0001209191-23-021501.txt : 20230329 0001209191-23-021501.hdr.sgml : 20230329 20230329152731 ACCESSION NUMBER: 0001209191-23-021501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230327 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beaver R David III CENTRAL INDEX KEY: 0001528584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 23774808 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-27 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001528584 Beaver R David III PO BOX 338 132 NORTH FIRST STREET ALBEMARLE NC 28002-0338 0 1 0 0 Chief Risk Officer 0 Common Stock (Held jointly with Mother) 1185 D Common Stock 3699 D Common Stock 25702 D Common Stock (Held jointly with Spouse) 2023-03-27 4 A 0 2597 7.70 A 2597 D Held by Cede & Co., Depository for IRA FBO R. David Beaver, III Pershing LLC As Custodian Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Jt Ten Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. Represents a weighted average price for the issuer's common stock acquired for this grant. R. David Beaver, III, by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2023-03-29 EX-99 2 attachment1.htm EX-99 DOCUMENT




RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as "Reporting Persons" of
Uwharrie Capital Corp (the "Company") for purposes of Rule 16a (Reporting
Requirement) to the Securities and Exchange Commission ("SEC"):

	1.   Board of Directors		Uwharrie Capital Corp

	2.   Roger L. Dick		President and Chief Executive Officer
					Uwharrie Capital Corp;
					Chief Executive Officer Uwharrie Bank

	3.   R. David Beaver, III	Chief Risk Officer
					Uwharrie Capital Corp and Uwharrie Bank;
					President Uwharrie Bank

	4.  Jason R. Andrew		Chief Operations Officer
					Uwharrie Capital Corp and Uwharrie Bank

	5.  Christy D. Stoner 		President & Chief Executive Officer
					Uwharrie Investment Advisors;
					Chief Marketing Officer
					Uwharrie Capital Corp and Uwharrie Bank

	6.  Jeffrey L. Trout		President Uwharrie Bank Mortgage

	7.  Heather H. Almond		Chief Financial Officer
					Uwharrie Capital Corp and Uwharrie Bank

	8.  Cheryl P. Rinehardt		Chief Credit Officer Uwharrie Bank

	9.  Brooke L. Senter		Chief People Officer Uwharrie Capital Corp and
					Uwharrie Bank; Assistant Corporate Secretary
					Uwharrie Capital Corp and Uwharrie Bank

	10. Tamara M. Singletary	Executive Vice President Uwharrie Capital Corp and
					Uwharrie Bank; Corporate Secretary Uwharrie Capital
					Corp and Uwharrie Bank

	FURTHER, all other officers of the Company are excluded from policymaking
functions and, therefore, are not "Reporting Persons" of the Company.


Page 2 of 2
SEC "Reporting Persons" Resolution
UCC Board of Directors Meeting
January 17, 2023

	FURTHER, those persons named will be responsible for complying with the
"Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions" as set forth
by the Board of Directors and for notifying Tamara M. Singletary, who has been
designated as the Companys contact person for stock matters, prior to engaging
in any transaction involving or effecting any change in his/her beneficial
ownership of equity securities of the Company including, without
limitation, any change resulting from any private negotiation trade, market
trade through the Company, gifts, custodial accounts, trusts, corporations,
partnerships, marriages, deaths, incentive stock options, employee stock
purchase plan, employee benefit plan, etc. in order to prevent violations of
Rule 16a and 16b.

	FURTHER, compliance with the reporting rules is the sole responsibility of the
individual Reporting Persons and not the Company; however, Tamara M. Singletary
or designee will assist persons with reporting forms to ensure timely filings
with the Securities and Exchange Commission (SEC).

	FURTHER, the "Reporting Persons" authorize and designate Roger L. Dick, R.
David Beaver, III, or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file
in their behalf, if needed.  Notice of this signature authorization will be
given to the Securities and Exchange Commission by providing a copy of this
resolution.



      These actions being taken at a duly called meeting of the Uwharrie Capital
Corp Board of Directors on January 17, 2023, for which a quorum was present.



						/s/ Tamara M. Singletary
						Tamara M. Singletary
						Executive Vice President & Corporate Secretary
						Uwharrie Capital Corp