0001209191-16-151849.txt : 20161123 0001209191-16-151849.hdr.sgml : 20161123 20161123105027 ACCESSION NUMBER: 0001209191-16-151849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leavitt Harvey H III CENTRAL INDEX KEY: 0001659062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 162015302 MAIL ADDRESS: STREET 1: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-23 0 0000898171 UWHARRIE CAPITAL CORP NONE 0001659062 Leavitt Harvey H III PO BOX 338 ALBEMARLE NC 28002-0338 1 0 0 0 Common Stock (Held by Self) 2016-11-23 5 J 0 E 66 0.00 A 3385 D Common Stock (Held by Spouse) 2016-11-23 5 J 0 E 3 0.00 A 177 I By Spouse of Reporting Person Solely Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. Harvey H. Leavitt, III, by Tamara M. Singletary, EVP, Uwharrie Capital Corp 2016-11-23 EX-99 2 attachment1.htm EX-99 DOCUMENT



RESOLUTIONS OF THE
BOARD OF DIRECTORS
OF
UWHARRIE CAPITAL CORP

	WHEREAS, the persons named below are designated as "Reporting Persons" of
Uwharrie Capital Corp (the "Company") for purposes of Rule 16a (Reporting
Requirement) to the Securities and Exchange Commission ("SEC"):

	1.   Board of Directors		Uwharrie Capital Corp

	2.   Roger L. Dick			President and Chief Executive 							Officer Uwharrie
Capital Corp

	3.   Brendan P. Duffey			Chief Operating Officer, Chief
							Risk Officer Uwharrie Capital
							Corp

	4.   R. David Beaver, III		Chief Financial Officer
							Uwharrie Capital Corp

	FURTHER, all other officers of the Company are excluded from policymaking
functions and, therefore, are not "Reporting Persons" of the Company.

	FURTHER, those persons named will be responsible for complying with the
"Pre-Clearance Policy for Uwharrie Capital Corp Stock Transactions"as set forth
by the Board of Directors and for notifying Tamara M. Singletary, who has been
designated as the Company's
contact person for stock matters, prior to engaging in any transaction involving
or effecting any change in his/her beneficial ownership of equity securities of
the Company including, without
limitation, any change resulting from any private negotiation trade, market
trade through the Company, gifts, custodial accounts, trusts, corporations,
partnerships, marriages, deaths,
incentive stock options, employee stock purchase plan, employee benefit plan,
etc. in order to prevent violations of Rule 16a and 16b.

	FURTHER, compliance with the reporting rules is the sole responsibility of the
individual Reporting Persons and not the Company; however, Tamara M. Singletary
will assist persons with reporting forms to ensure timely filings with the
Securities and Exchange Commission (SEC).

	FURTHER, the "Reporting Persons" authorize and designate Roger L. Dick, Brendan
P. Duffey, or Tamara M. Singletary to sign SEC Forms 3, 4 and 5 and file in
their behalf, if needed.
Notice of this signature authorization will be given to the Securities and
Exchange Commission by providing a copy of this resolution.



Page 2 of 2
SEC "Reporting Persons" Resolution
UCC Board of Directors
January 19, 2016

      These actions being taken at a duly called meeting of the Uwharrie Capital
Corp Board of Directors on January 19, 2016, for which a quorum was present.



						/s/ Tamara M. Singletary
						Tamara M. Singletary
						Corporate Secretary
						Uwharrie Capital Corp