0001209191-21-043949.txt : 20210630 0001209191-21-043949.hdr.sgml : 20210630 20210630150316 ACCESSION NUMBER: 0001209191-21-043949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210629 FILED AS OF DATE: 20210630 DATE AS OF CHANGE: 20210630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poplin Chris M CENTRAL INDEX KEY: 0001774002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 211061664 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-29 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001774002 Poplin Chris M PO BOX 338 ALBEMARLE NC 28002-0338 1 0 0 0 Common Stock (Held jointly with Spouse) 2021-06-29 4 A 0 178 8.41 A 7240 D This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price for the issuer's common stock acquired for this specific payment. Chris M. Poplin by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2021-06-30 EX-99 2 attachment1.htm EX-99 DOCUMENT

RESOLUTIONS OF THE
BOARD OF DIRECTORS
OF
UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as Reporting Persons of
Uwharrie Capital Corp (the Company) for purposes of Rule 16a (Reporting
Requirement) to the Securities and Exchange Commission (SEC):

	1.   Board of Directors	Uwharrie Capital Corp

	2.   Roger L. Dick		President and Chief Executive Officer
						Uwharrie Capital Corp
						Chief Executive Officer Uwharrie Bank

	3.   R. David Beaver, III	Chief Financial Officer and
						Chief Risk Officer
						Uwharrie Capital Corp and
						Uwharrie Bank
						President Uwharrie Bank

	4.  Jason R. Andrew		Chief Information Officer
						Uwharrie Capital Corp and Uwharrie Bank

	5.  Christy D. Stoner 		President & Chief Executive Officer
						Uwharrie Investment Advisors
						Chief Marketing Officer
						Uwharrie Capital Corp and Uwharrie Bank

	6.  Jeffrey L. Trout		President Uwharrie Bank Mortgage

	FURTHER, all other officers of the Company are excluded from policymaking
functions and, therefore, are not Reporting Persons of the Company.

	FURTHER, those persons named will be responsible for complying with the
Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions as set forth
by the Board of Directors and for notifying Tamara M. Singletary, who has been
designated as the contact person of the Company for stock matters, prior to
engaging in any transaction involving or effecting any change in his/her
beneficial ownership of equity securities of the Company including, without
limitation, any change resulting from any private negotiation trade, market
trade through the Company, gifts, custodial accounts, trusts, corporations,
partnerships, marriages, deaths, incentive stock options, employee stock
purchase plan, employee benefit plan, etc. in order to prevent violations of
Rule 16a and 16b.

	FURTHER, compliance with the reporting rules is the sole responsibility of the
individual Reporting Persons and not the Company; however, Tamara M. Singletary
or designee will assist persons with reporting forms to ensure timely filings
with the Securities and Exchange Commission (SEC).


Page 2 of 2
SEC Reporting Persons Resolution
Meeting of the UCC Board of Directors
February 16, 2021

	FURTHER, the Reporting Persons authorize and designate Roger L. Dick, R. David
Beaver, or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file in their
behalf, if needed.  Notice of this signature authorization will be given to the
Securities and Exchange Commission by providing a copy of this resolution.


      These actions being taken at a duly called meeting of the Uwharrie Capital
Corp Board of Directors on February 16, 2021, for which a quorum was present.


						/s/ Tamara M. Singletary
						Tamara M. Singletary
						Executive Vice President &
						Corporate Secretary
						Uwharrie Capital Corp