UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule (13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS
THERETO FILED PURSUANT TO RULE 13-d2(a)
(Amendment No. 4)*
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Azure Power Global Limited
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(Name of Issuer)
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Equity Shares
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(Title of Class of Securities)
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V0393H103
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(CINS Number)
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Soulef Hadjoudj
Caisse de dépôt et placement du Québec 1000, place Jean-Paul-Riopelle Montréal, Québec H2Z 2B3 (514) 847-5998 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
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October 10, 2018
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(Date of Event which Requires Filing of this Statement)
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 2 of 10
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1
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NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CDPQ Infrastructures Asia Pte Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o
(b) ☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐ |
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Singapore
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
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7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
16,443,567
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
16,443,567
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,443,567
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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o |
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.3%
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14
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TYPE OF REPORTING PERSON
CO
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 3 of 10
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1
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NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Caisse de dépôt et placement du Québec
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) ☒
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3
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SEC USE ONLY
|
|
4
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SOURCE OF FUNDS
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐ |
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Québec, Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
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7
|
SOLE VOTING POWER
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8
|
SHARED VOTING POWER
16,443,567
|
|
9
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SOLE DISPOSITIVE POWER
|
|
10
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SHARED DISPOSITIVE POWER
16,443,567
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,443,567
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o |
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.3%
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14
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TYPE OF REPORTING PERSON
OO
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 4 of 10
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ITEM 1.
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SECURITY AND ISSUER.
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Item 2.
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IDENTITY AND BACKGROUND.
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ITEM 3.
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SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
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ITEM 5.
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INTEREST IN SECURITIES OF THE ISSUER.
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 5 of 10
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CDPQ INFRASTRUCTURES ASIA PTE LTD.
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By:
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/s/ Cyril Cabanes |
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Name: Cyril Cabanes
Title: Director
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 6 of 10
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CAISSE DE DÉPÔT ET PLACEMENT DU QUÉBEC
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By:
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/s/ Soulef Hadjoudj |
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Name: Soulef Hadjoudj
Title: Legal Counsel
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 7 of 10
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Name
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Business Address
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Principal Occupation or Employment
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Citizenship
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Cyril Sébastien Dominique Cabanes
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One Raffles Quay,
#21-01 North Tower,
1 Raffles Quay, Singapore 048583
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Corporate Director
Vice-President, Transactions – Infrastructures, Caisse de dépôt et placement du Québec |
Australian and French
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Dave Brochet
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One Raffles Quay,
#21-01 North Tower,
1 Raffles Quay, Singapore 048583
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Company Secretary and Corporate Director
General Manager, Caisse de dépôt et placement du Québec
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Canadian
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Name
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Business Address
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Principal Occupation or Employment
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Citizenship
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Robert Tessier
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Chairman of the Board of Directors
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Canadian
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Elisabetta Bigsby
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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Ivana Bonnet
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Piazza Cavour, 2 - 4e étage
20121 Milan, Italie |
Corporate Director
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French and Serbian
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Sylvain Brosseau
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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Patricia Curadeau-Grou
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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Michel Després
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
President and General Manager, Retraite Québec |
Canadian
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Gilles Godbout
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 8 of 10
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François Joly
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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Jean La Couture
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
President, Huis Clos Ltée |
Canadian
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Diane Lemieux
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
President and General Manager, Commission de la construction du Québec |
Canadian
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Wendy Murdock
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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François R. Roy
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Corporate Director
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Canadian
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Michael Sabia
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
President, Chief Executive Officer and Corporate Director
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Canadian
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Maxime Aucoin
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President, Investment Strategies and Innovation
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Canadian
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Claude Bergeron
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1000, place Jean-Paul-Riopelle
9th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President and Chief Risk Officer
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Canadian
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Ani Castonguay
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1000, place Jean-Paul-Riopelle
10th floor Montréal, Québec H2Z 2B3 |
Senior Vice-President, Public Affairs
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Canadian
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Marc Cormier
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1000, place Jean-Paul-Riopelle
6th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President, Fixed Income and Active Overlay Strategies
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French and Canadian
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Stephane Etroy
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11 Charles II Street, 2nd Floor
London, England, SW1Y 4QU |
Executive Vice-President and Head of Private Equity, CDPQ London
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French, Swiss and British
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Anita M. George
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CDPQ India Pvt Ltd, Suite 507, 5th Floor, Worldmark 3, Aerocity, New Delhi – 110 037 India
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Executive Vice-President, Strategic Partnerships Growth Markets, CDPQ India
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Indian
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Emmanuel Jaclot
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11 Charles II Street, 3rd Floor, London England SW1Y 4QU
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Executive Vice-President, Infrastructure, CDPQ London
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French
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 9 of 10
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Maarika Paul
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President and Chief Financial Officer
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Canadian
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Oona Stock
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President, Talent Management and Organizational Development
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Canadian
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Alexandre Synnett
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1000, place Jean-Paul-Riopelle
11th floor Montréal, Québec H2Z 2B3 |
Executive Vice-President, Digital Technology and Operations
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Canadian
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Macky Tall
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1000, place Jean-Paul-Riopelle
3rd floor Montréal, Québec H2Z 2B3 |
Executive Vice-President and Head of Liquid Markets
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Malian and Canadian
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Mario Therrien
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1000, place Jean-Paul-Riopelle
3rd floor Montréal, Québec H2Z 2B3 |
Senior Vice-President, Strategic Partnerships - Developed Markets
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Canadian
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Kim Thomassin
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1000, place Jean-Paul-Riopelle
3rd floor Montréal, Québec H2Z 2B3 |
Executive Vice-President, Legal Affairs and Secretariat
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Canadian
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CINS NO. V0393H103
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SCHEDULE 13D |
Page 10 of 10
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Date of Transaction
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Security
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Amount of Securities Bought
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Unit Cost
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Where and How Effected
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10/10/2018
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Equity Shares
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8,000,000
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$12.50
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Underwritten Public Offering by the Issuer
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