0001193125-16-588702.txt : 20160512 0001193125-16-588702.hdr.sgml : 20160512 20160512144810 ACCESSION NUMBER: 0001193125-16-588702 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 161643226 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 8-K 1 d119786d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 10, 2016

 

 

Uwharrie Capital Corp

(Exact name of registrant as specified in its charter)

 

 

 

North Carolina   000-22062   56-1814206

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

132 North First Street, Albemarle, NC   28001

(Address of principal executive offices)

   (Zip Code)

Registrant’s telephone number, including area code: (704) 982-4415

n/a

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 10, 2016, Uwharrie Capital Corp (the “Registrant”) held its Annual Meeting of Shareholders (the “Annual Meeting”). There were two proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors’ nominees were approved and elected to serve on the Registrant’s Board of Directors. The other proposal was also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant’s definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 21, 2016.

The voting results were as follows:

Proposal 1: Proposal to elect nine members of the Board of Directors, for the terms of office indicated or until their respective successors are duly elected and qualified.

 

Directors Elected

    Votes For      Votes Withheld      Broker Non-Votes  

One-Year Terms

         

Frank A. (Alex) Rankin, III

      3,059,393         26,584         1,092,917   

Two-Year Terms

         

James O. Campbell

      3,042,669         43,308         1,092,917   

Samuel M. Leder

      3,040,544         45,433         1,092,917   

Three-Year Terms

         

Raymond R. Cranford, Jr.

      3,059,503         26,474         1,092,917   

Thomas M. Hearne, Jr,

      3,051,332         33,673         1,092,917   

Harvey H. Leavitt, III

      3,054,645         30,838         1,092,917   

Cynthia L. Mynatt

      3,021,117         64,860         1,092,917   

James E. Nance

      3,068,377         17,600         1,092,917   

S. Todd Swaringen

      3,040,920         44,563         1,092,917   

Proposal 2: Proposal to ratify the appointment of Dixon Hughes Goodman LLP as the Company’s independent registered public accounting firm for 2016.

 

For

   

Against

   

Abstain

   

Broker Non-Votes

4,166,587

    4,122    8,185    —  

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

UWHARRIE CAPITAL CORP
By:  

/s/ R. David Beaver, III

  R. David Beaver, III
  Chief Financial Officer

Dated: May 12, 2016