-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDTmApiZQ8xwD53tr09h7An4P/uS+PyyI+PlighVMWYUhgUpiYPxcLcQnl458gMd bxBwAIOka3Q7LHGeJw/egg== 0000942572-97-000002.txt : 19971014 0000942572-97-000002.hdr.sgml : 19971014 ACCESSION NUMBER: 0000942572-97-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971010 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OREILLY AUTOMOTIVE INC CENTRAL INDEX KEY: 0000898173 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 440618012 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21318 FILM NUMBER: 97694190 BUSINESS ADDRESS: STREET 1: 233 S PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65801 BUSINESS PHONE: 4178626708 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 COMPANY DATA: COMPANY CONFORMED NAME: OREILLY DAVID E CENTRAL INDEX KEY: 0000942572 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response: .5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check here if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* Last, First, Middle: O'Reilly, David E. Street: 233 South Patterson City, State, Zip: Springfield, MO 65802 2. Issuer Name and Ticker or Trading Symbol: O'Reilly Automotive, Inc. (ORLY) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year: September 1997 5. If Amendment, date of original, month/year 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X ] Director [X ] 10% Owner [X ] Officer (give title below) [ ] Other(specify below) Officer Title: President, Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) [X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person * If the form is filed by more than one reporting person, see Instruction 4(b)(v). TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
4. Securities Acquired (A) 5. 6. 3. Disposed of (D) Amount of Ownership 7. Transaction (Instr. 3, 4 and 5) Securities Form: Nature of 2. Code ---------------------------- Beneficially Direct (D) Indirect 1. Transaction (Instr. 8) (A) Owned at or Indirect Beneficial Title of Security Date ------------- Amount or Price End of Month (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) (Instr. 3 and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 748,324 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,097,068 I As trustee for reporting person's children - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 238,406 I As custodian for reporting person's minor children - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 09/25/97 S 600 D $22.25 162,330 I By spouse - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,492 I 401(k) plan - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conver- Trans- Trans- Number of Date Title and Amount Price Number Owner- Nature Derivative sion or action action Derivative Exercisable and of Underlying of of deriv- ship of Security Exer- Date Code Securities Expiration Securities Deriv- ative Form of Indirect (Instr. 3) cise (Instr. Acquired (A) Date (Instr. 3 and 4) ative Secur- Deriv- Benefi- Price (Month/ 8) or Disposed ---------------- Secur- ities ative cial of Day/ of (D) (Month/Day/Year) Title Amount ity Bene- Security: Owner- Deriv- Year) (Instr. 3, or (Instr. ficially Direct ship ative 4, and 5) Date Expira- Number 5) Owned (D) or (Instr.4) Secur- -------- ------------- Exer- tion of at End Indirect ity Code V (A) (D) cisable Date Shares of Month (I) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem with- holding Common right $13.125 4/22/95 4/22/99 Stock 100,000 100,000 D (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem with- holding Common right $16.500 2/06/98 2/05/02 Stock 40,000 40,000 D (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: All shares have been adjusted to reflect a 100% stock dividend in the form of a stock split. Payment date on the dividend was August 31, 1997. /s/ David E. O'Reilly 10/10/97 - ----------------------------------------------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----