0001209191-20-005095.txt : 20200128 0001209191-20-005095.hdr.sgml : 20200128 20200128134615 ACCESSION NUMBER: 0001209191-20-005095 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200121 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrew Jason R CENTRAL INDEX KEY: 0001801106 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 20553468 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-01-21 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001801106 Andrew Jason R PO BOX 338 ALBEMARLE NC 28002-0338 0 1 0 0 Chief Information Officer Common Stock (Held by Self) 4815 D Common Stock 66 I By Great Grandmother-in-Law as Custodian for Spouse Held by Great Grandmother-in-Law as Custodian for Spouse Jason R. Andrew by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2020-01-28 EX-99 2 attachment1.htm EX-99 DOCUMENT


RESOLUTIONS OF THE
BOARD OF DIRECTORS
OF
UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as "Reporting Persons" of
Uwharrie Capital Corp (the "Company") for purposes of Rule 16a (Reporting
Requirement) to the Securities and Exchange Commission ("SEC"):

	1.   Board of Directors	Uwharrie Capital Corp

	2.   Roger L. Dick		President and Chief Executive Officer
						Uwharrie Capital Corp

	3.   R. David Beaver, III	Chief Financial Officer;
						Chief Risk Officer
						Uwharrie Capital Corp

	4.  Jason R. Andrew		Chief Information Officer
						Uwharrie Capital Corp

	FURTHER, all other officers of the Company are excluded from policymaking
functions and, therefore, are not "Reporting Persons" of the Company.

	FURTHER, those persons named will be responsible for complying with the
"Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions" as set forth
by the Board of Directors and for notifying Tamara M. Singletary, who has been
designated as the Company's
contact person for stock matters, prior to engaging in any transaction involving
or effecting any change in his/her beneficial ownership of equity securities of
the Company including, without
limitation, any change resulting from any private negotiation trade, market
trade through the Company, gifts, custodial accounts, trusts, corporations,
partnerships, marriages, deaths,
incentive stock options, employee stock purchase plan, employee benefit plan,
etc. in order to prevent violations of Rule 16a and 16b.

	FURTHER, compliance with the reporting rules is the sole responsibility of the
individual Reporting Persons and not the Company; however, Tamara M. Singletary
will assist persons with reporting forms to ensure timely filings with the
Securities and Exchange Commission (SEC).

	FURTHER, the "Reporting Persons" authorize and designate Roger L. Dick, R.
David Beaver, III, or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file
in their behalf, if needed.  Notice of this signature authorization will be
given to the Securities and Exchange Commission by providing a copy of this
resolution.



Page 2 of 2
SEC "Reporting Persons" Resolution
UCC Board of Directors
January 21, 2020

      These actions being taken at a duly called meeting of the Uwharrie Capital
Corp Board of Directors on January 21, 2020, for which a quorum was present.



						/s/ Tamara M. Singletary
						Tamara M. Singletary
						Executive Vice President &
						Corporate Secretary
						Uwharrie Capital Corp