0001209191-20-038373.txt : 20200623 0001209191-20-038373.hdr.sgml : 20200623 20200623115622 ACCESSION NUMBER: 0001209191-20-038373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200622 FILED AS OF DATE: 20200623 DATE AS OF CHANGE: 20200623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amirtharaj Merlin CENTRAL INDEX KEY: 0001774761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 20981031 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-22 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001774761 Amirtharaj Merlin PO BOX 338 ALBEMARLE NC 28002-0338 1 0 0 0 Common Stock (Held jointly with Spouse) 2020-06-22 4 A 0 299 5.01 A 1609 D This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price for the issuer's common stock acquired for this specific payment. Merlin Amirtharaj by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2020-06-23 EX-99 2 attachment1.htm EX-99 DOCUMENT



RESOLUTIONS OF THE
BOARD OF DIRECTORS
OF
UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as "Reporting Persons" of
Uwharrie Capital Corp (the "Company") for purposes of Rule 16a (Reporting
Requirement) to the Securities and Exchange Commission ("SEC"):

	1.   Board of Directors	Uwharrie Capital Corp

	2.   Roger L. Dick		President and Chief Executive Officer
						Uwharrie Capital Corp

	3.   R. David Beaver, III	Chief Financial Officer;
						Chief Risk Officer
						Uwharrie Capital Corp

	4.  Jason R. Andrew		Chief Information Officer
						Uwharrie Capital Corp

	FURTHER, all other officers of the Company are excluded from policymaking
functions and, therefore, are not "Reporting Persons" of the Company.

	FURTHER, those persons named will be responsible for complying with the
"Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions" as set forth
by the Board of Directors and for notifying Tamara M. Singletary, who has been
designated as the Company's
contact person for stock matters, prior to engaging in any transaction involving
or effecting any change in his/her beneficial ownership of equity securities of
the Company including, without
limitation, any change resulting from any private negotiation trade, market
trade through the Company, gifts, custodial accounts, trusts, corporations,
partnerships, marriages, deaths,
incentive stock options, employee stock purchase plan, employee benefit plan,
etc. in order to prevent violations of Rule 16a and 16b.

	FURTHER, compliance with the reporting rules is the sole responsibility of the
individual Reporting Persons and not the Company; however, Tamara M. Singletary
will assist persons with reporting forms to ensure timely filings with the
Securities and Exchange Commission (SEC).

	FURTHER, the "Reporting Persons" authorize and designate Roger L. Dick, R.
David Beaver, III, or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file
in their behalf, if needed.  Notice of this signature authorization will be
given to the Securities and Exchange Commission by providing a copy of this
resolution.



Page 2 of 2
SEC "Reporting Persons" Resolution
UCC Board of Directors
January 21, 2020

      These actions being taken at a duly called meeting of the Uwharrie Capital
Corp Board of Directors on January 21, 2020, for which a quorum was present.



						/s/ Tamara M. Singletary
						Tamara M. Singletary
						Executive Vice President &
						Corporate Secretary
						Uwharrie Capital Corp