SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Senter Brooke L

(Last)

(First)

(Middle)

PO BOX 338

132 NORTH FIRST STREET

(Street)

ALBEMARLE

28002-0338

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ NONE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief People Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/22/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	11/22/2022		J⁽²⁾	V	35	A	$0.00⁽³⁾	1,459	D
Common Stock (Held by Self TOD Spouse)	11/22/2022		J⁽²⁾	V	129	A	$0.00⁽³⁾	5,311	D
Common Stock⁽⁴⁾	11/22/2022		J⁽²⁾	V	185	A	$0.00⁽³⁾	7,602	D
Common Stock⁽⁵⁾	11/22/2022		J⁽²⁾	V	840	A	$0.00⁽³⁾	34,473	I	Held by Company with Reporting Person as Officer
Common Stock⁽⁶⁾	11/22/2022		J⁽²⁾	V	56	A	$0.00⁽³⁾	2,302	I	Held by Roth IRA FBO Spouse of Reporting Person Solely
Common Stock⁽⁷⁾								12	I	Held by Mother-in-Law Custodian for Daughter
Common Stock⁽⁷⁾	11/22/2022		J⁽²⁾	V	23	A	$0.00⁽³⁾	960	I	Held by Mother-in-Law Custodian for Daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Held by Cede & Co., Depository for Brooke L. Senter Roth IRA TD Ameritrade Clearing Custodian

2. Shares acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.

3. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022.

4. Held by Cede & Co., Depository for TD Ameritrade Safekeeper for Neil B. Senter & Brooke Laton Senter Jt Ten

5. Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc.

6. Held by Cede & Co., Depository for Neil B. Senter Roth IRA TD Ameritrade Clearing Custodian

7. Held by Cede & Co., Depository for Mother-in-Law as Custodian for Reporting Persona's Daughter TD Ameritrade

Remarks:

	Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp	11/23/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.