0001209191-22-058661.txt : 20221123 0001209191-22-058661.hdr.sgml : 20221123 20221123164727 ACCESSION NUMBER: 0001209191-22-058661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221122 FILED AS OF DATE: 20221123 DATE AS OF CHANGE: 20221123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICK ROGER L CENTRAL INDEX KEY: 0001255676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 221416867 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-22 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001255676 DICK ROGER L PO BOX 338 132 NORTH FIRST STREET ALBEMARLE NC 28002-0338 0 1 0 0 President/CEO of UCC Common Stock 2022-11-22 5 J 0 E 62 0.00 A 2579 D Common Stock 2022-11-22 5 J 0 E 2096 0.00 A 85951 I By 401(k) Plan Common Stock 2022-11-22 5 J 0 E 216 0.00 A 8881 D Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick Shares acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2022-11-23