANAGEMENT, INC., AS INVESTMENT ADVISOR FOR FLETCHER INTERNATIONAL LIMITED, BY: /s/ DENIS KIELY - ---------------------------- ---------------------- -------------------- DENIS KIELY NEW YORK, NEW YORK JANUARY 11, 2001 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ X ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- ____________________ FLETCHER ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLETCHER ASSET MANAGEMENT, INC. Address: 22 EAST 67TH STREET NEW YORK, NEW YORK 10021 Form 13F File Number: 28- ________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DENIS KIELY Title: DEPUTY CHIEF EXECUTIVE OFFICER Phone: (212) 284-4800 Signature, Place, and Date of Signing: /s/ DENIS KIELY - ---------------------------- ------------------------ --------------------- DENIS KIELY NEW YORK, NEW YORK JANUARY 11, 2001 DEPUTY CHIEF EXECUTIVE OFFICER Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $1,251,499 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-________________ FLETCHER INTERNATIONAL LIMITED
FORM 13F REPORT Item 8: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: (Shares) - ---------------- ------------- ---------- --------- ----------- ---------------- -------- ----------------- Fair Shares Market or (B) (C) (B) CUSIP Value Principal (A) Shared Shared (A) Shared (C) Name of Issuer Title of Class Number (x$1000) Amount Sole Defined Other Managers Sole Defined None - ----------------- --------------- --------- ---------- ---------- ---- ------- ------ -------- ---- ------- ---- America Online Inc. Common Stock 02364J104 234,900 6,750,000 X 1 X Corning Inc. Common Stock 219350105 216,531 4,100,000 X 1 X Dow Chemical Company Common Stock 260543103 49,444 1,350,000 X 1 X General Electric Co. Common Stock 369604103 652 PUT 13,600 X 1 X Honeywell International Inc. Common Stock 438516106 4,902 103,600 X 1 X Honeywell International Inc. Common Stock 438516106 828 17,500 X X International Business Machines Common Stock 459200101 280,500 3,300,000 X 1 X Lucent Technologies Inc. Common Stock 549463107 25,002 1,852,000 X 1 X Midcap SPDR TR Unit Ser 1 595635103 81,295 861,400 X 1 X Midcap SPDR TR Unit Ser 1 595635103 15,591 165,200 X X Navarre Corp. Common Stock 639208107 1,230 1,125,000 X 1 X Newpark Resources Inc. Common Stock 651718504 1,045 109,230 X 1 X Pride Inter- national Inc. Common Stock 741932107 4,433 180,000 X 1 X SPDR TR Unit Ser 1 78462F103 21,961 167,400 X 1 X SPDR TR Unit Ser 1 78462F103 4,198 32,000 X X State Street Corp. Common Stock 857477103 308,041 2,480,000 X 1 X
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