-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2Y+XTd9dE6h1IvvNRPjHTdEvscvB5xMvH8fjspqedHqYOzNHCoNzHx91ZCP0rZu KNy3orV8fHYMm47DJF2klQ== 0000898173-98-000027.txt : 19981211 0000898173-98-000027.hdr.sgml : 19981211 ACCESSION NUMBER: 0000898173-98-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 FILED AS OF DATE: 19981210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: O REILLY AUTOMOTIVE INC CENTRAL INDEX KEY: 0000898173 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 440618012 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21318 FILM NUMBER: 98767069 BUSINESS ADDRESS: STREET 1: 233 S PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 4178622674 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 COMPANY DATA: COMPANY CONFORMED NAME: OREILLY CHARLES H JR CENTRAL INDEX KEY: 0000939547 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR IRS NUMBER: 440618012 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 MAIL ADDRESS: STREET 1: 233 SOUTH PATTERSON CITY: SPRINGFIELD STATE: MO ZIP: 65802 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response: .5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check here if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* Last, First, Middle: O'Reilly, Jr., Charles H. Street: 233 South Patterson City, State, Zip: Springfield, MO 65802 2. Issuer Name and Ticker or Trading Symbol: O'Reilly Automotive, Inc. (ORLY) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year: November 1998 5. If Amendment, date of original, month/year 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X ] Director [ ] 10% Owner [X ] Officer (give title below) [ ] Other(specify below) Officer Title: Chairman of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) [X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person * If the form is filed by more than one reporting person, see Instruction 4(b)(v). TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
4. Securities Acquired (A) 5. 6. 3. Disposed of (D) Amount of Ownership 7. Transaction (Instr. 3, 4 and 5) Securities Form: Nature of 2. Code ---------------------------- Beneficially Direct (D) Indirect 1. Transaction (Instr. 8) (A) Owned at or Indirect Beneficial Title of Security Date ------------- Amount or Price End of Month (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) (Instr. 3 and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 595,148 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/09/98 Z 140,765 D $43.00 515,265 I As trustee for reporting person's children - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 63,564 I As custodian for reporting person's minor son - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 196,418 I By spouse - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 35,000 I As general partner of family limited partnership - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2,001 I 401(k) plan - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conver- Trans- Trans- Number of Date Title and Amount Price Number Owner- Nature Derivative sion or action action Derivative Exercisable and of Underlying of of deriv- ship of Security Exer- Date Code Securities Expiration Securities Deriv- ative Form of Indirect (Instr. 3) cise (Instr. Acquired (A) Date (Instr. 3 and 4) ative Secur- Deriv- Benefi- Price (Month/ 8) or Disposed ---------------- Secur- ities ative cial of Day/ of (D) (Month/Day/Year) Title Amount ity Bene- Security: Owner- Deriv- Year) (Instr. 3, or (Instr. ficially Direct ship ative 4, and 5) Date Expira- Number 5) Owned (D) or (Instr.4) Secur- -------- ------------- Exer- tion of at End Indirect ity Code V (A) (D) cisable Date Shares of Month (I) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem with- holding Common right $13.125 4/22/95 4/22/99 Stock 100,000 100,000 D (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------ Employee stock options with tandem with- holding Common right $24.500 12/01/98*12/01/02Stock 15,000 15,000 D (right to buy) - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: All share ending balances have been adjusted to reflect a 100% stock dividend in the form of a stock split. Payment date on the dividend was August 31, 1997. *The derivative security disclosed in Table II above is 25% exercisable 12/01/98; 50% exercisable 12/01/99; 75% exercisable 12/01/00; and 100% exercisable 12/01/01. /s/ Charles H. O'Reilly, Jr. 12/10/98 - ----------------------------------------------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----